DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Walser Wealth Management Company, A Limited Liability Company

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Lejla SalcinStrategic Advisers LLC national BDWalser Wealth Management Company, A Limited Liability Company independent RIAAffiliated broker-dealer or bank to independent RIAJun 12, 2026Aug 28, 2026 (77 d)
Andrew RodriguezStrategic Advisers LLC national BDWalser Wealth Management Company, A Limited Liability Company independent RIAAffiliated broker-dealer or bank to independent RIAMar 17, 2026Mar 20, 2026
Brenton William MatzekFisher Investments independent RIAWalser Wealth Management Company, A Limited Liability Company independent RIARIA to RIAAug 27, 2025Sep 11, 2025
Nathan GaubatzStrategic Advisers LLC national BDWalser Wealth Management Company, A Limited Liability Company independent RIAAffiliated broker-dealer or bank to independent RIAAug 14, 2025Aug 14, 2025
Russell Joss BeckerFisher Investments independent RIAWalser Wealth Management Company, A Limited Liability Company independent RIARIA to RIAJul 2, 2025Jul 17, 2025
William T SmithMorgan Stanley wirehouseWalser Wealth Management Company, A Limited Liability Company independent RIAWirehouse to independent RIAApr 16, 2025Aug 20, 2026 (491 d)
Colton HendrixFarnam Financial independent RIAWalser Wealth Management Company, A Limited Liability Company independent RIARIA to RIAJan 14, 2025Apr 24, 2025 (100 d)
Misha MahindrooFisher Investments independent RIAWalser Wealth Management Company, A Limited Liability Company independent RIARIA to RIANov 19, 2024Mar 6, 2025 (107 d)
Matthew J MullerMorgan Stanley wirehouseWalser Wealth Management Company, A Limited Liability Company independent RIAWirehouse to independent RIAAug 20, 2024Aug 28, 2024
Jeffrey M PattenTruist Advisory Services, Inc. BD affiliatedWalser Wealth Management Company, A Limited Liability Company independent RIAAffiliated broker-dealer or bank to independent RIAAug 16, 2024Sep 6, 2024
Justin Paul ElliottAlterity Financial Group, LLC independent RIAWalser Wealth Management Company, A Limited Liability Company independent RIARIA to RIAMar 28, 2024Dec 22, 2025 (634 d)
Gabriel Sutter JungWaterstone Investment Counsel, LLC independent RIAWalser Wealth Management Company, A Limited Liability Company independent RIARIA to RIAAug 30, 2023Dec 18, 2024 (476 d)
Luciano A MiraE*Trade Capital Management, LLC independent RIAWalser Wealth Management Company, A Limited Liability Company independent RIARIA to RIAJun 27, 2023Jan 26, 2024 (213 d)
Trevor Maxwell MannMorgan Stanley wirehouseWalser Wealth Management Company, A Limited Liability Company independent RIAWirehouse to independent RIAMay 23, 2023May 22, 2023
Jacob Andrew StinsonProxy Wealth Advisors LLC independent RIAWalser Wealth Management Company, A Limited Liability Company independent RIARIA to RIAMay 23, 2023May 12, 2023
Illya Manuel BermantFisher Investments independent RIAWalser Wealth Management Company, A Limited Liability Company independent RIARIA to RIAApr 27, 2023May 23, 2023
Alexander Nicholas FelliosWells Fargo Advisors wirehouseWalser Wealth Management Company, A Limited Liability Company independent RIAWirehouse to independent RIAApr 24, 2023Jun 1, 2023 (38 d)
Robert Mark CerritoPruco Securities, LLC BD affiliatedWalser Wealth Management Company, A Limited Liability Company independent RIAAffiliated broker-dealer or bank to independent RIAJun 2, 2021Jun 11, 2021
Michael Lewis AbbottPruco Securities, LLC BD affiliatedWalser Wealth Management Company, A Limited Liability Company independent RIAAffiliated broker-dealer or bank to independent RIAOct 19, 2020Jan 28, 2021 (101 d)
Brian William MurphyLPL Financial LLC BD affiliatedWalser Wealth Management Company, A Limited Liability Company independent RIAAffiliated broker-dealer or bank to independent RIAOct 8, 2020Sep 16, 2024 (1439 d)
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20 moves match.