DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
3,796 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| CIRCLE N ADVISORS, LLC independent RIA | $94.2M | +11% | 1 | $94.2M | 97% | 72% | 104 | 1 | |
| LUESINK STENSTROM FINANCIAL independent RIA | $94.1M | +13% | 2 | $47.0M | 100% | 89% | 25 | 1 | |
| WALNUT INVESTMENT SERVICES LLC independent RIA | $94.0M | +12% | 2 | $47.0M | 96% | 54% | 97 | 1 | |
| V••• W••••• M••••••••• independent RIA | $93.9M | 1 | $93.9M | 100% | 74% | 69 | 4 | ||
| C••• S••••• C••••••• L•• mixed wealth | $93.8M | -26% | 1 | $93.8M | 29% | 98% | 13 | 1 | 1 |
| S••••••••• C••••••• L••• independent RIA | $93.7M | -7.8% | 2 | $46.8M | 74% | 69% | 72 | 1 | |
| C•••••• Q• M••••••••• L•• asset manager | $93.4M | 1 | $93.4M | 0.0% | 1 | 1 | |||
| O••••••••• I••••••••• mixed wealth | $93.3M | +48% | 1 | $93.3M | 23% | 100% | 1 | ||
| F•••• A••••••••• I••••••••• A•••••••• I••• asset manager | $93.1M | +26% | 1 | $93.1M | 0.0% | 1 | |||
| 3••••• W••••• P••••••• L•• independent RIA | $92.6M | 3 | $30.9M | 94% | 70% | 35 | 1 | ||
| V•••• F•••••••• L•• institutional | $92.5M | 1 | $92.5M | 0.0% | 1 | ||||
| F••••• P••••••• C••••••• L•• independent RIA | $92.3M | 2 | $46.1M | 98% | 100% | 80 | 1 | ||
| I•• A•••• M••••••••• L•• independent RIA | $92.1M | -18% | 1 | $92.1M | 93% | 89% | 53 | 1 | |
| M••••••• C•••••• M••••••••• I••• independent RIA | $91.9M | +26% | 3 | $30.6M | 61% | 85% | 21 | 1 | |
| W••••••• A••••••• G••••• I••• independent RIA | $91.9M | -27% | 2 | $45.9M | 100% | 80% | 149 | 1 | |
| E••••••••• T••• C•••••• M••••••••• L•• independent RIA | $91.7M | -10% | 2 | $45.8M | 69% | 96% | 24 | 1 | |
| C•••••• I••••••••• A••••••• L•• independent RIA | $91.1M | -28% | 1 | $91.1M | 100% | 2 | |||
| A••• C•••••• M••••••••• L•• asset manager | $91.1M | +46% | 1 | $91.1M | 0.0% | 1 | 1 | ||
| T•• M••••••••• A••••••• I••• asset manager | $91.0M | +0.0% | 1 | $91.0M | 0.0% | 1 | |||
| I•••••••• P••••••••• S••••••• •••• S•••••••• C•••••• independent RIA | $90.9M | 1 | $90.9M | 100% | 11% | 194 | 1 | ||
| P•••••••• F•••••••• G••••• I••• independent RIA | $90.9M | -45% | 1 | $90.9M | 99% | 82% | 95 | 1 | |
| S••••••• • C•••••• A•••• M••••••••• I••• independent RIA | $90.8M | +30% | 1 | $90.8M | 100% | 48% | 300 | 2 | |
| K• R• F•••••••• L•• independent RIA | $90.7M | -13% | 1 | $90.7M | 77% | 100% | 25 | 1 | |
| C••••• C•••••• M••••••••• I••• independent RIA | $90.7M | +8.5% | 2 | $45.3M | 100% | 57% | 66 | 1 | |
| W••••••••• S••••• C•••••• M••••••••• L•• independent RIA | $90.4M | +10% | 2 | $45.2M | 100% | 91% | 23 | 1 | |
| S•••••••• C•••••• L• asset manager | $90.2M | +82% | 1 | $90.2M | 0.0% | 1 | 3 | ||
| O•• C•••• A•••••••• L•• independent RIA | $90.2M | +29% | 3 | $30.1M | 100% | 61% | 63 | 1 | |
| W•••• F•••••••• G•••• L•• independent RIA | $90.0M | +18% | 2 | $45.0M | 90% | 72% | 53 | 1 | |
| A•••••• R••••••• C••••••••• independent RIA | $89.5M | +41% | 2 | $44.7M | 93% | 92% | 38 | 1 | |
| O•••••• A••••••• independent RIA | $89.2M | +20% | 3 | $29.7M | 99% | 26% | 94 | 1 | |
