DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Proxy Wealth Advisors LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christopher James DavidsonProxy Freedom unclassifiedProxy Wealth Advisors LLC independent RIAOtherJan 12, 2026Dec 19, 2024
Bryan CaulkinsUnited Planners' Financial Services Of America A Limited Partner independent RIAProxy Wealth Advisors LLC independent RIARIA to RIAJun 25, 2025Feb 19, 2023
Carolyn ReynoldsCharles Schwab & Co., Inc. national BDProxy Wealth Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 12, 2024Feb 27, 2025 (260 d)
Dannett June GardinerCetera Investment Advisers LLC BD affiliatedProxy Wealth Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 5, 2023Jan 30, 2024 (56 d)
Jacob Andrew StinsonWells Fargo Advisors wirehouseProxy Wealth Advisors LLC independent RIAWirehouse to independent RIAJan 31, 2023Feb 19, 2023
Oleg N. ZviaginCaptrust institutionalProxy Wealth Advisors LLC independent RIAOtherMay 11, 2021May 9, 2021
Omar A MorilloEquitable Advisors, LLC national BDProxy Wealth Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 11, 2021Jan 6, 2021
Christopher James DavidsonOsaic Fa, Inc. BD affiliatedProxy Wealth Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 20, 2018Sep 18, 2018
Bryan CaulkinsPrincipal Securities, Inc. BD affiliatedProxy Wealth Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 13, 2018Aug 13, 2018 (31 d)
Marc Anthony DecuffaAmeriprise Financial Services, LLC national BDProxy Wealth Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2017Nov 5, 2020 (1040 d)
Arthur Wayne PotterAllstate Financial Advisors, LLC no RAUMProxy Wealth Advisors LLC independent RIAOtherJun 30, 2017Jul 30, 2024 (2587 d)
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11 moves match.