DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Dmk Advisor Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Alan Roland WooleverBfc Planning, Inc. BD affiliatedDmk Advisor Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMar 17, 2026Mar 2, 2026
Carlos ValadezMoney Concepts Advisory Service BD affiliatedDmk Advisor Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAFeb 12, 2026Mar 16, 2026 (32 d)
Kelvin Ray DouglasCompass Financial Management LLC independent RIADmk Advisor Group, Inc. independent RIARIA to RIADec 5, 2025Jan 5, 2022
Daniel Allen BramschreiberQuincy Wells Advisors, LLC independent RIADmk Advisor Group, Inc. independent RIARIA to RIANov 17, 2025Sep 28, 2025
Sunil Dutt MisraCompass Financial Management LLC independent RIADmk Advisor Group, Inc. independent RIARIA to RIAOct 7, 2025Jul 2, 2025
Natalie Margaret NeatonAveo Capital Partners, LLC independent RIADmk Advisor Group, Inc. independent RIARIA to RIAOct 1, 2025May 29, 2014
David Daniel HoganHogan French Financial Services unclassifiedDmk Advisor Group, Inc. independent RIAOtherAug 1, 2025Jul 14, 2025
Joshua Hunter HoganHogan French Financial Services unclassifiedDmk Advisor Group, Inc. independent RIAOtherAug 1, 2025Aug 27, 2025
Janak R DesaiCompass Financial Management LLC independent RIADmk Advisor Group, Inc. independent RIARIA to RIAJul 28, 2025Jul 7, 2025
Thomas A WalkerPace Financial Advisors independent RIADmk Advisor Group, Inc. independent RIARIA to RIAMay 30, 2025Jun 12, 2023
Melissa Ann WagnerAveo Capital Partners, LLC independent RIADmk Advisor Group, Inc. independent RIARIA to RIAApr 1, 2025Jan 5, 2022
Clifton Scott JohnsonBfc Planning, Inc. BD affiliatedDmk Advisor Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJan 21, 2025Jan 21, 2025
Diego Jose GarciaOsaic Fs, Inc. BD affiliatedDmk Advisor Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 5, 2024Aug 8, 2024
David William LamontSilver Oak Securities, Inc. BD affiliatedDmk Advisor Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAFeb 8, 2024Jan 26, 2026 (718 d)
Michael Joseph BlackmoreSpc BD affiliatedDmk Advisor Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAOct 29, 2019Jan 5, 2022 (799 d)
Jorge Ramon PerezOsaic Wealth, Inc. BD affiliatedDmk Advisor Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 1, 2019Jan 6, 2022 (920 d)
Devika KambohMML Investors Services, LLC BD affiliatedDmk Advisor Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMay 17, 2019Oct 18, 2019 (154 d)
Harold Alan SchwartzNew Century Financial Group, LLC independent RIADmk Advisor Group, Inc. independent RIARIA to RIAApr 5, 2018Jan 4, 2022 (1370 d)
Ruben Rodriguez-DominguezInvestacorp Advisory Services Inc otherDmk Advisor Group, Inc. independent RIAOtherMar 2, 2018Jan 25, 2022 (1425 d)
Edward Lee GerberMcl Financial Group, Inc. unclassifiedDmk Advisor Group, Inc. independent RIAOtherApr 20, 2011Apr 5, 2019 (2907 d)
Michael Lee RomeroWorkman Securities Corporation unclassifiedDmk Advisor Group, Inc. independent RIAOtherMar 21, 2011May 20, 2011 (60 d)
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21 moves match.