DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Lri Investments

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Elliot J SilversteinOnedigital institutionalLri Investments independent RIAOtherJun 6, 2024Jun 4, 2024
Eric Mathew KaletaVirtus Investment Advisers, LLC asset managerLri Investments independent RIAOtherMay 2, 2024May 3, 2024
Erik BjorvikM Holdings Securities, Inc. BD affiliatedLri Investments independent RIAAffiliated broker-dealer or bank to independent RIAApr 12, 2024Jun 11, 2024 (60 d)
Wendy Beth AdlerM Holdings Securities, Inc. BD affiliatedLri Investments no RAUMOtherApr 1, 2024Apr 21, 2023
Kenneth Scott AumanM Holdings Securities, Inc. BD affiliatedLri Investments no RAUMOtherMar 29, 2024Apr 1, 2024
Norman John YesterMariner Financial Group, LLC no RAUMLri Investments independent RIAOtherMar 31, 2023Apr 3, 2024 (369 d)
Brendan Whitmore YesterMariner Financial Group, LLC no RAUMLri Investments independent RIAOtherMar 31, 2023Apr 3, 2024 (369 d)
Stephani K ChojnackiJ.P. Morgan Securities LLC wirehouseLri Investments independent RIAWirehouse to independent RIAMar 24, 2023Nov 21, 2024 (608 d)
Brian Connor SuprenantHornor, Townsend & Kent, LLC BD affiliatedLri Investments independent RIAAffiliated broker-dealer or bank to independent RIAAug 27, 2021Nov 1, 2024 (1162 d)
Dawn Ann LazarusMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseLri Investments independent RIAWirehouse to independent RIAMar 2, 2021Apr 3, 2024 (1128 d)
John Francis McdonaldMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseLri Investments independent RIAWirehouse to independent RIAFeb 6, 2019Nov 5, 2024 (2099 d)
Bruce Mccamebridge FletcherWells Fargo Advisors wirehouseLri Investments no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jul 24, 2017Apr 13, 2023 (2089 d)
Glen Alan CoralLincoln Investment otherLri Investments independent RIAOtherMar 16, 2016Nov 4, 2024 (3155 d)
Anthony Thomas PaceHarvest Capital Advisors, LLC unclassifiedLri Investments no RAUMOtherFeb 12, 2004Oct 9, 2023 (7179 d)
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14 moves match.