DFX Intelligence
RIA Intelligence
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| FREDRIC E. RUSSELL INVESTMENT MANAGEMENT CO. independent RIA | $137M | -5.0% | 1 | $137M | 89% | 34% | 79 | 1 | |
| ARGUS INVESTORS' COUNSEL, INC. independent RIA | $137M | -16% | 5 | $27.5M | 85% | 21% | 56 | 1 | |
| ELE ADVISORY SERVICES, INC independent RIA | $137M | +8.8% | 13 | $10.5M | 98% | 21% | 88 | 10 | |
| S•• B•••••• F•••••••• S•••••••• I••• BD affiliated | $136M | +1.4% | 31 | $4.4M | 100% | 26% | 26 | 31 | |
| C•••••• C•••••• M••••••••• A•••••••• L•• independent RIA | $135M | +11% | 20 | $6.8M | 98% | 39% | 31 | 4 | |
| T••••••••• W••••• M••••••••• independent RIA | $135M | -1.6% | 3 | $45.0M | 95% | 37% | 87 | 2 | |
| I•••••••• F•••••••• A•••••••• L•• independent RIA | $135M | +8.5% | 9 | $15.0M | 82% | 32% | 26 | 6 | |
| C•••••• A••••••• I••• independent RIA | $134M | +21% | 1 | $134M | 100% | 34% | 632 | 2 | |
| T••••• W••••• M••••••••• L•• independent RIA | $134M | 4 | $33.5M | 100% | 29% | 112 | 2 | ||
| B••• J••• F•••••••• L•• independent RIA | $133M | +41% | 8 | $16.7M | 100% | 39% | 48 | 10 | |
| S••••••• B••••• F•••••••• G•••• L•• independent RIA | $131M | 3 | $43.7M | 100% | 29% | 275 | 1 | ||
| C••••••• C••• R••••••••• G•••• independent RIA | $131M | 4 | $32.7M | 100% | 24% | 233 | 3 | ||
| S•••••••• W••••• I••• independent RIA | $130M | 94% | 35% | 2 | |||||
| A•••••• F•••••••• W••••• independent RIA | $130M | 1 | $130M | 100% | 35% | 151 | 1 | ||
| A••••• P•••••• W••••• L•• independent RIA | $129M | 3 | $43.0M | 76% | 32% | 105 | 1 | ||
| Q•••••• F•••••••• C••••••• independent RIA | $129M | 2 | $64.4M | 92% | 40% | 103 | 1 | ||
| H••••• H••••••• C•••••• M••••••••• I••• independent RIA | $129M | +5.7% | 12 | $10.7M | 96% | 25% | 24 | 2 | |
| Y••••• F•••••••• S•••••••• I••• independent RIA | $128M | 1 | $128M | 100% | 17% | 125 | 1 | ||
| H••••• H•••• F•••••••• A••••••• independent RIA | $128M | +10% | 3 | $42.7M | 97% | 36% | 47 | 1 | |
| C•••••••• A••••••• G•••• independent RIA | $128M | +5.7% | 4 | $31.9M | 100% | 23% | 71 | 2 | |
| A••••••••• independent RIA | $127M | +147% | 3 | $42.3M | 100% | 28% | 142 | 1 | |
| S••••••••• A•••• M••••••••• L•• independent RIA | $127M | +6.7% | 7 | $18.1M | 100% | 35% | 88 | 3 | |
| K••••••• I••••••••• G•••• independent RIA | $127M | 5 | $25.3M | 100% | 33% | 49 | 1 | ||
| A••• I••••••••• independent RIA | $126M | +11% | 100% | 16% | 1 | ||||
| P•••••• P•••••• W••••• M••••••••• L•• independent RIA | $126M | +11% | 4 | $31.6M | 99% | 17% | 175 | 2 | |
| A••••••••• R••••••• • M••••••••• I••• independent RIA | $126M | +14% | 59% | 35% | 1 | ||||
| S••••••••• W••••• P••••••• L•• independent RIA | $126M | -49% | 4 | $31.5M | 100% | 23% | 211 | 3 | |
| O•• A•• C••••••• I••• independent RIA | $126M | 2 | $62.8M | 100% | 35% | 99 | 1 | ||
| L••• P••• A••••••• independent RIA | $125M | +5.4% | 9 | $13.9M | 100% | 40% | 101 | 1 | |
| W•• G•••• L•• independent RIA | $125M | 2 | $62.6M | 100% | 32% | 126 | 1 | ||
