DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Convergence Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Hunter Rice | Good Life Advisors, LLC independent RIA | Convergence Financial independent RIA | RIA to RIA | Sep 3, 2026 | Sep 4, 2026 |
| Christopher Shane Danner | Good Life Advisors, LLC independent RIA | Convergence Financial independent RIA | RIA to RIA | Aug 28, 2026 | Sep 4, 2026 |
| Adam Brian Parrie | Rice, Voelker, LLC state registered | Convergence Financial independent RIA | Other | Jun 30, 2026 | Jul 1, 2026 |
| Greg Lebold | Cambridge Investment Research Advisors, Inc. BD affiliated | Convergence Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 23, 2026 | Jun 22, 2026 |
| Joshua Roy Belcher | Edward Jones national BD | Convergence Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | May 13, 2026 | Jun 28, 2026 (46 d) |
| Jacob Harrison Leddy | RBC Capital Markets, LLC national BD | Convergence Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 20, 2026 | Mar 5, 2026 |
| Brian Keith Atchley | Tri-Lakes Financial Services, L.L.C. unclassified | Convergence Financial independent RIA | Other | Mar 3, 2026 | Oct 14, 2025 |
| Joseph Lennon Boyd | Edward Jones national BD | Convergence Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 28, 2025 | Mar 21, 2025 |
| Daniel Edward Hamlet | Edward Jones national BD | Convergence Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2024 | Nov 27, 2024 |
| Michael Francis Richards | Caliber Wealth Management, LLC no RAUM | Convergence Financial independent RIA | Other | Aug 22, 2024 | Aug 21, 2024 |
| Stacey Ann Wescoat | Morgan Stanley wirehouse | Convergence Financial independent RIA | Wirehouse to independent RIA | Aug 16, 2024 | Aug 9, 2024 |
| William Hafer Mc Crea | Charles Schwab & Co., Inc. national BD | Convergence Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2024 | Jun 24, 2024 |
| Austin Grant Harrison | Mader & Shannon Wealth Management independent RIA | Convergence Financial independent RIA | RIA to RIA | Jul 1, 2024 | Jul 5, 2024 |
| Marc Ernest Neighbor | Edward Jones national BD | Convergence Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 20, 2024 | Jun 5, 2024 |
| Andrew Lawrence Ramos | Edward Jones national BD | Convergence Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2024 | Mar 28, 2024 |
| Philip Harris Mcgregor | Four Rivers Financial, LLC unclassified | Convergence Financial independent RIA | Other | Mar 28, 2024 | Apr 18, 2024 |
| Jason Thomas Buford | Umb Financial Services, Inc. BD affiliated | Convergence Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 30, 2022 | Dec 9, 2022 |
| Phillip David Bacon | LPL Financial LLC independent RIA | Convergence Financial independent RIA | RIA to RIA | Apr 28, 2022 | Sep 12, 2024 (868 d) |
| Joshua David Evans | Waddell & Reed BD affiliated | Convergence Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 21, 2021 | May 12, 2023 (660 d) |
| Tyler Stephen Hoffmann | Td Ameritrade, Inc. no RAUM | Convergence Financial independent RIA | Other | Jan 11, 2021 | Feb 3, 2021 |
| Adam Bethel | Cambridge Investment Research Advisors, Inc. BD affiliated | Convergence Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 6, 2020 | Aug 6, 2020 |
| Travis Earl Cook | Good Life Advisors, LLC independent RIA | Convergence Financial no RAUM | RIA to a newly registered adviser | Dec 31, 2019 | Jun 5, 2019 |
| Kyle Joseph Elliott | Good Life Advisors, LLC independent RIA | Convergence Financial no RAUM | RIA to a newly registered adviser | Nov 26, 2019 | Jun 5, 2019 |
| Cameron Austin Byrd | Good Life Advisors, LLC independent RIA | Convergence Financial no RAUM | RIA to a newly registered adviser | Nov 26, 2019 | Jun 5, 2019 |
| John W. Briscoe | Smith Moore & Co. independent RIA | Convergence Financial no RAUM | RIA to a newly registered adviser | Sep 27, 2019 | Sep 27, 2019 |
| Robert Joseph Braun | Waddell & Reed BD affiliated | Convergence Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 25, 2019 | Jun 20, 2019 |
| Joseph George Watz | Northern Trust Securities, Inc no RAUM | Convergence Financial independent RIA | Other | Aug 4, 2008 | Nov 26, 2024 (5958 d) |
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27 moves match.