DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Manhattan West Asset Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Brandon Allen | RBC Capital Markets, LLC national BD | Manhattan West Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 12, 2025 | Jan 7, 2026 (56 d) |
| Shawn Kim | Hollencrest Capital Management independent RIA | Manhattan West Asset Management, LLC independent RIA | RIA to RIA | Aug 8, 2025 | Aug 27, 2025 |
| Laurence Charles Rollins | Stratos Wealth Partners, Ltd BD affiliated | Manhattan West Asset Management, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 15, 2023 | Jan 19, 2024 (65 d) |
| Nicholas James Wolf | Key Investment Services LLC BD affiliated | Manhattan West Asset Management, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2023 | Jul 11, 2023 |
| Patrick Steven Mcdonald | Mai Capital Management, LLC independent RIA | Manhattan West Asset Management, LLC mixed wealth | RIA to RIA | Mar 16, 2023 | Mar 22, 2023 |
| Orin Alan Winick | Aspiriant, LLC independent RIA | Manhattan West Asset Management, LLC mixed wealth | RIA to RIA | Feb 14, 2023 | Jul 12, 2023 (148 d) |
| Khary Cuffe | Equitable Advisors, LLC national BD | Manhattan West Asset Management, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 7, 2022 | Aug 19, 2022 (43 d) |
| Michael Robert Galanowsky | One Capital Management, LLC independent RIA | Manhattan West Asset Management, LLC independent RIA | RIA to RIA | Jan 28, 2022 | Mar 2, 2022 (33 d) |
| Tyler Austin Robuck | Ep Wealth Advisors independent RIA | Manhattan West Asset Management, LLC independent RIA | RIA to RIA | Jul 20, 2021 | Jun 16, 2021 |
| Christopher Wahl | Morton Wealth independent RIA | Manhattan West Asset Management, LLC independent RIA | RIA to RIA | Jun 16, 2021 | Aug 22, 2021 (67 d) |
| Francois Maximilian Schramek | Pathstone independent RIA | Manhattan West Asset Management, LLC independent RIA | RIA to RIA | Sep 24, 2018 | Sep 5, 2021 (1077 d) |
| Justin Alexander Mccurdy | Adviceperiod, LLC other | Manhattan West Asset Management, LLC other | Other | Apr 4, 2017 | Jun 8, 2017 (65 d) |
| Britt Morgan Joyce | Pillar Pacific Capital Management LLC other | Manhattan West Asset Management, LLC no RAUM | Other | Jul 12, 2016 | Jun 13, 2016 |
| Lorenzo Daniel Esparza | J.P. Morgan Securities LLC wirehouse | Manhattan West Asset Management, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 7, 2016 | Jun 1, 2016 |
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14 moves match.