DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at 11 Financial

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Matthew Blair WilliamsonWilliamson Asset Management LLC unclassified11 Financial independent RIAOtherAug 14, 2024Aug 14, 2024
Taylor J KovarEnvoy Advisory Inc. independent RIA11 Financial independent RIARIA to RIAApr 18, 2024Jan 28, 2025 (285 d)
Joshua Deron VinsonEnvoy Advisory Inc. independent RIA11 Financial independent RIARIA to RIAApr 18, 2024Jan 28, 2025 (285 d)
Claudia ValladaresEnvoy Advisory Inc. independent RIA11 Financial independent RIARIA to RIAApr 18, 2024Jan 28, 2025 (285 d)
Ashley W OwensCaptrust institutional11 Financial independent RIAOtherMar 18, 2024Mar 18, 2024
Collin LyonFirst Command Advisory Services BD affiliated11 Financial independent RIAAffiliated broker-dealer or bank to independent RIAMar 4, 2024Feb 22, 2024
Matthew Blair WilliamsonWilliamson Asset Management LLC unclassified11 Financial independent RIAOtherJan 8, 2024Jan 3, 2024
Matthew Spencer LongA4 Wealth Advisors LLC independent RIA11 Financial independent RIARIA to RIANov 14, 2023Jan 2, 2024 (49 d)
Joseph Jerome CeasarSemita Asset Management independent RIA11 Financial independent RIARIA to RIAFeb 1, 2021Nov 29, 2022 (666 d)
Taylor J KovarMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse11 Financial independent RIAWirehouse to independent RIAApr 2, 2014Feb 11, 2015 (315 d)
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10 moves match.