DFX Intelligence

RIA Intelligence

For recruiters

Advisors to call now

Anything dated in the last 90 days, measured or not.

Size:$250M+$100M+$25M+Contact:DirectProfessionalFirm levelCall-ready only
  1. Eric Puckett Private Wealth Solutions, LLC, Calabasas, Ca
    Call-readyindependent RIA
    • passed the Series 63 on 2026-07-22 after 6 years in the industry
      2026-07-22 (2 months ago). At independent RIAs, 12.4% with this moved within a year against 5.4% without it (2.3x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
    Timing
    Strong timing
    Value
    $250M+
    Team book $500M to $1B; portable at most $1B, revenue at most $10M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Firm level
    firm contact form or inbox
  2. Melissa Gannon Castle Wealth Management, Boynton Beach, Fl
    Call-readyindependent RIA
    • 3 of the 8 advisors at this office left in the last 180 days (38%). 2 went to Fortis Capital Advisors, LLC
      2026-07-06 (3 months ago). At independent RIAs, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
      Nicholas Darzentas to Fortis Capital Advisors, Llc; Lori Fernicola to Fortis Capital Advisors, Llc; Amber Dakar to J.P. Morgan Securities Llc
    • 2 known colleagues moved to an independent RIA in the last 180 days. 2 went to Fortis Capital Advisors, LLC
      2026-07-06 (3 months ago). At independent RIAs, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
      Nicholas Darzentas to Fortis Capital Advisors, Llc; Lori Fernicola to Fortis Capital Advisors, Llc
    Timing
    Strong timing
    Value
    $250M+
    Team book $250M to $500M; portable at most $500M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Direct
    published business email (firm_website)
  3. Scott Worley Castle Wealth Management, Boynton Beach, Fl
    Call-readyindependent RIA
    • 3 of the 8 advisors at this office left in the last 180 days (38%). 2 went to Fortis Capital Advisors, LLC
      2026-07-06 (3 months ago). At independent RIAs, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
      Nicholas Darzentas to Fortis Capital Advisors, Llc; Lori Fernicola to Fortis Capital Advisors, Llc; Amber Dakar to J.P. Morgan Securities Llc
    • 2 known colleagues moved to an independent RIA in the last 180 days. 2 went to Fortis Capital Advisors, LLC
      2026-07-06 (3 months ago). At independent RIAs, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
      Lori Fernicola to Fortis Capital Advisors, Llc; Nicholas Darzentas to Fortis Capital Advisors, Llc
    Timing
    Strong timing
    Value
    $250M+
    Team book $250M to $500M; portable at most $500M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Direct
    published business email (firm_website)
  4. C•••••••• W••••• C••••• W••••• M•••••••••, B•••••• B••••• F•
    Call-readyindependent RIA
    • 3 of the 8 advisors at this office left in the last 180 days (38%). 2 went to F••••• C•••••• A•••••••• L••
      2026-07-06 (3 months ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
      N••••••• D•••••••• to F••••• C•••••• A•••••••• L••; L••• F•••••••• to F••••• C•••••• A•••••••• L••; A•••• D•••• to J••• M••••• S••••••••• L••
    • 2 known colleagues moved to an independent RIA in the last 180 days. 2 went to F••••• C•••••• A•••••••• L••
      2026-07-06 (3 months ago). At I•••••••••, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
      L••• F•••••••• to F••••• C•••••• A•••••••• L••; N••••••• D•••••••• to F••••• C•••••• A•••••••• L••
    Timing
    Strong timing
    Value
    $250M+
    Team book $250M to $500M; portable at most $500M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Direct
    published business email (firm_website)
  5. G•••••• K••• A•• I••••••••• P•••••••• L••, N•• Y•••• N•
    Call-readyindependent RIA
    • passed the Series 63 on 2026-06-29 after 11 years in the industry
      2026-06-29 (3 months ago). At I•••••••••, 12.4% with this moved within a year against 5.4% without it (2.3x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
    Timing
    Strong timing
    Value
    $250M+
    Team book $1B+
    Team
    No team seen
    Contact
    Direct
    published business email (firm_website)
  6. M••• S•••••••• T••• W••••• A••••••• G••••, C•••• G•••••• F•
    Call-readymixed wealth
    • passed the Series 63 on 2026-08-03 after 23 years in the industry
      2026-08-03 (54 days ago). At A••, 11.6% with this moved within a year against 4.9% without it (2.4x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
    Timing
    Strong timing
    Value
    $100M+
    Team book $100M to $250M; portable at most $250M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Direct
    published business email (firm_website)
  7. A•••• R••••• C•••••• C••••••••• • A•••• M•••••••••, L••••••• N•
    Call-readyindependent RIA
    • passed the Series 63 on 2026-06-26 after 11 years in the industry
      2026-06-26 (3 months ago). At I•••••••••, 12.4% with this moved within a year against 5.4% without it (2.3x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
    Timing
    Strong timing
    Value
    $100M+
    Team book $100M to $250M; portable at most $250M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Firm level
    firm contact form or inbox
  8. W•••••• K••••• C••••••••• F•••••••• N••••••, E••• L••••••••• M•
    Call-readynational broker-dealer RIA
    • owns 25% to 50% of a newly filed adviser, first filed 2026-08-10, where they are not yet registered: S••••• W••••• P•••••••
      2026-08-10 (47 days ago). At A••, 21.2% with this moved within a year against 4.9% without it (4.3x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    2 move with them
    Contact
    Direct
    verified business email (apollo)

