DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sage Mountain Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Carol Zabala Vaughn | Oppenheimer & Co. Inc. BD affiliated | Sage Mountain Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 11, 2026 | Sep 10, 2026 |
| Michael Hunter Brooks | Stadion Money Management, LLC mixed wealth | Sage Mountain Advisors, LLC independent RIA | RIA to RIA | Nov 4, 2025 | Nov 25, 2025 |
| Taylor Osasere Brown | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sage Mountain Advisors, LLC independent RIA | Wirehouse to independent RIA | Jul 12, 2024 | Sep 5, 2024 (55 d) |
| David Karl Pence | The Mather Group, LLC independent RIA | Sage Mountain Advisors, LLC independent RIA | RIA to RIA | Jul 12, 2024 | Aug 30, 2024 (49 d) |
| Timothy J Byerly | Angel Oak Capital Advisors, LLC asset manager | Sage Mountain Advisors, LLC independent RIA | Other | Aug 5, 2023 | Jan 9, 2024 (157 d) |
| William Taylor Gray Tuggle | Goldman Sachs Wealth Services, L.P. BD affiliated | Sage Mountain Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 1, 2023 | Oct 5, 2022 |
| Ryan Francis Kittrell | Pruco Securities, LLC BD affiliated | Sage Mountain Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 23, 2023 | Dec 1, 2023 (253 d) |
| John Benson Darby | Corient independent RIA | Sage Mountain Advisors, LLC independent RIA | RIA to RIA | Jan 17, 2023 | Jan 23, 2023 |
| Charles Evan Daugherty | Truist Advisory Services, Inc. BD affiliated | Sage Mountain Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 26, 2022 | Nov 20, 2025 (1151 d) |
| Sina J Taghizadeh | Voya Investment Management Co. LLC other | Sage Mountain Advisors, LLC independent RIA | Other | Aug 6, 2021 | Aug 16, 2021 |
| John Russell Allen | Berman Capital Advisors, LLC independent RIA | Sage Mountain Advisors, LLC independent RIA | RIA to RIA | Nov 5, 2020 | Nov 3, 2021 (363 d) |
| Christine Cyphers Phelps | Bb&T Securities, LLC BD affiliated | Sage Mountain Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 1, 2020 | Jun 23, 2020 (53 d) |
| Deborah Allison Wagner | Pnc Wealth Management other | Sage Mountain Advisors, LLC independent RIA | Other | Mar 11, 2014 | Apr 25, 2019 (1871 d) |
| Edward Marsh Douthat | Ockham Wealth Advisors L.L.C. unclassified | Sage Mountain Advisors, LLC independent RIA | Other | Aug 31, 2010 | Dec 22, 2020 (3766 d) |
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14 moves match.