DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Olympus Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nathan Stagg | Wells Fargo Advisors wirehouse | Olympus Wealth Management, LLC mixed wealth | Wirehouse to independent RIA | Dec 4, 2024 | Jan 8, 2025 (35 d) |
| Benjamin Gajardo | Commonwealth Financial Network national BD | Olympus Wealth Management, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 8, 2023 | Jun 28, 2023 (51 d) |
| Travis Mccann Peugnet | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Olympus Wealth Management, LLC mixed wealth | Wirehouse to independent RIA | Jul 6, 2020 | Jul 29, 2020 |
| Valerie Anne Tanner | Morgan Stanley wirehouse | Olympus Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Nov 19, 2018 | Sep 20, 2019 (305 d) |
| Carol Lens | J.P. Morgan Securities LLC wirehouse | Olympus Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Aug 22, 2018 | Mar 4, 2020 (560 d) |
| Timothy Irving Shumway | Strategic Advisers LLC national BD | Olympus Wealth Management, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 7, 2015 | Jan 10, 2023 (2805 d) |
| Matthew Thomas Bloom-Krull | Cs Planning Corp other | Olympus Wealth Management, LLC no RAUM | Other | Feb 27, 2015 | Mar 2, 2015 |
| Scott Aikele Bird | Cs Planning Corp other | Olympus Wealth Management, LLC no RAUM | Other | Feb 27, 2015 | Feb 2, 2015 |
| Scott Stoddard Poelman | Cs Planning Corp other | Olympus Wealth Management, LLC no RAUM | Other | Feb 27, 2015 | Feb 2, 2015 |
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9 moves match.