    Business ties: Some: 1 operating or professional business, 1 real-estate entity on file; 2 parcel(s) owned by these entities on the assessor rolls DFX holds. A measure of business ties, not of book size or clients.

    Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).

  9. T•••••• M••••••• E••••• W••••• M••••••••• L••, T••••• A•
    Call-readyindependent RIA
    • passed the Series 63 on 2026-09-15 after 15 years in the industry
      2026-09-15 (11 days ago). At I•••••••••, 12.4% with this moved within a year against 5.4% without it (2.3x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
    Timing
    Strong timing
    Value
    $25M+
    Team book $50M to $100M; portable at most $100M, revenue at most $1M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Firm level
    firm contact form or inbox
  10. R••••• C•• J••• M••••• S••••••••• L••, B•••••• H••••• C•
    Call-readywirehouse
    • 2 of the 10 advisors at this office left in the last 180 days (20%), against a median of 0% across the firm's other offices
      2026-09-11 (15 days ago). At W••••••••, 10.9% with this moved within a year against 5.1% without it (2.1x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
      J••••• K•••••• to C•••••••• G••••• M•••••• I•••; B••••• B••••• to P•••••• A•••••• G••••• L••
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Direct
    verified business email (apollo)
  11. J••••••• C••••• J••• M••••• S••••••••• L••, B•••••• H••••• C•
    Call-readywirehouse
    • 2 of the 10 advisors at this office left in the last 180 days (20%), against a median of 0% across the firm's other offices
      2026-09-11 (15 days ago). At W••••••••, 10.9% with this moved within a year against 5.1% without it (2.1x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
      J••••• K•••••• to C•••••••• G••••• M•••••• I•••; B••••• B••••• to P•••••• A•••••• G••••• L••
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Direct
    verified business email (apollo)
  12. A••••• M•••••• J••• M••••• S••••••••• L••, B•••••• H••••• C•
    Call-readywirehouse
    • 2 of the 10 advisors at this office left in the last 180 days (20%), against a median of 0% across the firm's other offices
      2026-09-11 (15 days ago). At W••••••••, 10.9% with this moved within a year against 5.1% without it (2.1x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
      J••••• K•••••• to C•••••••• G••••• M•••••• I•••; B••••• B••••• to P•••••• A•••••• G••••• L••
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Direct
    verified business email (apollo)
  13. N•••••• V•••• V•••• I••••••••• I•••, L••• M•••• F•
    Call-readystate-registered adviser
    • is Ceo of a newly filed adviser, first filed 2026-07-20, where they are not yet registered: S• F••••
      2026-07-20 (2 months ago). At A••, 21.2% with this moved within a year against 4.9% without it (4.3x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
    Timing
    Strong timing
    Value
    $25M+
    Team book $25M to $50M; portable at most $50M, revenue at most $500K (transfer share is a judgment)
    Team
    No team seen
    Contact
    Professional
    L••••••• profile; professional profile page
  14. M•••••• R••• T•• S•••••• G••••, S•• P••••••••• F•
    Call-readystate-registered adviser
    • 4 of the 11 advisors at this office left in the last 180 days (36%), against a median of 0% across the firm's other offices. 3 went to S•••••• W••••• P•••••••• L••
      2026-07-06 (3 months ago). At A••, 12.6% with this moved within a year against 4.9% without it (2.6x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
      D•••• B•••••• to S•••••• W••••• P•••••••• L••; J•••• L••••• to S•••••• W••••• P•••••••• L••; J•••• W•••••• to S•••••• W••••• P•••••••• L••; E••••• K•••••• to L•• F•••••••• L••
    Timing
    Strong timing
    Value
    $25M+
    Team book $25M to $50M; portable at most $50M, revenue at most $500K (transfer share is a judgment)
    Team
    No team seen
    Contact
    Firm level
    firm contact form or inbox
  15. J•••• W•••• P•••••••• A•••••••, W••••••••• V•
    Call-readybroker-dealer affiliated
    • 2 of the 9 advisors at this office left in the last 180 days (22%), against a median of 0% across the firm's other offices. 2 went to H••••••••• F•••••••• G••••
      2026-07-07 (3 months ago). At B•••••••••, 13.0% with this moved within a year against 5.3% without it (2.5x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
      R••• D•••••• to H••••••••• F•••••••• G••••; K•••••• F•••• to H••••••••• F•••••••• G••••
    Timing
    Strong timing
    Value
    Under $25M
    Personal book under $100M; portable under $100M, revenue under $1M
    Team
    No team seen
    Contact
    Firm level
    provider email, not verified
  16. M•••••••• T•••• P•••• O• M••• W••••• M•••••••••, R••••••• N•
    Call-readyindependent RIA
    • passed the Series 63 on 2026-09-14 after 13 years in the industry
