DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
3,796 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| GRENDA GROUP independent RIA | $34.7M | +2.9% | 2 | $17.3M | 98% | 15% | 88 | 1 | |
| WEALTH MANAGEMENT GROUP AG independent RIA | $34.7M | 2 | $17.3M | 57% | 100% | 2 | 1 | ||
| TRUST INVESTMENT ADVISORS WEALTH MANAGEMENT, LLC independent RIA | $34.4M | +53% | 3 | $11.5M | 100% | 69% | 13 | 1 | |
| U•••••• A••••••• I•• mixed wealth | $34.1M | 1 | $34.1M | 46% | 72% | 13 | 1 | ||
| S•••• O•• C•••••• L•• independent RIA | $33.7M | 1 | $33.7M | 100% | 64% | 66 | 1 | ||
| G•••• L•• independent RIA | $33.6M | +5.2% | 1 | $33.6M | 100% | 98% | 4 | 1 | |
| M•••••••• V•••• P••••••• L•• other | $33.4M | +6.5% | 1 | $33.4M | 15% | 100% | 1 | ||
| A•••••••• F••••• L•• asset manager | $33.1M | -28% | 1 | $33.1M | 0.0% | 1 | |||
| S••• T••• W••••• independent RIA | $32.6M | +1.8% | 2 | $16.3M | 93% | 27% | 99 | 1 | |
| L••••••••• P••••••• A•• A•••••• L•• independent RIA | $32.4M | 2 | $16.2M | 80% | 67% | 19 | 1 | ||
| M••••• C•••••• M••••••••• L•• independent RIA | $32.1M | 1 | $32.1M | 100% | 100% | 1 | |||
| T••• A•••••••• A••••••• independent RIA | $32.0M | 1 | $32.0M | 100% | 92% | 21 | 1 | ||
| V•••••• P••••••••• asset manager | $31.9M | 1 | $31.9M | 0.0% | 2 | ||||
| C•••••••• W••••• M••••••••• L•• independent RIA | $31.8M | +7.4% | 1 | $31.8M | 100% | 94% | 26 | 1 | |
| P•••••••• P••••••• L••• independent RIA | $31.5M | +5.9% | 3 | $10.5M | 99% | 93% | 5 | 1 | |
| F•••• S••• W••••• P••••••• independent RIA | $31.3M | 1 | $31.3M | 100% | 84% | 19 | 1 | ||
| O•• F•••• A••••••• L•• independent RIA | $30.6M | +8.1% | 1 | $30.6M | 93% | 99% | 3 | ||
| M•• W••••• M••••••••• independent RIA | $30.6M | 1 | $30.6M | 100% | 99% | 1 | |||
| U•••• A••••••• L•• other | $30.4M | -4.2% | 1 | $30.4M | 0.0% | 1 | |||
| A••••• C•••••• M••••••••• L•• independent RIA | $30.3M | +6.2% | 1 | $30.3M | 100% | 99% | 1 | ||
| P••••• F••••••• I••• independent RIA | $30.1M | 1 | $30.1M | 100% | 1 | ||||
| O••••••••• independent RIA | $30.0M | +36% | 2 | $15.0M | 100% | 1 | |||
| L•••• I••••••••• A••••••• independent RIA | $30.0M | -46% | 1 | $30.0M | 100% | 100% | 12 | 1 | |
| P••• C•••••• M••••••••• independent RIA | $29.8M | 1 | $29.8M | 96% | 87% | 23 | 1 | ||
| M•••• C•••••• M••••••••• L•• independent RIA | $29.8M | -13% | 1 | $29.8M | 79% | 95% | 18 | 2 | |
| E•••••• A•••••••• L•• institutional | $29.3M | -33% | 1 | $29.3M | 0.0% | 2 | |||
| S• W••••••• C••••••• L•• independent RIA | $29.2M | +5.6% | 1 | $29.2M | 60% | 86% | 17 | 1 | |
| G••••• B••• A••••••• other | $28.8M | +13% | 1 | $28.8M | 0.0% | 1 | |||
| S••••• O• P••••••• F•••••• independent RIA | $28.7M | 1 | $28.7M | 100% | 73% | 32 | 1 | ||
| C••••••••• independent RIA | $28.3M | +89% | 2 | $14.2M | 100% | 90% | 28 | 1 | |
