DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Vestwell Advisors LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kian RafiaPardis unclassifiedVestwell Advisors LLC institutionalOtherJun 28, 2024May 22, 2024
Lami M HarmonMorgan Stanley wirehouseVestwell Advisors LLC mixed wealthWirehouse to independent RIAJan 3, 2024Jul 20, 2026 (929 d)
Michael David SullivanConcurrent Investment Advisors, LLC independent RIAVestwell Advisors LLC institutionalOtherNov 28, 2023Oct 8, 2024 (315 d)
Stephen Patrick MileyEdelman Financial Engines mixed wealthVestwell Advisors LLC institutionalOtherFeb 27, 2023May 23, 2023 (85 d)
Adam Ross BushNewport Group Consulting, LLC institutionalVestwell Advisors LLC institutionalOtherJan 24, 2023Mar 22, 2024 (423 d)
Samuel Soland SpryAlliancebernstein L.P. asset managerVestwell Advisors LLC institutionalOtherOct 17, 2022Apr 14, 2023 (179 d)
Mazyar Mark NaftchiUsi Advisors institutionalVestwell Advisors LLC institutionalOtherFeb 8, 2021Jul 14, 2022 (521 d)
Christopher Gordon EisserNew York Life Investment Management LLC asset managerVestwell Advisors LLC institutionalOtherOct 12, 2020Oct 4, 2022 (722 d)
Eli James LandowMorgan Stanley wirehouseVestwell Advisors LLC otherOtherJan 7, 2019Jan 11, 2021 (735 d)
Russell William NewtonStrategic Advisers LLC national BDVestwell Advisors LLC institutionalOtherMar 16, 2017Jun 17, 2021 (1554 d)
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10 moves match.