DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Easterly Funds LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
James Alexander MilroySyntrinsic Investment Counsel, LLC. otherEasterly Funds LLC asset managerOtherMar 28, 2019Jun 24, 2019 (88 d)
Daniel Winston MaurerGlobal Financial Private Capital, Inc. BD affiliatedEasterly Funds LLC asset managerOtherAug 30, 2018Sep 5, 2018
Brenda Jeanne OlearyBny Mellon Securities Corporation otherEasterly Funds LLC asset managerOtherFeb 5, 2018Jun 8, 2018 (123 d)
Matthew A KruegerAviance Capital Management, LLC otherEasterly Funds LLC otherOtherJun 29, 2017Dec 7, 2017 (161 d)
Peter Allan SykesGlobal Financial Private Capital, Inc. otherEasterly Funds LLC otherOtherMay 5, 2017Sep 28, 2017 (146 d)
Elizabeth AnthTlg Advisors, Inc. otherEasterly Funds LLC otherOtherApr 25, 2017Mar 7, 2018 (316 d)
Christopher Paul RandalAdvisors Capital Management, LLC otherEasterly Funds LLC otherOtherSep 13, 2016Oct 3, 2016
Alexander Kane AssafCurian Capital, LLC otherEasterly Funds LLC otherOtherSep 15, 2015May 10, 2016 (238 d)
Peter Allan SykesPutnam Investment Management, LLC otherEasterly Funds LLC otherOtherSep 8, 2014Sep 22, 2016 (745 d)
Kevin William CampbellSunset Financial Services, Inc. otherEasterly Funds LLC otherOtherMar 19, 2012Sep 29, 2016 (1655 d)
Bradford D. CookEquitable Advisors, LLC national BDEasterly Funds LLC otherOtherMar 3, 2010Sep 22, 2016 (2395 d)
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11 moves match.