DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
4,728 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| ROCKY HILL ADVISORS INC. independent RIA | $102M | 2 | $51.2M | 97% | 67% | 68 | 1 | ||
| NEEDHAM ADVISORY CORPORATION independent RIA | $102M | +2.2% | 1 | $102M | 89% | 69% | 143 | 1 | |
| CAPSTONE WEALTH ADVISORS, LLC independent RIA | $102M | -86% | 2 | $51.2M | 100% | 73% | 63 | 2 | |
| B••• H•••• C•••••• independent RIA | $102M | 4 | $25.6M | 100% | 73% | 51 | 1 | ||
| W••• C•••••• M••••••••• L•• independent RIA | $102M | 2 | $51.0M | 100% | 84% | 45 | 1 | ||
| S•••• L••••• W••••• A•••••••• L•• independent RIA | $102M | 2 | $51.0M | 87% | 87% | 21 | 2 | ||
| S••••• R••••••••• F•••••••• • I•••••••• S••••••• C•••• independent RIA | $102M | +20% | 3 | $34.0M | 100% | 59% | 70 | 1 | |
| H•••• W••••• M••••••••• I••• independent RIA | $102M | 1 | $102M | 100% | 88% | 164 | 1 | ||
| S•••••••• F•••••••• A•••••••• L•• independent RIA | $102M | -25% | 1 | $102M | 100% | 61% | 486 | 1 | |
| H•••••• S••••• W••••• A••••••• L•• independent RIA | $102M | 4 | $25.4M | 98% | 87% | 24 | 2 | ||
| S•••••••• C•••••• L•• independent RIA | $102M | 3 | $33.8M | 100% | 80% | 30 | 1 | ||
| I••••••••• P•••••••• I••• independent RIA | $101M | 3 | $33.8M | 100% | 71% | 75 | 1 | ||
| W•••• G••••• I••••••••• A••••••• L•• independent RIA | $101M | +8.1% | 2 | $50.6M | 100% | 69% | 67 | 1 | |
| R•• I••••••••• A•••••••• L•• independent RIA | $101M | -5.8% | 4 | $25.3M | 84% | 63% | 25 | 3 | 5 |
| S••••• C•••••••• W••••• A•••••••• L•• independent RIA | $101M | 2 | $50.5M | 100% | 90% | 27 | 4 | ||
| B•••• E•••• W••••• M••••••••• independent RIA | $101M | +40% | 2 | $50.5M | 100% | 59% | 54 | 1 | |
| F• W••••• S•••••••• L•• independent RIA | $101M | 4 | $25.3M | 91% | 63% | 37 | 1 | ||
| C•• A•••••••• L•• independent RIA | $101M | 3 | $33.7M | 100% | 60% | 81 | 2 | ||
| A••••• F•••••••• G•••• independent RIA | $101M | 3 | $33.6M | 100% | 64% | 43 | 1 | ||
| C•• F•••••••• G••••• L•• independent RIA | $100M | 2 | $50.2M | 100% | 75% | 55 | 1 | ||
| B••••• F•••••••• P•••••••• L•• independent RIA | $100M | 2 | $50.2M | 100% | 78% | 47 | 2 | ||
| S••••• W••••• M••••••••• independent RIA | $100M | +7.0% | 2 | $50.2M | 100% | 86% | 41 | 1 | |
| N•••••• C•••••• M••••••••• I••• independent RIA | $100M | 1 | $100M | 100% | 68% | 142 | 3 | ||
| H••••• M•••• W••••• M••••••••• L•• independent RIA | $100M | 1 | $100M | 100% | 85% | 78 | 1 | ||
| C••••• M••••••••• I••••••••• A•••••••• L•• independent RIA | $100M | 4 | $25.1M | 100% | 55% | 40 | 1 | ||
| N••• U• W••••• A•••••••• L•• independent RIA | $100M | 2 | $50.1M | 100% | 80% | 147 | 2 | ||
| I••••••• T•• • F•••••••• P••••••• independent RIA | $100M | 4 | $25.0M | 100% | 51% | 83 | 2 | ||
| T•••• O••• W••••• independent RIA | $100M | 3 | $33.3M | 86% | 84% | 30 | 2 | ||
| F••• F•••••••• W••••• L•• independent RIA | $99.9M | +13% | 1 | $99.9M | 100% | 90% | 59 | 1 | |
| S•••••••• C•••••• M••••••••• L•• independent RIA | $99.7M | +29% | 1 | $99.7M | 90% | 86% | 37 | 1 | |