      2026-09-14 (12 days ago). At I•••••••••, 12.4% with this moved within a year against 5.4% without it (2.3x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable; portable at most $500M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Firm level
    firm contact form or inbox
  17. B••••••• S•••• H•••••• W•••••, D•••••• C•
    Call-readyindependent RIA
    • passed the Series 63 on 2026-09-22 after 11 years in the industry
      2026-09-22 (4 days ago). At I•••••••••, 12.4% with this moved within a year against 5.4% without it (2.3x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable; portable at most $250M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Firm level
    firm contact form or inbox
  18. M•••••• M•••••• T•••••••• P••••••• F•••••••• L••, C•••••••• M•
    Call-readymixed wealth
    • passed the Series 63 on 2026-08-26 after 13 years in the industry
      2026-08-26 (31 days ago). At A••, 11.6% with this moved within a year against 4.9% without it (2.4x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Professional
    professional profile page
  19. G••••• P••••• R•••••••• A•••••••, A••••••• G•
    Call-readyindependent RIA
    • 2 of the 9 advisors at this office left in the last 180 days (22%). 2 went to W••••••• C••••••
      2026-08-25 (32 days ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
      S••••• C•••••• to W••••••• C••••••; D•••• H••••• to W••••••• C••••••
    • 2 known colleagues moved to an independent RIA in the last 180 days. 2 went to W••••••• C••••••
      2026-08-25 (32 days ago). At I•••••••••, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
      S••••• C•••••• to W••••••• C••••••; D•••• H••••• to W••••••• C••••••
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable; portable at most $500M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Firm level
    firm contact form or inbox
  20. A••• M••••••• S••••• I••••••••• A•••••••• L••, S•• L••••• M•
    Call-readybroker-dealer affiliated
    • 18 of the 28 advisors at this office left in the last 180 days (64%). 8 went to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
      2026-08-24 (33 days ago). At B•••••••••, 13.0% with this moved within a year against 5.3% without it (2.5x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
      Z•••••• T••••••• to S•••••• N••••••• • C••••••• I•••••••••; S•••• N•••••• to B••••••• F• E•••••• • C••••••• I•••••••••; T•••• W•••••• to B••••••• F• E•••••• • C••••••• I•••••••••; B•••• L••• to W•••• F•••• A••••••• and 2 more
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Direct
    published business email (firm_website)
  21. D•••• T•••••• S•••• L••, F••• W••••• T•
    Call-readyindependent RIA
    • 3 of the 9 advisors at this office left in the last 180 days (33%)
      2026-08-21 (36 days ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
      S•••• F•••••• to P••••• W••••• G••••• L••; K••• M•••••••• to L•• F•••••••• L••; C••••• S••••• to Q•••••• W••••• M••••••••• L••
    • 1 known colleague moved to an independent RIA in the last 180 days
      2026-05-29 (4 months ago). At I•••••••••, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
      C••••• S••••• to Q•••••• W••••• M••••••••• L••
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable; portable at most $500M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Direct
    verified business email (hunter)
  22. K•••• B••••••• S•••• L••, F••• W••••• T•
    Call-readyindependent RIA
    • 3 of the 9 advisors at this office left in the last 180 days (33%)
      2026-08-21 (36 days ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
      S•••• F•••••• to P••••• W••••• G••••• L••; K••• M•••••••• to L•• F•••••••• L••; C••••• S••••• to Q•••••• W••••• M••••••••• L••
    • 1 known colleague moved to an independent RIA in the last 180 days
      2026-05-29 (4 months ago). At I•••••••••, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
      C••••• S••••• to Q•••••• W••••• M••••••••• L••
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable; portable at most $500M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Professional
    professional profile page
  23. R•••••• V•• K•••• L•• A•••••••• L••, P••••••••• N•
    Call-readyindependent RIA
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Direct
    verified business email (hunter)
  24. A•••••• A•••• L•• A•••••••• L••, P••••••••• N•
    Call-readyindependent RIA
    • 2 of the 9 advisors at this office left in the last 180 days (22%)
      2026-08-17 (40 days ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
      P••• S••••••• to F••••••; J••••••• T••••• to J•• W•••••
    • 2 known colleagues moved to an independent RIA in the last 180 days
      2026-08-17 (40 days ago). At I•••••••••, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
      P••• S••••••• to F••••••; J••••••• T••••• to J•• W•••••
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Direct
    verified business email (hunter)

    Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).

  25. A•••••• B••• L•• A•••••••• L••, P••••••••• N•
    Call-readyindependent RIA
    • 2 of the 9 advisors at this office left in the last 180 days (22%)
      2026-08-17 (40 days ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
      P••• S••••••• to F••••••; J••••••• T••••• to J•• W•••••
    • 2 known colleagues moved to an independent RIA in the last 180 days
      2026-08-17 (40 days ago). At I•••••••••, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
      P••• S••••••• to F••••••; J••••••• T••••• to J•• W•••••
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Direct
    published business email (firm_website)
  26. L••• V•• D•••• L•• A•••••••• L••, P••••••••• N•
    Call-readyindependent RIA
    • 2 of the 9 advisors at this office left in the last 180 days (22%)
      2026-08-17 (40 days ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
      P••• S••••••• to F••••••; J••••••• T••••• to J•• W•••••
    • 2 known colleagues moved to an independent RIA in the last 180 days
      2026-08-17 (40 days ago). At I•••••••••, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
      P••• S••••••• to F••••••; J••••••• T••••• to J•• W•••••
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Direct
    verified business email (apollo)
  27. J••••• Z••••• L•• A•••••••• L••, P••••••••• N•
    Call-readyindependent RIA
    • 2 of the 9 advisors at this office left in the last 180 days (22%)
      2026-08-17 (40 days ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
      P••• S••••••• to F••••••; J••••••• T••••• to J•• W•••••
    • 2 known colleagues moved to an independent RIA in the last 180 days
      2026-08-17 (40 days ago). At I•••••••••, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
      P••• S••••••• to F••••••; J••••••• T••••• to J•• W•••••
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Direct
    verified business email (hunter)
  28. J•••••• W••••• L•• A•••••••• L••, P••••••••• N•
    Call-readyindependent RIA
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Direct
    verified business email (hunter)
  29. M•••••• G••••••••• M•••••••• W••• A•••• M••••••••• L••, L•• A••••••• C•
    Call-readyindependent RIA
    • passed the Series 63 on 2026-07-22 after 11 years in the industry
      2026-07-22 (2 months ago). At I•••••••••, 12.4% with this moved within a year against 5.4% without it (2.3x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
    • 2 known colleagues moved to an independent RIA in the last 180 days. 2 went to M••••••
      2026-05-29 (4 months ago). At I•••••••••, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
      T•••• R••••• to M••••••; C••••••••• W••• to M••••••
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Direct
    published business email (firm_website)
  30. S•••••• P••• K•• F••••••••• I•••, W••• C••••••• P•
    Call-readyindependent RIA
    • 2 of the 10 advisors at this office left in the last 180 days (20%). 2 went to L•• F•••••••• L••
      2026-07-17 (2 months ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
      T••••• B••••••• to L•• F•••••••• L••; S••••• B••• to L•• F•••••••• L••
    • 1 known colleague moved to an independent RIA in the last 180 days
      2026-04-02 (6 months ago). At I•••••••••, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
      K••••••••• T••••••• to M••••• W••••• M••••••••• L••
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Professional
    professional profile page
  31. M•••••• M••••••••• K•• F••••••••• I•••, W••• C••••••• P•
    Call-readyindependent RIA
    • 2 of the 10 advisors at this office left in the last 180 days (20%). 2 went to L•• F•••••••• L••
      2026-07-17 (2 months ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
      T••••• B••••••• to L•• F•••••••• L••; S••••• B••• to L•• F•••••••• L••
    • 1 known colleague moved to an independent RIA in the last 180 days
      2026-04-02 (6 months ago). At I•••••••••, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
      K••••••••• T••••••• to M••••• W••••• M••••••••• L••
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Professional
    professional profile page
  32. E•••••••• M••••• K•• F••••••••• I•••, W••• C••••••• P•
    Call-readyindependent RIA
    • 2 of the 10 advisors at this office left in the last 180 days (20%). 2 went to L•• F•••••••• L••
