DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Allium Financial Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jacqueline ThompsonFerguson Wellman Capital Management, Inc. independent RIAAllium Financial Advisors, LLC independent RIARIA to RIAApr 8, 2026Apr 21, 2026
Michael Standifer ElfersIrvington Capital LLC otherAllium Financial Advisors, LLC independent RIAOtherDec 31, 2024Jan 19, 2025
Michelle Lynn WanlessD.A. Davidson & Co. independent RIAAllium Financial Advisors, LLC independent RIARIA to RIAMay 6, 2024Jun 20, 2024 (45 d)
Megan Margarete RichardsonHorst & Graben Wealth Management, LLC independent RIAAllium Financial Advisors, LLC independent RIARIA to RIAFeb 1, 2024Mar 5, 2024 (33 d)
Jordan Lawrence Jeffrey FeeVanguard Advisers, Inc. BD affiliatedAllium Financial Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 16, 2023Nov 16, 2023
Robert William NoackMorgan Stanley wirehouseAllium Financial Advisors, LLC independent RIAWirehouse to independent RIAJul 16, 2019Aug 1, 2019
Sheree Demers ArntsonTru Independence Asset Management, LLC otherAllium Financial Advisors, LLC otherOtherSep 11, 2017Jul 7, 2017
Pradeep TempalliTru Independence Asset Management, LLC otherAllium Financial Advisors, LLC otherOtherSep 11, 2017Jun 29, 2017
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8 moves match.