DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at The Pension Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Eric Robert FranklinJ.P. Morgan Securities LLC wirehouseThe Pension Group independent RIAWirehouse to independent RIAJun 11, 2026Jun 29, 2026
Jacob ChryslerEmpower Advisory Group, LLC BD affiliatedThe Pension Group independent RIAAffiliated broker-dealer or bank to independent RIAOct 25, 2024Nov 8, 2024
John Robert ForloineCommonwealth Financial Network national BDThe Pension Group independent RIAAffiliated broker-dealer or bank to independent RIAAug 10, 2021Aug 4, 2021
Jonathan Daniel RamseyHuntington Financial Advisors BD affiliatedThe Pension Group independent RIAAffiliated broker-dealer or bank to independent RIAJul 9, 2020Nov 3, 2020 (117 d)
Michael John MartinezMadison Avenue Securities, LLC independent RIAThe Pension Group independent RIARIA to RIAApr 9, 2018Apr 6, 2018
William J. LacureJ.P. Morgan Securities LLC wirehouseThe Pension Group independent RIAWirehouse to independent RIASep 9, 2014Jan 23, 2026 (4154 d)
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6 moves match.