DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Summit Trail Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Lawrence Aloysius WhippleMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSummit Trail Advisors, LLC independent RIAWirehouse to independent RIAOct 3, 2025Dec 9, 2025 (67 d)
Jose Alberto ReynosoCitizens Private Wealth independent RIASummit Trail Advisors, LLC independent RIARIA to RIAOct 2, 2024May 20, 2025 (230 d)
Paul Damien HoskinLPL Financial LLC BD affiliatedSummit Trail Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 3, 2024Aug 19, 2024
Antonio MorelLPL Financial LLC BD affiliatedSummit Trail Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 16, 2024Nov 22, 2024 (129 d)
Matthew Fielding MarshLPL Financial LLC BD affiliatedSummit Trail Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 10, 2024May 30, 2024
Shima SalehiLPL Financial LLC BD affiliatedSummit Trail Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 10, 2024May 31, 2024
David Ryan HultmanLPL Financial LLC BD affiliatedSummit Trail Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 5, 2024Feb 16, 2026 (713 d)
Dimitre IvanovLPL Financial LLC BD affiliatedSummit Trail Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 3, 2023Apr 9, 2024 (158 d)
Robert Andres Homar LopezBancwest Investment Services, Inc. (Bwis) BD affiliatedSummit Trail Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 24, 2023Feb 28, 2024 (188 d)
Kevin Charles CurtisM&T Securities, Inc. unclassifiedSummit Trail Advisors, LLC independent RIAOtherSep 6, 2019Aug 23, 2019
Jonathan Douglas WilliamsM&T Securities, Inc. unclassifiedSummit Trail Advisors, LLC independent RIAOtherSep 6, 2019Aug 26, 2019
Michelle Walker RuddWells Fargo Advisors wirehouseSummit Trail Advisors, LLC independent RIAWirehouse to independent RIAJul 11, 2019Jul 3, 2019
Dominick J TrapassoLord, Abbett & Co. LLC asset managerSummit Trail Advisors, LLC independent RIAOtherJun 5, 2019Jun 5, 2019
Jerome C DerenPresidio Capital Advisors LLC otherSummit Trail Advisors, LLC independent RIAOtherOct 3, 2016Jan 1, 2026 (3377 d)
Jerome D LucasBarclays Capital Inc. otherSummit Trail Advisors, LLC otherOtherOct 22, 2015Oct 9, 2015
Michael Charles CohenBarclays Capital Inc. otherSummit Trail Advisors, LLC otherOtherOct 22, 2015Oct 9, 2015
Peter C. GambeeBarclays Capital Inc. otherSummit Trail Advisors, LLC otherOtherOct 22, 2015Oct 12, 2015
Megan Sclafani VaccaBarclays Capital Inc. otherSummit Trail Advisors, LLC otherOtherOct 22, 2015Oct 12, 2015
Daniela PedleyBarclays Capital Inc. otherSummit Trail Advisors, LLC no RAUMOtherAug 25, 2015Aug 17, 2015
Lauren Sardina CosulichBarclays Capital Inc. otherSummit Trail Advisors, LLC otherOtherAug 25, 2015Oct 14, 2015 (50 d)
Jack Barry PetersenBarclays Capital Inc. otherSummit Trail Advisors, LLC independent RIAOtherAug 8, 2015Jul 29, 2021 (2182 d)
Danielle Patricia MchughBarclays Capital Inc. otherSummit Trail Advisors, LLC independent RIAOtherAug 8, 2015Jul 27, 2021 (2180 d)
Joseph W. ShentonBarclays Capital Inc. otherSummit Trail Advisors, LLC no RAUMOtherAug 8, 2015Aug 10, 2015
Thomas Peter PalecekBarclays Capital Inc. otherSummit Trail Advisors, LLC no RAUMOtherAug 8, 2015Jul 27, 2015
Peter Christopher LeeBarclays Capital Inc. otherSummit Trail Advisors, LLC no RAUMOtherAug 8, 2015Jul 24, 2015
John William ScarboroughBarclays Capital Inc. otherSummit Trail Advisors, LLC independent RIAOtherAug 8, 2015Jan 1, 2026 (3799 d)
Jonathan Stephen PowellBarclays Capital Inc. otherSummit Trail Advisors, LLC independent RIAOtherAug 8, 2015Jun 3, 2025 (3587 d)
Benjamin Paul JohnsonBarclays Capital Inc. otherSummit Trail Advisors, LLC otherOtherJul 23, 2015Aug 11, 2016 (385 d)
Justin Castenskiold WatermanCitigroup Global Markets Inc. otherSummit Trail Advisors, LLC independent RIAOtherOct 3, 2013Sep 3, 2021 (2892 d)
Danielle Rae LoutonGalecki Financial Management Inc otherSummit Trail Advisors, LLC independent RIAOtherOct 26, 2005Apr 10, 2024 (6741 d)
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30 moves match.