DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Great Waters Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gloria Stepha Garcia Cisneros | Hightower Advisors, LLC BD affiliated | Great Waters Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 1, 2026 | Jun 23, 2026 |
| David Thomas Gau | Strategic Advisers LLC national BD | Great Waters Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 29, 2025 | Feb 2, 2026 (96 d) |
| Alex Meehan | Midwest Professional Planners, Ltd. independent RIA | Great Waters Financial independent RIA | RIA to RIA | Mar 20, 2025 | Apr 9, 2025 |
| Matthew Joseph Schwartz | Advisornet Wealth Partners independent RIA | Great Waters Financial no RAUM | RIA to a newly registered adviser | Apr 28, 2022 | Apr 6, 2022 |
| Barry David Bigelow | Advisornet Wealth Partners independent RIA | Great Waters Financial no RAUM | RIA to a newly registered adviser | Apr 28, 2022 | Apr 6, 2022 |
| Michael Joseph Palumbo | Advisornet Wealth Partners independent RIA | Great Waters Financial no RAUM | RIA to a newly registered adviser | Apr 28, 2022 | Apr 6, 2022 |
| Justin Raymond Halverson | Advisornet Wealth Partners independent RIA | Great Waters Financial no RAUM | RIA to a newly registered adviser | Apr 28, 2022 | Apr 6, 2022 |
| Elijah Reed Kovar | Advisornet Wealth Partners independent RIA | Great Waters Financial no RAUM | RIA to a newly registered adviser | Apr 28, 2022 | Apr 11, 2022 |
| Nicholas Christopher Benjamin Foulks | Advisornet Wealth Partners independent RIA | Great Waters Financial no RAUM | RIA to a newly registered adviser | Apr 28, 2022 | Apr 5, 2022 |
| Joshua Martin Legband | Advisornet Wealth Partners independent RIA | Great Waters Financial no RAUM | RIA to a newly registered adviser | Apr 28, 2022 | Apr 14, 2022 |
| Will Keith Johnson | Advisornet Wealth Partners independent RIA | Great Waters Financial no RAUM | RIA to a newly registered adviser | Apr 28, 2022 | Apr 6, 2022 |
| Justin Dale Arfsten | Advisornet Wealth Partners independent RIA | Great Waters Financial no RAUM | RIA to a newly registered adviser | Apr 28, 2022 | Apr 6, 2022 |
| Megan Marie Nadeau | Advisornet Wealth Partners independent RIA | Great Waters Financial no RAUM | RIA to a newly registered adviser | Apr 28, 2022 | Apr 6, 2022 |
| Philip Burfeind | Advisornet Wealth Partners independent RIA | Great Waters Financial no RAUM | RIA to a newly registered adviser | Apr 28, 2022 | Apr 14, 2022 |
| Cody Joseph Nadeau | Advisornet Wealth Partners independent RIA | Great Waters Financial no RAUM | RIA to a newly registered adviser | Apr 28, 2022 | Apr 6, 2022 |
| Taylor John Hegna | Advisornet Wealth Partners independent RIA | Great Waters Financial no RAUM | RIA to a newly registered adviser | Apr 28, 2022 | Apr 11, 2022 |
| Patrick Conor Manning | Advisornet Wealth Partners independent RIA | Great Waters Financial no RAUM | RIA to a newly registered adviser | Apr 28, 2022 | Apr 5, 2022 |
| Devon Douglas Johnson | Advisornet Wealth Partners independent RIA | Great Waters Financial no RAUM | RIA to a newly registered adviser | Apr 28, 2022 | Apr 6, 2022 |
| Jacob Anton Barr | Advisornet Wealth Partners independent RIA | Great Waters Financial no RAUM | RIA to a newly registered adviser | Apr 28, 2022 | Apr 14, 2022 |
| Joseph David Turner | Advisornet Wealth Partners independent RIA | Great Waters Financial no RAUM | RIA to a newly registered adviser | Apr 28, 2022 | Apr 14, 2022 |
| Sarah Ellen Kaufman | Advisornet Wealth Partners independent RIA | Great Waters Financial no RAUM | RIA to a newly registered adviser | Apr 28, 2022 | Apr 6, 2022 |
| Christopher Ryan Kaufman | Advisornet Wealth Partners independent RIA | Great Waters Financial no RAUM | RIA to a newly registered adviser | Apr 28, 2022 | Apr 11, 2022 |
| Ethan Kyle Stone | Advisornet Wealth Partners independent RIA | Great Waters Financial no RAUM | RIA to a newly registered adviser | Apr 28, 2022 | Apr 6, 2022 |
| Daniel Jon Molenaar | Advisornet Wealth Partners independent RIA | Great Waters Financial no RAUM | RIA to a newly registered adviser | Apr 28, 2022 | Apr 11, 2022 |
| Alexander Eisch | Pruco Securities, LLC BD affiliated | Great Waters Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 10, 2021 | May 24, 2022 (468 d) |
| Brian Jeffrey Jass | Cetera Advisor Networks LLC BD affiliated | Great Waters Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 19, 2019 | Apr 11, 2022 (1147 d) |
| Douglas Carl Goodmundson | Bfc Planning, Inc. other | Great Waters Financial independent RIA | Other | Aug 14, 2017 | Dec 15, 2023 (2314 d) |
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27 moves match.