DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Hantz Financial Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Charles Singh Godman | LPL Financial LLC BD affiliated | Hantz Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 23, 2024 | Aug 30, 2024 |
| Trevor Lee Huisken | Cambridge Investment Research Advisors, Inc. BD affiliated | Hantz Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 14, 2023 | Jun 6, 2023 |
| Carol Jean Cushman Cram | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Hantz Financial Services, Inc. independent RIA | Wirehouse to independent RIA | Oct 6, 2022 | Oct 4, 2022 |
| Carlie C Anderson | Cuna Brokerage Services, Inc. other | Hantz Financial Services, Inc. other | Other | Jan 17, 2018 | Feb 14, 2018 |
| Nicholas Omicioli | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Hantz Financial Services, Inc. other | Other | May 10, 2016 | Nov 29, 2016 (203 d) |
| Antonio Andre Natale | Curian Capital, LLC other | Hantz Financial Services, Inc. no RAUM | Other | Sep 1, 2015 | Sep 25, 2015 |
| Jason David Tait | Pnc Wealth Management other | Hantz Financial Services, Inc. independent RIA | Other | Oct 9, 2014 | Nov 17, 2025 (4057 d) |
| Erica Sheryl Khinchuk Scheinker | Gpm Growth Investors, Inc. other | Hantz Financial Services, Inc. no RAUM | Other | May 8, 2013 | Jul 29, 2013 (82 d) |
| Dustin William Rudder | Morgan Stanley wirehouse | Hantz Financial Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Nov 4, 2011 | Mar 26, 2013 (508 d) |
| Susan Ann Brys | Ameriprise Financial Services, LLC national BD | Hantz Financial Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 10, 2011 | Aug 5, 2011 (176 d) |
| Daniel Coye Weaver | Hornor, Townsend & Kent, LLC other | Hantz Financial Services, Inc. no RAUM | Other | Sep 16, 2010 | Dec 22, 2010 (97 d) |
| Kelly L Neil | Wells Fargo Advisors wirehouse | Hantz Financial Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Mar 2, 2007 | Apr 20, 2011 (1510 d) |
| Donald Gene Stoner | Ameriprise Financial Services, LLC national BD | Hantz Financial Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 4, 2006 | Apr 20, 2011 (1842 d) |
| David Taylor Hill | Equitable Advisors, LLC national BD | Hantz Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 3, 2005 | Jun 23, 2021 (5984 d) |
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14 moves match.