| S•• F•••••••• S••••••• independent RIA | $28.2M | 1 | $28.2M | 97% | 58% | 70 | 1 | ||
| E••• A••••••• S•••••••• L•• independent RIA | $27.8M | 2 | $13.9M | 100% | 23% | 89 | 1 | ||
| F•••••• S••••• C•••••• mixed wealth | $27.8M | +79% | 1 | $27.8M | 32% | 100% | 117 | 1 | |
| G•• A•••• M••••••••• L•• independent RIA | $27.5M | +21% | 3 | $9.2M | 89% | 90% | 12 | 1 | |
| S• B•••••• A•••• M••••••••• I••• independent RIA | $27.4M | +111% | 1 | $27.4M | 100% | 25% | 69 | 1 | |
| M•••••••• W••••• M••••••••• L•• independent RIA | $27.4M | 1 | $27.4M | 100% | 73% | 33 | 1 | ||
| R•••••••• C•••••• A••••••• L•• independent RIA | $27.3M | +5.6% | 1 | $27.3M | 100% | 98% | 185 | 1 | |
| D••••• E•••• A•••• M••••••••• L•• independent RIA | $27.1M | -87% | 1 | $27.1M | 76% | 24% | 40 | 1 | |
| K••••• W••••• M••••••••• independent RIA | $27.1M | +0.2% | 1 | $27.1M | 100% | 53% | 60 | 1 | |
| I••••••••• A•••• L•• asset manager | $27.0M | +57% | 1 | $27.0M | 0.0% | 3 | 1 | ||
| G••••• L•••••• A••••••••• other | $27.0M | +3.8% | 1 | $27.0M | 0.0% | 1 | |||
| M••••• M••• F•••• L•• asset manager | $26.9M | 1 | $26.9M | 3.7% | 100% | 1 | 1 | ||
| D•• A••••••• S•••••••• L•• independent RIA | $26.8M | -7.5% | 1 | $26.8M | 100% | 54% | 45 | 1 | |
| S••• H••••• A•••• M••••••••• I••• independent RIA | $26.8M | -21% | 3 | $8.9M | 97% | 97% | 8 | 1 | |
| K••••••••• F•••••••• S•••••••• I•• independent RIA | $26.8M | +0.2% | 1 | $26.8M | 100% | 65% | 52 | 1 | |
| J•• A••••••• L•• independent RIA | $26.6M | 1 | $26.6M | 100% | 98% | 14 | 1 | ||
| S••••• S••••• W••••• independent RIA | $26.4M | 1 | $26.4M | 100% | 83% | 28 | 1 | ||
| I••••••••• I••• independent RIA | $26.2M | 1 | $26.2M | 100% | 82% | 6,999 | 3 | ||
| N••••••••• L•• independent RIA | $26.1M | +23% | 2 | $13.1M | 78% | 1 | |||
| S•••• F•••••••• institutional | $26.0M | 1 | $26.0M | 0.0% | 1 | ||||
| E•••••• P••••••• independent RIA | $25.9M | 2 | $13.0M | 100% | 77% | 22 | 1 | ||
| D•••••••• W••••• independent RIA | $25.8M | 1 | $25.8M | 93% | 86% | 30 | 1 | ||
| M•• F•••• M••••••••• L•• asset manager | $25.8M | 1 | $25.8M | 0.0% | 1 | 1 | |||
| T••• P•••• C••••••• L•• independent RIA | $25.0M | -17% | 1 | $25.0M | 100% | 47% | 63 | 1 | |
| G••• W••••• M••••••••• L•• independent RIA | $24.0M | +0.0% | 1 | $24.0M | 100% | 0.0% | 100 | 1 | |
| R•••••• C•••••• M••••••••• L•• independent RIA | $23.6M | -24% | 1 | $23.6M | 51% | 100% | 1 | 2 | |
| I•• M••••••••• independent RIA | $22.5M | 1 | $22.5M | 100% | 98% | 1 | |||
| L••••• C••••••••• W••••• L•• independent RIA | $22.4M | -91% | 1 | $22.4M | 100% | 3 | |||
| B•••• P•••••••• G•••• M••••••••• C•••••• I• L•• asset manager | $22.4M | -44% | 1 | $22.4M | 0.0% | 2 | |||
| P•••••• M••••••••• L•• independent RIA | $22.3M | -28% | 2 | $11.2M | 87% | 34% | 55 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.