DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Slp Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sariah Alexis Tolsma | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Slp Wealth independent RIA | Wirehouse to independent RIA | Oct 31, 2025 | Nov 12, 2025 |
| Samantha Lynn Heflin | Apella Wealth independent RIA | Slp Wealth independent RIA | RIA to RIA | Jun 11, 2025 | Jul 7, 2025 |
| Jacob Michael Courtney | Millennialfp unclassified | Slp Wealth no RAUM | Other | Dec 31, 2023 | Dec 6, 2023 |
| Angela Marie Pack | Commonwealth Financial Network national BD | Slp Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 29, 2023 | Jan 2, 2024 (34 d) |
| Justin Thomas Horsch | Concourse Financial Group Advisors BD affiliated | Slp Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 24, 2023 | Jan 5, 2024 (134 d) |
| Jared Cohen Costigan | Wealthspire Advisors independent RIA | Slp Wealth no RAUM | RIA to a newly registered adviser | Aug 21, 2023 | Dec 8, 2023 (109 d) |
| Meredith Bailey Jones | Vincere Wealth Management, LLC independent RIA | Slp Wealth no RAUM | RIA to a newly registered adviser | Jul 25, 2023 | Aug 7, 2023 |
| Daniel Joseph Rooker | Rook Financial LLC unclassified | Slp Wealth no RAUM | Other | Jul 6, 2023 | May 10, 2023 |
| James Chigungu Mwombela | Mwombela Financial Planning LLC unclassified | Slp Wealth no RAUM | Other | May 24, 2023 | May 5, 2023 |
| Benjamin Joseph Lacomis | Hornor, Townsend & Kent, LLC BD affiliated | Slp Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 1, 2022 | Jan 2, 2024 (488 d) |
| Simcha Shachar Terwilliger | Fox & Company Wealth Management unclassified | Slp Wealth no RAUM | Other | Dec 31, 2021 | May 1, 2023 (486 d) |
| Kathleen Brittany Boyd | Illumination Wealth Management independent RIA | Slp Wealth no RAUM | RIA to a newly registered adviser | Mar 15, 2021 | Feb 12, 2024 (1064 d) |
| Meagan Rae Mcguire | MML Investors Services, LLC BD affiliated | Slp Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 13, 2021 | Dec 21, 2023 (1072 d) |
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13 moves match.