DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
3,796 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| WEALTH SCRIPT ADVISORS independent RIA | $121M | 1 | $121M | 100% | 96% | 51 | 2 | ||
| MATRIX PLANNING INC independent RIA | $121M | -4.0% | 1 | $121M | 99% | 99% | 16 | 1 | 1 |
| ALDER POINT CAPITAL MANAGEMENT LLC asset manager | $121M | 1 | $121M | 0.0% | 3 | 3 | |||
| W• A•••• M••••••••• independent RIA | $121M | -33% | 3 | $40.4M | 82% | 100% | 59 | 1 | |
| S••••••••• D•••• A••••••• L•• independent RIA | $121M | +2.6% | 3 | $40.4M | 99% | 88% | 31 | 1 | |
| F•••••••• W••••• A••••••• independent RIA | $121M | 1 | $121M | 100% | 100% | 1 | |||
| L••• S••••••••• I••• independent RIA | $121M | 1 | $121M | 100% | 53% | 115 | 1 | ||
| A•••• F•••••••• M••••••••• independent RIA | $121M | +5.8% | 1 | $121M | 100% | 63% | 288 | 1 | |
| G••••• F•••••••• G••••• L•• independent RIA | $121M | 2 | $60.6M | 99% | 82% | 52 | 1 | ||
| R•••••• W••••• A•••••••• L•• independent RIA | $121M | +9.3% | 2 | $60.5M | 63% | 97% | 27 | 1 | |
| W••• F•••••••• S••••••••• I••• independent RIA | $121M | 2 | $60.5M | 98% | 73% | 69 | 1 | ||
| J••••••••• L•• independent RIA | $121M | +16% | 1 | $121M | 100% | 99% | 50 | 1 | |
| V•• W••••• W••••• M••••••••• G•••• L•• independent RIA | $121M | 1 | $121M | 99% | 23% | 392 | 1 | ||
| M••••••••• A•••• M••••••••• L•• independent RIA | $121M | +7.3% | 2 | $60.4M | 100% | 92% | 30 | 1 | |
| E•••••• A•••• M••••••••• I••• independent RIA | $121M | +9.4% | 2 | $60.4M | 99% | 85% | 84 | 1 | |
| C•••••• W•••• C••• L•• independent RIA | $121M | 2 | $60.3M | 100% | 1 | ||||
| L•••• F•••••••• C•••••• L•• independent RIA | $121M | 1 | $121M | 98% | 95% | 30 | 1 | ||
| Q•••••• L••• C••••••• L•• independent RIA | $121M | +6.2% | 3 | $40.2M | 100% | 48% | 111 | 1 | 1 |
| L•••• A•••• M••••••••• L•••••• L•••••••• C•••••• independent RIA | $121M | 1 | $121M | 100% | 69% | 116 | 1 | ||
| T•••• M••••••••• S•••••••• I••• independent RIA | $121M | 1 | $121M | 98% | 64% | 168 | 1 | ||
| T•••• B•••• F•••••••• independent RIA | $120M | 1 | $120M | 100% | 41% | 155 | 1 | ||
| F•••••••• A•••••••• L•• independent RIA | $120M | 1 | $120M | 99% | 84% | 69 | 1 | ||
| T•••••• N••••• independent RIA | $120M | 2 | $60.2M | 87% | 89% | 35 | 1 | ||
| D••••••• W••••• A•••••••• L•• independent RIA | $120M | 2 | $60.2M | 100% | 72% | 99 | 1 | ||
| G••••••• F•••••••• A•••••••• L•• independent RIA | $120M | 1 | $120M | 99% | 94% | 57 | 1 | ||
| C•••••••• • C• L•• mixed wealth | $120M | 1 | $120M | 42% | 100% | 17 | 1 | 2 | |
| S••••••••• I••••••••• A•••••••• I••• independent RIA | $120M | 1 | $120M | 90% | 54% | 181 | 1 | ||
| W•••• C•••••• M••••••••• L•• asset manager | $120M | 1 | $120M | 0.0% | 1 | 3 | |||
| D••••••••• A••••••• mixed wealth | $120M | +10% | 1 | $120M | 36% | 0.0% | 360 | 2 | |
| M••• W••••• M••••••••• independent RIA | $120M | 1 | $120M | 100% | 94% | 63 | 2 | ||