| G•••••• V•••• C••••••• L•• independent RIA | $98.9M | +3.8% | 1 | $98.9M | 96% | 74% | 69 | 1 | |
| S•••••• C•••••• independent RIA | $98.8M | 2 | $49.4M | 77% | 85% | 36 | 1 | ||
| I••••••••• A•••••••• independent RIA | $98.7M | -1.5% | 1 | $98.7M | 96% | 86% | 82 | 1 | |
| L••••• F••••• W••••• A•••••••• L••••• independent RIA | $98.6M | +18% | 2 | $49.3M | 99% | 60% | 107 | 1 | |
| T••••••• C•••••• M••••••••• L•• independent RIA | $98.6M | +8.6% | 1 | $98.6M | 95% | 83% | 115 | 2 | |
| B••••••• P••••••• P••••••• L•• independent RIA | $98.4M | +7.6% | 3 | $32.8M | 86% | 67% | 36 | 4 | |
| G••••••• • C••••••• L•• independent RIA | $98.1M | 1 | $98.1M | 99% | 90% | 50 | 1 | ||
| B••••••• W••••• M••••••••• L•• independent RIA | $97.7M | 4 | $24.4M | 100% | 53% | 54 | 1 | ||
| S••••••••• C•••••• M••••••••• L••• independent RIA | $97.0M | +25% | 2 | $48.5M | 68% | 57% | 55 | 2 | |
| B•• F•••••••• A•••••••• L•• independent RIA | $96.9M | +1.4% | 2 | $48.5M | 94% | 78% | 116 | 1 | |
| S•••• C•••••• C•••••• M••••••••• I••• independent RIA | $96.7M | +3.6% | 1 | $96.7M | 100% | 82% | 26 | 1 | |
| M•• A•••••••• L•• independent RIA | $96.1M | 1 | $96.1M | 100% | 84% | 80 | 1 | ||
| W••• M•••• I••••• independent RIA | $94.9M | 1 | $94.9M | 84% | 54% | 175 | 1 | ||
| L••• C•••••• M••••••••• L•• independent RIA | $94.8M | +8.2% | 2 | $47.4M | 93% | 89% | 41 | 3 | |
| S•••••• A•••••••• L•• independent RIA | $94.4M | 1 | $94.4M | 100% | 86% | 61 | 1 | ||
| C••••• N• A•••••••• L•• independent RIA | $94.2M | +11% | 1 | $94.2M | 97% | 72% | 104 | 1 | |
| L•••••• S•••••••• F•••••••• independent RIA | $94.1M | +13% | 2 | $47.0M | 100% | 89% | 25 | 1 | |
| T••••• R••• W••••• M••••••••• L•• independent RIA | $94.0M | +55% | 4 | $23.5M | 99% | 81% | 22 | 5 | |
| W••••• I••••••••• S••••••• L•• independent RIA | $94.0M | +12% | 2 | $47.0M | 96% | 54% | 97 | 1 | |
| H••••• • C•••••• W••••• M••••••••• L•• independent RIA | $93.9M | -2.2% | 5 | $18.8M | 85% | 83% | 13 | 1 | |
| V••• W••••• M••••••••• independent RIA | $93.9M | 1 | $93.9M | 100% | 74% | 69 | 4 | ||
| S••••••••• C••••••• L••• independent RIA | $93.7M | -7.8% | 2 | $46.8M | 74% | 69% | 72 | 1 | |
| C•••••• I••••••••• L•• independent RIA | $93.2M | +9.2% | 4 | $23.3M | 100% | 59% | 44 | 5 | |
| T••••••• B•• F•••••••• independent RIA | $93.0M | +25% | 2 | $46.5M | 100% | 59% | 47 | 2 | |
| O••••••••• • C••••• L•• independent RIA | $93.0M | +18% | 5 | $18.6M | 100% | 86% | 25 | 1 | |
| P••• F•••••••• P••••••• independent RIA | $93.0M | 7 | $13.3M | 100% | 74% | 12 | 7 | ||
| 3••••• W••••• P••••••• L•• independent RIA | $92.6M | 3 | $30.9M | 94% | 70% | 35 | 1 | ||
| I•• A•••• M••••••••• L•• independent RIA | $92.1M | -18% | 1 | $92.1M | 93% | 89% | 53 | 1 | |
| M••••••• C•••••• M••••••••• I••• independent RIA | $91.9M | +26% | 3 | $30.6M | 61% | 85% | 21 | 1 | |
| W••••••• A••••••• G••••• I••• independent RIA | $91.9M | -27% | 2 | $45.9M | 100% | 80% | 149 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.