DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Golden State Equity Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jonathan Miller LarsenAlbion Financial Group independent RIAGolden State Equity Advisors, LLC independent RIARIA to RIAJan 29, 2024Aug 23, 2021
Jean-Paul Simon AfifMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseGolden State Equity Advisors, LLC independent RIAWirehouse to independent RIASep 16, 2022Sep 9, 2022
Jordan Vander PoortenTvn Wealth Management Inc unclassifiedGolden State Equity Advisors, LLC independent RIAOtherSep 7, 2022Sep 16, 2021
William Dale ByfordCarter Bain Wealth Management unclassifiedGolden State Equity Advisors, LLC independent RIAOtherDec 31, 2021Aug 26, 2021
Nathan Gonzalo EnriquezCarter Bain Wealth Management unclassifiedGolden State Equity Advisors, LLC independent RIAOtherDec 31, 2021Aug 26, 2021
David Edward LeightonAmeriprise Financial Services, LLC national BDGolden State Equity Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 11, 2021Nov 9, 2021
Francisco Blas SalasAsc Wealth Management LLC independent RIAGolden State Equity Advisors, LLC independent RIARIA to RIAJul 1, 2021Mar 15, 2022 (257 d)
David Michael EldridgeEdelman Financial Engines mixed wealthGolden State Equity Advisors, LLC independent RIARIA to RIAApr 27, 2021Apr 1, 2021
Todd Aaron SchneiderCutter Financial Group LLC independent RIAGolden State Equity Advisors, LLC independent RIARIA to RIAMar 15, 2021Jan 12, 2021
Lee Burton JonesStratos Wealth Partners, Ltd BD affiliatedGolden State Equity Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 19, 2021Feb 18, 2021
John David PakEdge Wealth Management, LLC independent RIAGolden State Equity Advisors, LLC independent RIARIA to RIAOct 15, 2020Oct 15, 2020
Timothy John DowdPolaris Wealth Advisory Group independent RIAGolden State Equity Advisors, LLC independent RIARIA to RIAAug 6, 2020Sep 16, 2020 (41 d)
Kelli Anne YoungMiller Advisors, Inc. independent RIAGolden State Equity Advisors, LLC independent RIARIA to RIAApr 20, 2020Apr 20, 2020
Justin Kyle VestmanGolden State Wealth Management, LLC independent RIAGolden State Equity Advisors, LLC independent RIARIA to RIAMar 13, 2020Mar 16, 2020
Shannon Asher KujawaIndependent Financial Partners otherGolden State Equity Advisors, LLC independent RIAOtherDec 8, 2017Sep 16, 2021 (1378 d)
Misty Dejon PorterCitigroup Global Markets Inc. otherGolden State Equity Advisors, LLC no RAUMOtherOct 26, 2017Dec 5, 2017 (40 d)
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16 moves match.