| S•••• L•• independent RIA | $88.9M | +5.5% | 1 | $88.9M | 100% | 97% | 25 | 1 | |
| H••••••• G•••• W••••• M••••••••• L•• independent RIA | $88.8M | 1 | $88.8M | 100% | 100% | 44 | 1 | ||
| P••••••• S•••••••• independent RIA | $88.5M | +23% | 1 | $88.5M | 97% | 97% | 55 | 3 | |
| L••••• C•••••• M••••••••• L• independent RIA | $87.9M | +3.8% | 1 | $87.9M | 95% | 99% | 78 | 1 | 1 |
| T•• W••••••••• L•• independent RIA | $87.5M | +18% | 1 | $87.5M | 100% | 67% | 132 | 1 | |
| T•••••• J• E••••• I••• independent RIA | $87.2M | -8.8% | 1 | $87.2M | 100% | 1 | |||
| Y••••••• Y•••• A••••••• independent RIA | $87.1M | +14% | 1 | $87.1M | 99% | 93% | 24 | 1 | |
| L• F•••••••• P••••••• L•• independent RIA | $86.9M | +6.2% | 1 | $86.9M | 100% | 97% | 2 | ||
| M• P•••••• W••••• independent RIA | $86.9M | 1 | $86.9M | 90% | 66% | 57 | 1 | ||
| S••••••• F•••••••• A••••••• I••• independent RIA | $86.7M | +12% | 1 | $86.7M | 100% | 99% | 20 | 4 | |
| G•••••• A•••• M••••••••• G••••• I••• independent RIA | $86.6M | +19% | 1 | $86.6M | 100% | 93% | 136 | 2 | |
| M••• C•••••• M••••••••• L•• independent RIA | $86.2M | +16% | 1 | $86.2M | 100% | 84% | 64 | 1 | |
| D•••••••• mixed wealth | $84.3M | +3.1% | 1 | $84.3M | 44% | 96% | 19 | 1 | |
| C••••••• A••••••• independent RIA | $84.2M | +25% | 2 | $42.1M | 79% | 100% | 1 | ||
| L••••••• L•••••• F•••••• A•••••••• L•• independent RIA | $84.2M | 2 | $42.1M | 99% | 100% | 26 | 1 | ||
| W•••••• N•• Y••• F•••••••• G••••• L•• independent RIA | $84.1M | +4.4% | 2 | $42.1M | 69% | 1 | |||
| B•••• P•••••••• G•••• M••••••••• C••••••• L•• asset manager | $83.7M | -2.3% | 1 | $83.7M | 0.0% | 2 | |||
| H••• C•••••• O• W•• independent RIA | $82.6M | +38% | 2 | $41.3M | 100% | 51% | 136 | 1 | |
| S••••••••• W••••• M••••••••• L•• independent RIA | $82.0M | 1 | $82.0M | 98% | 76% | 71 | 1 | ||
| L•• P••••••• W••••• M••••••••• L•• independent RIA | $81.8M | +23% | 2 | $40.9M | 77% | 86% | 37 | 1 | |
| D•••• I••••••••• L•• independent RIA | $81.8M | 1 | $81.8M | 100% | 25% | 27,037 | 1 | ||
| B•••• P•••••••• G•••• M••••••••• C•••••• I•• L•• asset manager | $81.7M | +9.5% | 1 | $81.7M | 0.0% | 2 | |||
| H••••• M•••••• I••••••••• A••••••• I•• independent RIA | $81.2M | -92% | 1 | $81.2M | 92% | 82% | 31 | 1 | |
| C•••••• W••••• M••••••••• L•• independent RIA | $80.8M | 1 | $80.8M | 100% | 97% | 27 | 1 | ||
| M••••• • H••••• I••• independent RIA | $80.6M | +10% | 2 | $40.3M | 84% | 82% | 39 | 1 | |
| E••• G•••• W••••• M••••••••• L•• independent RIA | $80.3M | +27% | 2 | $40.1M | 100% | 15% | 182 | 1 | |
| A•••••••• G•••• I• L•• independent RIA | $80.2M | +20% | 1 | $80.2M | 95% | 96% | 33 | 1 | 1 |
| M•••••• W••••• A••••••• independent RIA | $79.5M | +35% | 2 | $39.8M | 99% | 95% | 17 | 1 | |
| C••••••••• A•••• M••••••••• I••• independent RIA | $79.3M | +11% | 1 | $79.3M | 100% | 83% | 64 | 2 | |
| Q••••••••• C••••••• L•• independent RIA | $79.1M | +5.1% | 3 | $26.4M | 100% | 62% | 19 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.