DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Compass Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Tracy Lynn SullivanEdward Jones national BDCompass Wealth independent RIAAffiliated broker-dealer or bank to independent RIAJul 8, 2026Jul 22, 2026
Vincent ButtaroCetera Investment Advisers LLC BD affiliatedCompass Wealth independent RIAAffiliated broker-dealer or bank to independent RIAMay 27, 2026May 22, 2026
Poonnasa CornEdward Jones national BDCompass Wealth independent RIAAffiliated broker-dealer or bank to independent RIAFeb 12, 2026Feb 27, 2026
Dawn Carolyn AbernathyEllevest independent RIACompass Wealth independent RIARIA to RIAApr 7, 2025May 12, 2026 (400 d)
Ronald DevriesU.S. Bancorp Investments, Inc. BD affiliatedCompass Wealth independent RIAAffiliated broker-dealer or bank to independent RIANov 20, 2024Mar 27, 2025 (127 d)
Catherine HarstickMissionsquare Retirement institutionalCompass Wealth independent RIAOtherApr 19, 2024Apr 23, 2024
Stephen Michael ChanezCitigroup Global Markets Inc. BD affiliatedCompass Wealth independent RIAAffiliated broker-dealer or bank to independent RIAApr 18, 2024May 1, 2024
Darrell SpringerMorgan Stanley wirehouseCompass Wealth independent RIAWirehouse to independent RIAMar 16, 2022Aug 7, 2023 (509 d)
Steven Michael LeonardEdward Jones national BDCompass Wealth independent RIAAffiliated broker-dealer or bank to independent RIANov 10, 2020Dec 6, 2020
Thomas C ElderMML Investors Services, LLC BD affiliatedCompass Wealth independent RIAAffiliated broker-dealer or bank to independent RIAJul 25, 2019Jul 25, 2019
David S RyanStifel, Nicolaus & Company, Incorporated national BDCompass Wealth independent RIAAffiliated broker-dealer or bank to independent RIAJan 14, 2019Jan 25, 2019
Justin C RueterEdward Jones national BDCompass Wealth independent RIAAffiliated broker-dealer or bank to independent RIADec 17, 2018Dec 19, 2018
Patrick M RitterFiduciary Advisors, Inc. otherCompass Wealth independent RIAOtherJul 25, 2017Feb 1, 2019 (556 d)
Airionne Renee SolankeWaddell & Reed otherCompass Wealth independent RIAOtherMay 31, 2016Dec 22, 2017 (570 d)
Marvin L. MitchellOn Investment Management Co otherCompass Wealth independent RIAOtherDec 16, 2015Feb 22, 2016 (68 d)
Dossie JenningsEdward Jones national BDCompass Wealth independent RIAAffiliated broker-dealer or bank to independent RIAOct 21, 2010Sep 7, 2026 (5800 d)
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16 moves match.