| A•••• F•••••••• S••••••• I•• independent RIA | $120M | 3 | $40.0M | 97% | 78% | 31 | 1 | ||
| H••••••• A••••••••• independent RIA | $120M | +9.5% | 1 | $120M | 100% | 71% | 153 | 1 | |
| G•••••• P•••••••• L•• other | $120M | +21% | 1 | $120M | 0.0% | 2 | |||
| K• W••••• M••••••••• L•• independent RIA | $120M | 3 | $40.0M | 100% | 100% | 1 | |||
| S••••• C•••••• M••••••••• L•• asset manager | $120M | +9.7% | 1 | $120M | 0.0% | 1 | 1 | ||
| P••••••• A••••••• C•••• independent RIA | $120M | 2 | $60.0M | 97% | 100% | 1 | 1 | ||
| G•••••• W••••• M••••••••• independent RIA | $120M | 1 | $120M | 96% | 81% | 95 | 1 | ||
| O•••••• C•••••• A•••••••• L•• independent RIA | $120M | +0.7% | 2 | $60.0M | 95% | 81% | 64 | 1 | 13 |
| M•• F•••••••• S•••••••• L•• independent RIA | $120M | 1 | $120M | 100% | 75% | 86 | 1 | ||
| A••••• I••••••••• M••••••••• L•• independent RIA | $120M | +7.0% | 1 | $120M | 100% | 99% | 1 | ||
| F••• A•••• M••••••••• L•• independent RIA | $120M | 1 | $120M | 100% | 92% | 47 | 1 | ||
| S•••••• I••••••••• M••••••••• I••• independent RIA | $120M | 3 | $39.9M | 100% | 96% | 8 | 1 | 1 | |
| 1••• W••••• M••••••••• L•• independent RIA | $120M | +6.8% | 1 | $120M | 94% | 79% | 122 | 1 | |
| M•••• M••••••••• C••••••• I••• independent RIA | $120M | +2.2% | 2 | $59.8M | 100% | 76% | 45 | 1 | |
| H•••• • A••••••••• W••••• M••••••••• L•• independent RIA | $120M | +23% | 2 | $59.8M | 100% | 64% | 81 | 1 | |
| S•••••• C•••••• independent RIA | $120M | +16% | 2 | $59.8M | 100% | 63% | 85 | 1 | |
| C••••••• S••••• I••••••••• C••••••• L•• independent RIA | $120M | +15% | 3 | $39.8M | 100% | 83% | 28 | 1 | |
| A••••• C•••••• A••••••• independent RIA | $120M | +16% | 3 | $39.8M | 100% | 45% | 16 | 1 | |
| Y•••••••• I••••••••• G••••• L•• independent RIA | $120M | 1 | $120M | 100% | 100% | 14 | 1 | ||
| M••••••• I••••••••• P••••••• N•••• A••••••• I••• asset manager | $119M | -73% | 1 | $119M | 0.0% | 1 | |||
| R•••••• I••• independent RIA | $119M | +2.6% | 2 | $59.6M | 93% | 26% | 159 | 1 | |
| G•••••••• C•••••• A••••••• independent RIA | $119M | 2 | $59.6M | 100% | 90% | 34 | 1 | ||
| A•••••• I••••••••• S•••••••• L•• independent RIA | $119M | +13% | 2 | $59.6M | 99% | 95% | 15 | 1 | |
| C••••••• S•••••••• L•• independent RIA | $119M | +6.5% | 1 | $119M | 100% | 95% | 63 | 1 | |
| S••••••• F••••••••• L•• independent RIA | $119M | 1 | $119M | 78% | 72% | 121 | 1 | ||
| K••••• A••••••• L•• independent RIA | $119M | -45% | 1 | $119M | 100% | 100% | 1 | ||
| F••• P••••••••• W••••• A•••••••• L•• independent RIA | $119M | 1 | $119M | 100% | 39% | 324 | 1 | ||
| R•••• S• C•••••• A•••••••• L•• independent RIA | $119M | 3 | $39.6M | 91% | 96% | 32 | 1 | ||
| L• L••• W••••• A••••••• independent RIA | $119M | -0.3% | 1 | $119M | 100% | 38% | 264 | 1 | |
| C••••••••• W••••• M••••••••• independent RIA | $119M | 1 | $119M | 100% | 70% | 124 | 2 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.