DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at City Center Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Justin Michael Pontz | Hantz Financial Services, Inc. independent RIA | City Center Advisors, LLC independent RIA | RIA to RIA | Sep 26, 2025 | Oct 14, 2025 |
| Taylor Howard Cox | Morgan Stanley wirehouse | City Center Advisors, LLC independent RIA | Wirehouse to independent RIA | Nov 18, 2019 | Jul 31, 2020 (256 d) |
| Carolynn Bridget Bridges | Sagepoint Financial, Inc. BD affiliated | City Center Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 3, 2019 | Jul 31, 2020 (394 d) |
| Christopher Robert Brent | Edward Jones national BD | City Center Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 17, 2019 | Jul 22, 2019 (66 d) |
| Kyle Jackson Mccauley | Corecap Advisors BD affiliated | City Center Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 4, 2018 | Dec 3, 2018 |
| David Joel Hardin | Corecap Advisors BD affiliated | City Center Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 4, 2018 | Dec 5, 2018 |
| Danielle Serlin | Corecap Advisors BD affiliated | City Center Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 4, 2018 | Dec 8, 2018 |
| Ian Rodger Welham | Brookstone Capital Management LLC independent RIA | City Center Advisors, LLC independent RIA | RIA to RIA | Oct 11, 2018 | Feb 21, 2019 (133 d) |
| Frank Eugene Endris | Securian Financial Services, Inc. other | City Center Advisors, LLC independent RIA | Other | Apr 25, 2013 | May 29, 2015 (764 d) |
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9 moves match.