DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Victory Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William Nash Gammill | Equitable Advisors, LLC national BD | Victory Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 15, 2026 | Sep 9, 2026 |
| Kevin Allen Cook | Morgan Stanley wirehouse | Victory Financial independent RIA | Wirehouse to independent RIA | Sep 11, 2026 | Aug 24, 2026 |
| Christine Adamcik Gammill | Equitable Advisors, LLC national BD | Victory Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 10, 2026 | Sep 9, 2026 |
| Tori Nichole Glass | Quadcap Wealth Management, LLC independent RIA | Victory Financial independent RIA | RIA to RIA | Jun 11, 2026 | Jul 21, 2026 (40 d) |
| Robert Lane Dahse | Isc Advisors, Inc. mixed wealth | Victory Financial independent RIA | RIA to RIA | Mar 17, 2026 | Mar 23, 2026 |
| Charles M. Munsell | Isc Advisors, Inc. mixed wealth | Victory Financial independent RIA | RIA to RIA | Mar 17, 2026 | Mar 17, 2026 |
| Juan Jaime Soza | Equitable Advisors, LLC national BD | Victory Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 23, 2025 | Dec 21, 2025 |
| Christopher Gleason | Edward Jones national BD | Victory Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 11, 2025 | Nov 11, 2025 |
| Adam Joseph Hartz | Equitable Advisors, LLC national BD | Victory Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 24, 2025 | Sep 23, 2025 |
| William Thomas Stiles | Equitable Advisors, LLC national BD | Victory Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 24, 2025 | Sep 23, 2025 |
| Todd Marshall Dickinson | Raymond James Financial Services Advisors, Inc BD affiliated | Victory Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 22, 2025 | Sep 18, 2025 |
| Kevin William Adams | Equitable Advisors, LLC national BD | Victory Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2025 | Dec 7, 2025 (144 d) |
| Greer Thomas Kollman | Equitable Advisors, LLC national BD | Victory Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 11, 2025 | Feb 2, 2026 (206 d) |
| Lucas Daniel Staub | Equitable Advisors, LLC national BD | Victory Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 23, 2025 | Aug 11, 2026 (475 d) |
| Karen Lea Pong | Osaic Wealth, Inc. BD affiliated | Victory Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2025 | Jan 9, 2025 |
| Justin Michael Smith | Equitable Advisors, LLC national BD | Victory Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 9, 2025 | Jan 8, 2025 |
| Ryan Christopher Wells | Equitable Advisors, LLC national BD | Victory Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2024 | Dec 18, 2024 |
| Cade Dillon Mcdonald | Equitable Advisors, LLC national BD | Victory Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2024 | Sep 4, 2025 (258 d) |
| Stephen Randall Johnson | Equitable Advisors, LLC national BD | Victory Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2024 | Dec 19, 2024 |
| Fernando Perez | Equitable Advisors, LLC national BD | Victory Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2024 | Jan 8, 2025 |
| Brian Christopher Eckhoff | Equitable Advisors, LLC national BD | Victory Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 19, 2024 | Dec 18, 2024 |
| Ryan Charles Oujesky | Equitable Advisors, LLC national BD | Victory Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 19, 2024 | Dec 18, 2024 |
| Jeremy Tung | Equitable Advisors, LLC national BD | Victory Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2024 | Oct 28, 2024 |
| Benedict Heeboem Lee | Equitable Advisors, LLC national BD | Victory Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 30, 2024 | Oct 28, 2024 |
| Reid Joseph Limegrover | Equitable Advisors, LLC national BD | Victory Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 30, 2024 | Oct 28, 2024 |
| Christopher M. Kilmer | United Planners' Financial Services Of America A Limited Partner independent RIA | Victory Financial independent RIA | RIA to RIA | Oct 29, 2024 | Oct 1, 2024 |
| Cody W Stansell | Sagespring Wealth Partners independent RIA | Victory Financial independent RIA | RIA to RIA | Oct 7, 2024 | Oct 8, 2024 |
| Andrew James Creme | Sagespring Wealth Partners independent RIA | Victory Financial independent RIA | RIA to RIA | Oct 1, 2024 | Oct 1, 2024 |
| Nathaniel Todd Davis | Sagespring Wealth Partners independent RIA | Victory Financial independent RIA | RIA to RIA | Oct 1, 2024 | Oct 10, 2024 |
| Anita Tierra Niefeldt | Fidelity Personal And Workplace Advisors BD affiliated | Victory Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 7, 2024 | Sep 4, 2024 |
| Colton Trent Larue | Sagespring Wealth Partners independent RIA | Victory Financial independent RIA | RIA to RIA | May 3, 2024 | Apr 11, 2024 |
| Kenneth Shotsberger | Equitable Advisors, LLC national BD | Victory Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 29, 2024 | Jun 2, 2024 (34 d) |
| Dillon Wesley Farrell | Equitable Advisors, LLC national BD | Victory Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 16, 2024 | Apr 12, 2024 |
| Phillip John Flores | Equitable Advisors, LLC national BD | Victory Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 26, 2024 | Feb 21, 2024 |
| Robert Paul Barre | Equitable Advisors, LLC national BD | Victory Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 23, 2024 | Feb 21, 2024 |
| Andrew Philip Warren | Equitable Advisors, LLC national BD | Victory Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 8, 2023 | Aug 17, 2023 |
| Peter Merrill Warren | Equitable Advisors, LLC national BD | Victory Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 5, 2023 | Aug 17, 2023 |
| Zachary Bruce Treu | Equitable Advisors, LLC national BD | Victory Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2023 | Aug 17, 2023 |
| Connor James Greenberg | Equitable Advisors, LLC national BD | Victory Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2023 | Aug 17, 2023 |
| Doyle Rodney Tracer | Equitable Advisors, LLC national BD | Victory Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 25, 2023 | Aug 23, 2023 |
| Daniel Charles Paschke | Equitable Advisors, LLC national BD | Victory Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 25, 2023 | Aug 23, 2023 |
| John Andrew William Szugyi | Equitable Advisors, LLC national BD | Victory Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 11, 2023 | Aug 8, 2023 |
| William Nichols | Equitable Advisors, LLC national BD | Victory Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 11, 2023 | Apr 21, 2023 |
| Paul Michael Schappert | Equitable Advisors, LLC national BD | Victory Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 5, 2023 | May 4, 2023 |
| Kyle Wardlaw | Lion Street Advisors, LLC BD affiliated | Victory Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 28, 2023 | May 18, 2023 |
| Christopher Ronald Wells | Equitable Advisors, LLC national BD | Victory Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 27, 2023 | Apr 25, 2023 |
| Jeffrey Lewis Sadino | Equitable Advisors, LLC national BD | Victory Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 29, 2023 | Apr 26, 2024 (394 d) |
| Jeffrey Wayne Davidson | Pks Advisory Services, LLC independent RIA | Victory Financial no RAUM | RIA to a newly registered adviser | Mar 7, 2023 | Mar 9, 2023 |
Page 1 of 1
48 moves match.