| C•••••• F•••••••• P••••••• L•• independent RIA | $125M | +11% | 3 | $41.7M | 100% | 0.0% | 33 | 2 | |
| C•••••• A•••••• N•••••• independent RIA | $124M | +25% | 8 | $15.6M | 98% | 33% | 113 | 7 | |
| A•• F•••••••• S•••••••• L•• independent RIA | $124M | +12% | 4 | $31.1M | 100% | 8.1% | 136 | 7 | |
| D••• I••••••••• M••••••••• L•• independent RIA | $124M | 1 | $124M | 100% | 31% | 125 | 1 | ||
| S••••• T•• A••••••• G••••• I••• independent RIA | $123M | +39% | 4 | $30.7M | 100% | 13% | 201 | 3 | |
| C••••••• W••••• M••••••••• L•• independent RIA | $123M | 2 | $61.4M | 100% | 21% | 47 | 1 | ||
| M•••••••• F•••••••• independent RIA | $123M | +17% | 2 | $61.3M | 100% | 29% | 239 | 2 | |
| C•••• A••••••• L•• independent RIA | $122M | 2 | $61.2M | 99% | 25% | 272 | 1 | ||
| F•• W••••• A•••••••• L•• independent RIA | $122M | -57% | 3 | $40.8M | 75% | 13% | 229 | 3 | |
| P•••••• C•••• I••••••••• A•••••••• L•• independent RIA | $122M | +9.8% | 1 | $122M | 100% | 18% | 105 | 1 | |
| K• W••••• M••••••••• L•• independent RIA | $122M | +20% | 1 | $122M | 100% | 19% | 80 | 2 | |
| P•••••••• R•••••••• A•••••• G••••• I••• independent RIA | $122M | +7.5% | 11 | $11.1M | 83% | 18% | 29 | 11 | |
| T••• R••••• W••••• M••••••••• independent RIA | $122M | 4 | $30.4M | 98% | 35% | 64 | 1 | ||
| V•• W••••• W••••• M••••••••• G•••• L•• independent RIA | $121M | 1 | $121M | 99% | 23% | 392 | 1 | ||
| F••••• B••••• independent RIA | $121M | 4 | $30.2M | 61% | 23% | 99 | 3 | ||
| R•••••• I••• independent RIA | $119M | +2.6% | 2 | $59.6M | 93% | 26% | 159 | 1 | |
| F••• P••••••••• W••••• A•••••••• L•• independent RIA | $119M | 1 | $119M | 100% | 39% | 324 | 1 | ||
| L• L••• W••••• A••••••• independent RIA | $119M | -0.3% | 1 | $119M | 100% | 38% | 264 | 1 | |
| I••••••••• C•••••• C••• I••• independent RIA | $119M | 18 | $6.6M | 100% | 37% | 17 | 6 | ||
| C• A••••••• I••• independent RIA | $118M | 3 | $39.3M | 96% | 18% | 32 | 1 | ||
| I••••••••• • T•• S••••••••• I••• independent RIA | $118M | 1 | $118M | 100% | 11% | 350 | 3 | ||
| S•••• S•••• I••••••••• S••••••• L•• independent RIA | $118M | 3 | $39.3M | 100% | 25% | 190 | 2 | ||
| T•••• F•••••••• A••••••• independent RIA | $118M | 5 | $23.6M | 98% | 22% | 123 | 4 | ||
| K••••••• • A••••••••• L•• I• independent RIA | $118M | 2 | $58.8M | 94% | 23% | 59 | 1 | ||
| A•••••• • C••• I••• independent RIA | $117M | 5 | $23.4M | 100% | 30% | 71 | 4 | ||
| E•••• C•••••• M••••••••• I••• independent RIA | $116M | 1 | $116M | 95% | 30% | 178 | 1 | ||
| R••••• I••••••••• A••••••• independent RIA | $116M | 2 | $58.0M | 100% | 30% | 337 | 1 | ||
| M•• A••••••• G•••• L•• independent RIA | $116M | 2 | $58.0M | 99% | 31% | 89 | 1 | ||
| B••••• W••••• M••••••••• I••• independent RIA | $116M | 2 | $58.0M | 100% | 34% | 108 | 2 | ||
| S••••• F•••••••• G•••• independent RIA | $115M | 4 | $28.7M | 100% | 36% | 88 | 1 |
800 practices match (Mass-affluent RIA). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.