DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Omega Wealth Private Capital LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Phillip Anthony Hogan | Foundations Investment Advisors LLC independent RIA | Omega Wealth Private Capital LLC state registered | RIA to a state-registered adviser | Apr 22, 2025 | Apr 28, 2025 |
| Keith A Lewis | W&S Brokerage Services, Inc. BD affiliated | Omega Wealth Private Capital LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 18, 2025 | Mar 3, 2025 |
| Douglas Alan Ducker | Golden Reserve Retirement, LLC independent RIA | Omega Wealth Private Capital LLC state registered | RIA to a state-registered adviser | Nov 4, 2024 | Feb 25, 2025 (113 d) |
| Carter Louis Randolph | Randolph Co Inc other | Omega Wealth Private Capital LLC state registered | Other | Aug 17, 2023 | Sep 21, 2023 (35 d) |
| Joseph Roe Wilson | Ae Wealth Management, LLC BD affiliated | Omega Wealth Private Capital LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 28, 2022 | Jan 24, 2022 |
| Corey James Cordray | Pruco Securities, LLC BD affiliated | Omega Wealth Private Capital LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 16, 2020 | Jul 9, 2025 (1757 d) |
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6 moves match.