DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Beacon Trust

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nicholas ThompsonRBC Rochdale, LLC BD affiliatedBeacon Trust independent RIAAffiliated broker-dealer or bank to independent RIAApr 23, 2026Apr 29, 2026
Marc Allen OceanakCetera Investment Advisers LLC BD affiliatedBeacon Trust independent RIAAffiliated broker-dealer or bank to independent RIANov 28, 2025Dec 16, 2025
Samantha Marie BoothOrange Investment Advisors, Inc. independent RIABeacon Trust independent RIARIA to RIANov 10, 2025Nov 20, 2025
Louis Marc RussoTruist Advisory Services, Inc. BD affiliatedBeacon Trust independent RIAAffiliated broker-dealer or bank to independent RIAJun 17, 2025Dec 12, 2025 (178 d)
Jason Bennett ApuzzioTruist Advisory Services, Inc. BD affiliatedBeacon Trust independent RIAAffiliated broker-dealer or bank to independent RIAJun 9, 2025Dec 12, 2025 (186 d)
David Andrew PittHennion & Walsh Asset Management, Inc. BD affiliatedBeacon Trust independent RIAAffiliated broker-dealer or bank to independent RIAApr 24, 2025May 13, 2025
Christopher CvitanWorld Advisory Services BD affiliatedBeacon Trust independent RIAAffiliated broker-dealer or bank to independent RIADec 19, 2022May 26, 2023 (158 d)
Earle William JardenFacet independent RIABeacon Trust independent RIARIA to RIAOct 4, 2022Feb 10, 2023 (129 d)
Evan K SmithAtlas Fiduciary Financial, LLC independent RIABeacon Trust independent RIARIA to RIAJul 11, 2022Jul 12, 2023 (366 d)
Adam Todd GoldbergMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBeacon Trust independent RIAWirehouse to independent RIASep 16, 2019Mar 4, 2021 (535 d)
Melissa Marie RaimundoWells Fargo Advisors wirehouseBeacon Trust independent RIAWirehouse to independent RIAJul 11, 2018Sep 12, 2019 (428 d)
Brian McgannUBS Financial Services Inc. wirehouseBeacon Trust otherOtherSep 12, 2017Jan 12, 2018 (122 d)
John Charles PawlikLassus Wherley otherBeacon Trust otherOtherMar 10, 2017Apr 21, 2017 (42 d)
Stefan Noah HermannFisher Investments otherBeacon Trust otherOtherMay 5, 2016Jun 13, 2016 (39 d)
Patricia Anne HallThe Mde Group, Inc. otherBeacon Trust otherOtherDec 31, 2015Jul 8, 2015
Michael Andrew HoltThe Mde Group, Inc. otherBeacon Trust otherOtherDec 31, 2015Sep 9, 2015
John Michael LongoThe Mde Group, Inc. otherBeacon Trust otherOtherDec 31, 2015Jul 8, 2015
John Joseph CorcoranTandem Investment Partners, LLC independent RIABeacon Trust otherOtherNov 17, 2014Feb 3, 2016 (443 d)
Spencer Scott MarshAshcar Advisors LLC unclassifiedBeacon Trust otherOtherDec 31, 2011Feb 25, 2016 (1517 d)
Diane Liu AllardTd Wealth Management Services Inc. unclassifiedBeacon Trust otherOtherMay 28, 2010Jan 26, 2016 (2069 d)
Maria DizioColumbia Management Advisors, Inc. unclassifiedBeacon Trust otherOtherSep 7, 2004May 31, 2017 (4649 d)
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21 moves match.