DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Strategic Wealth Partners

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ruben Richard RivasU.S. Bancorp Investments, Inc. BD affiliatedStrategic Wealth Partners independent RIAAffiliated broker-dealer or bank to independent RIAFeb 23, 2023Feb 21, 2023
Michael TuberJ.P. Morgan Securities LLC wirehouseStrategic Wealth Partners independent RIAWirehouse to independent RIAFeb 11, 2023Feb 10, 2023
Benjamin Jacob BremenCuri Capital, LLC independent RIAStrategic Wealth Partners independent RIARIA to RIAJan 10, 2023Jan 24, 2023
Merrick SingerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseStrategic Wealth Partners independent RIAWirehouse to independent RIASep 16, 2020Oct 13, 2020
Andrew David CohnKestra Advisory Services, LLC BD affiliatedStrategic Wealth Partners independent RIAAffiliated broker-dealer or bank to independent RIAAug 2, 2019Jul 26, 2019
Kirk Robert HackbarthGuidant Wealth Advisors independent RIAStrategic Wealth Partners independent RIARIA to RIAJul 15, 2019Jul 5, 2019
Joseph Kenneth ThompsonFirst Allied Advisory Services, Inc. BD affiliatedStrategic Wealth Partners independent RIAAffiliated broker-dealer or bank to independent RIAJul 1, 2019Jul 26, 2019
Cory Grant RappaportMorgan Stanley wirehouseStrategic Wealth Partners independent RIAWirehouse to independent RIAMar 6, 2019Mar 12, 2019
Benjamin Paul SmithRussell Investments asset managerStrategic Wealth Partners independent RIAOtherOct 15, 2018Oct 12, 2018
Adam Jonathan PriceCreative Planning independent RIAStrategic Wealth Partners independent RIARIA to RIASep 12, 2018Sep 25, 2018
Kathleen Dougherty-KleinPpcm, Inc. otherStrategic Wealth Partners otherOtherJan 9, 2018Jan 3, 2018
Jill KazIsto Advisors, LLC otherStrategic Wealth Partners otherOtherDec 7, 2017Jan 3, 2018
Adam Rudolph ShemariaBalasa Dinverno Foltz LLC otherStrategic Wealth Partners independent RIAOtherAug 21, 2017Jun 14, 2018 (297 d)
John Andrew MariscalcoMainstreet Advisors otherStrategic Wealth Partners independent RIAOtherMar 29, 2017Feb 22, 2019 (695 d)
Kyle Kenneth RossMorgan Stanley wirehouseStrategic Wealth Partners otherOtherJul 27, 2016Sep 7, 2016 (42 d)
Michael Morse GarrisonChicago Wealth Management, Inc. otherStrategic Wealth Partners independent RIAOtherNov 19, 2012Jul 14, 2023 (3889 d)
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16 moves match.