DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Tcp Asset Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Dale Edward BucknerDale Buckner, Inc. independent RIATcp Asset Management, LLC independent RIARIA to RIAMar 9, 2026Jan 7, 2026
Teresa Ann RoopDale Buckner, Inc. independent RIATcp Asset Management, LLC independent RIARIA to RIAMar 9, 2026Jan 7, 2026
Rebecca Eve GoebelWells Fargo Advisors wirehouseTcp Asset Management, LLC independent RIAWirehouse to independent RIAMay 23, 2024Jun 11, 2024
Jessica Marie SimmonsAurora Wealth Advisors independent RIATcp Asset Management, LLC independent RIARIA to RIAFeb 28, 2024Jan 22, 2024
Julianne Lorraine CallUnited Planners' Financial Services Of America A Limited Partner independent RIATcp Asset Management, LLC independent RIARIA to RIADec 31, 2022Mar 25, 2020
Matthew Ryan MccleesePruco Securities, LLC BD affiliatedTcp Asset Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 26, 2022Oct 28, 2022
Scott Joseph ThomasPruco Securities, LLC BD affiliatedTcp Asset Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 20, 2022May 6, 2022
Benjamin G RandallMorgan Stanley wirehouseTcp Asset Management, LLC independent RIAWirehouse to independent RIAJan 21, 2022Mar 15, 2022 (53 d)
Klinton KriegerWells Fargo Advisors wirehouseTcp Asset Management, LLC independent RIAWirehouse to independent RIAAug 17, 2020Aug 14, 2020
Derek Joseph KesigMML Investors Services, LLC BD affiliatedTcp Asset Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 1, 2019Nov 1, 2019
Nickolas MagoraCetera Investment Advisers LLC BD affiliatedTcp Asset Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 9, 2019Jan 9, 2019
Ashley Brian VarnerH. Beck, Inc. BD affiliatedTcp Asset Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 3, 2018Jan 31, 2023 (1764 d)
Susan H StackUnited Planners' Financial Services Of America A Limited Partner otherTcp Asset Management, LLC no RAUMOtherJan 17, 2018Jan 19, 2017
John Matthew RileyTrendency Capital Management, LLC unclassifiedTcp Asset Management, LLC no RAUMOtherJan 13, 2017Jan 19, 2017
Mary C SlaneTrendency Capital Management, LLC unclassifiedTcp Asset Management, LLC no RAUMOtherJan 13, 2017Jan 20, 2017
David Baldwin MeskeTrendency Capital Management, LLC unclassifiedTcp Asset Management, LLC no RAUMOtherJan 13, 2017Jan 20, 2017
Branda Rhae AllenTrendency Capital Management, LLC unclassifiedTcp Asset Management, LLC no RAUMOtherJan 13, 2017Jan 19, 2017
Robert Michael MitchellTrendency Capital Management, LLC unclassifiedTcp Asset Management, LLC no RAUMOtherJan 13, 2017Jan 19, 2017
Joshua Richard AllenTrendency Capital Management, LLC unclassifiedTcp Asset Management, LLC no RAUMOtherJan 13, 2017Jan 13, 2017
Phillip Joseph SusiTrendency Capital Management, LLC unclassifiedTcp Asset Management, LLC no RAUMOtherJan 13, 2017Jan 19, 2017
Philip Hunter BervigRich Goldman Asset Mgmt, LLC otherTcp Asset Management, LLC independent RIAOtherJan 28, 2015Dec 15, 2017 (1052 d)
Diron TappinGarp Research & Securities Company unclassifiedTcp Asset Management, LLC independent RIAOtherAug 20, 2012Sep 13, 2021 (3311 d)
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22 moves match.