DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Transform Wealth, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brian Lee JanesThrivent Investment Management Inc. BD affiliatedTransform Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 22, 2024Jun 18, 2024
Amy Michele ZamikovskyWoodson Wealth Management unclassifiedTransform Wealth, LLC independent RIAOtherMar 28, 2024Mar 28, 2024
Jonathan Dawson AhaltStrategic Capital Advisers, Inc. mixed wealthTransform Wealth, LLC independent RIARIA to RIAOct 3, 2022Oct 5, 2022
Phillip WoodfordStrategic Capital Advisers, Inc. mixed wealthTransform Wealth, LLC independent RIARIA to RIAOct 3, 2022Oct 5, 2022
Gordan Craig PostBok Financial Private Wealth, Inc. independent RIATransform Wealth, LLC independent RIARIA to RIANov 21, 2019Dec 9, 2019
Sandra Loraine KnechtBok Financial Private Wealth, Inc. independent RIATransform Wealth, LLC independent RIARIA to RIANov 21, 2019Dec 5, 2019
Yiwen ChenBsw Wealth Partners independent RIATransform Wealth, LLC independent RIARIA to RIAAug 21, 2019Apr 21, 2020 (244 d)
Matthew Joseph WellsMercer Global Advisors Inc. independent RIATransform Wealth, LLC independent RIARIA to RIAFeb 1, 2019Aug 15, 2019 (195 d)
Richard Gordon LeaderFirst Houston Capital, Inc. otherTransform Wealth, LLC otherOtherSep 26, 2017Sep 29, 2017
Robert Logan CampbellCarnick & Kubik, LLC otherTransform Wealth, LLC otherOtherJun 9, 2016Jun 9, 2016
Nathan James KubikCarnick & Kubik, LLC otherTransform Wealth, LLC otherOtherJun 9, 2016Jun 9, 2016
William David Van KeulenCarnick & Kubik, LLC otherTransform Wealth, LLC otherOtherJun 9, 2016Jun 13, 2016
Clarissa Rugaber HobsonCarnick & Kubik, LLC otherTransform Wealth, LLC otherOtherJun 9, 2016Jun 9, 2016
Kenneth P TillmanCarnick & Kubik, LLC otherTransform Wealth, LLC otherOtherJun 9, 2016Jun 10, 2016
Craig Evans CarnickCarnick & Kubik, LLC otherTransform Wealth, LLC otherOtherJun 9, 2016Jun 9, 2016
David James KubikNorthland Asset Management otherTransform Wealth, LLC otherOtherJun 13, 2012Jun 9, 2016 (1457 d)
Michael Gary BallCentaurus Financial, Inc. otherTransform Wealth, LLC independent RIAOtherDec 31, 2002Apr 13, 2019 (5947 d)
Page 1 of 1
17 moves match.