DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Greenleaf Financial Network, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael Alan ArmourOsaic Wealth, Inc. BD affiliatedGreenleaf Financial Network, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 30, 2024Oct 28, 2024
Anna Marie KiserOsaic Wealth, Inc. BD affiliatedGreenleaf Financial Network, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 30, 2024Oct 28, 2024
Dustin Wayne KennedyTd Ameritrade Investment Management, LLC independent RIAGreenleaf Financial Network, LLC independent RIARIA to RIAApr 28, 2020May 1, 2020
Joseph Arthur ToepkeWaddell & Reed BD affiliatedGreenleaf Financial Network, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 18, 2018Dec 22, 2021 (1191 d)
Brandon Alan WooleyWaddell & Reed BD affiliatedGreenleaf Financial Network, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 25, 2018Jan 18, 2019 (177 d)
Dustin Wayne KennedyMML Investors Services, LLC BD affiliatedGreenleaf Financial Network, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 1, 2018May 31, 2018
Leonard Henry HempenSummit Financial Group Inc otherGreenleaf Financial Network, LLC independent RIAOtherJan 8, 2018Jan 2, 2018
Sara Magdalene RealsFirst Citizens Investor Services, Inc. otherGreenleaf Financial Network, LLC independent RIAOtherOct 10, 2017Jun 29, 2026 (3184 d)
Dustin Wayne KennedyWaddell & Reed otherGreenleaf Financial Network, LLC independent RIAOtherJun 21, 2017Jun 28, 2017
Timothy Jude FeeneyLane Hipple - Wealth Management Group otherGreenleaf Financial Network, LLC independent RIAOtherMay 2, 2017May 11, 2017
Betsy Lou WhippleMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseGreenleaf Financial Network, LLC independent RIAWirehouse to independent RIADec 22, 2016Feb 2, 2017 (42 d)
Chatten Walker ScruggsVsr Advisory Services otherGreenleaf Financial Network, LLC independent RIAOtherOct 14, 2016Nov 4, 2016
Michael Christopher AlbaVsr Advisory Services otherGreenleaf Financial Network, LLC independent RIAOtherJul 18, 2016Jun 29, 2026 (3633 d)
Scott Thomas StanfieldVsr Advisory Services otherGreenleaf Financial Network, LLC independent RIAOtherMay 16, 2016Aug 10, 2016 (86 d)
Michael James BearyVsr Advisory Services otherGreenleaf Financial Network, LLC independent RIAOtherMay 16, 2016Aug 5, 2016 (81 d)
Page 1 of 1
15 moves match.