DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Mulholland Wealth Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Donald Wayne LamisonHighland Financial, Ltd. unclassifiedMulholland Wealth Advisors, LLC mixed wealthOtherDec 21, 2023Apr 28, 2022
Leslie Lynette Davis SchoenhoferAlphastar Capital Management independent RIAMulholland Wealth Advisors, LLC mixed wealthRIA to RIAJun 30, 2023May 25, 2023
Daniel Joseph ShearmanMariner BD affiliatedMulholland Wealth Advisors, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAJan 26, 2023Jun 1, 2023 (126 d)
Aldo LozanoMorgan Stanley wirehouseMulholland Wealth Advisors, LLC mixed wealthWirehouse to independent RIANov 22, 2022Jun 29, 2023 (219 d)
Matthew J LeboJ. W. Cole Advisors, Inc. independent RIAMulholland Wealth Advisors, LLC asset managerOtherDec 22, 2020Dec 18, 2020
Teressa Dawn BeardJ. W. Cole Advisors, Inc. independent RIAMulholland Wealth Advisors, LLC asset managerOtherDec 22, 2020Dec 18, 2020
Joseph Daniel WirbickSequinox Wealth Advisors, LLC. unclassifiedMulholland Wealth Advisors, LLC asset managerOtherSep 5, 2019Dec 17, 2020 (469 d)
Shannon M GallopRedwood Investment Management, LLC. asset managerMulholland Wealth Advisors, LLC asset managerOtherJun 4, 2019Mar 26, 2019
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8 moves match.