      2026-07-17 (2 months ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
      T••••• B••••••• to L•• F•••••••• L••; S••••• B••• to L•• F•••••••• L••
    • 1 known colleague moved to an independent RIA in the last 180 days
      2026-04-02 (6 months ago). At I•••••••••, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
      K••••••••• T••••••• to M••••• W••••• M••••••••• L••
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Professional
    professional profile page
  33. M•••••• B•••••• K•• F••••••••• I•••, W••• C••••••• P•
    Call-readyindependent RIA
    • 2 of the 10 advisors at this office left in the last 180 days (20%). 2 went to L•• F•••••••• L••
      2026-07-17 (2 months ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
      T••••• B••••••• to L•• F•••••••• L••; S••••• B••• to L•• F•••••••• L••
    • 1 known colleague moved to an independent RIA in the last 180 days
      2026-04-02 (6 months ago). At I•••••••••, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
      K••••••••• T••••••• to M••••• W••••• M••••••••• L••
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Professional
    L••••••• profile; professional profile page
  34. D•••• K•••••• K•• F••••••••• I•••, W••• C••••••• P•
    Call-readyindependent RIA
    • 2 of the 10 advisors at this office left in the last 180 days (20%). 2 went to L•• F•••••••• L••
      2026-07-17 (2 months ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
      T••••• B••••••• to L•• F•••••••• L••; S••••• B••• to L•• F•••••••• L••
    • 1 known colleague moved to an independent RIA in the last 180 days
      2026-04-02 (6 months ago). At I•••••••••, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
      K••••••••• T••••••• to M••••• W••••• M••••••••• L••
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Professional
    professional profile page
  35. R•••••• E•••••• K•• F••••••••• I•••, W••• C••••••• P•
    Call-readyindependent RIA
    • 2 of the 10 advisors at this office left in the last 180 days (20%). 2 went to L•• F•••••••• L••
      2026-07-17 (2 months ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
      T••••• B••••••• to L•• F•••••••• L••; S••••• B••• to L•• F•••••••• L••
    • 1 known colleague moved to an independent RIA in the last 180 days
      2026-04-02 (6 months ago). At I•••••••••, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
      K••••••••• T••••••• to M••••• W••••• M••••••••• L••
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Professional
    professional profile page
  36. E••• F•••••• K•• F••••••••• I•••, W••• C••••••• P•
    Call-readyindependent RIA
    • 2 of the 10 advisors at this office left in the last 180 days (20%). 2 went to L•• F•••••••• L••
      2026-07-17 (2 months ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
      T••••• B••••••• to L•• F•••••••• L••; S••••• B••• to L•• F•••••••• L••
    • 1 known colleague moved to an independent RIA in the last 180 days
      2026-04-02 (6 months ago). At I•••••••••, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
      K••••••••• T••••••• to M••••• W••••• M••••••••• L••
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Professional
    professional profile page
  37. P•••••• L•• W••••• M••••••••• C•••• L••, S••• L••• C•••• U•
    Call-readyindependent RIA
    • 2 of the 9 advisors at this office left in the last 180 days (22%)
      2026-07-16 (2 months ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
      B•••••• S•••••• to P••••••••• S••••••••• C•••••••••; M••••• R••• to D••• D••••••• • C••
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable; portable at most $500M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Direct
    verified business email (hunter)
  38. K••• M••••••• W••••• M••••••••• C•••• L••, S••• L••• C•••• U•
    Call-readyindependent RIA
    • 2 of the 9 advisors at this office left in the last 180 days (22%)
      2026-07-16 (2 months ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
      B•••••• S•••••• to P••••••••• S••••••••• C•••••••••; M••••• R••• to D••• D••••••• • C••
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable; portable at most $500M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Direct
    verified business email (hunter)
  39. T•••• W••••••• W••••• M••••••••• C•••• L••, S••• L••• C•••• U•
    Call-readyindependent RIA
    • 2 of the 9 advisors at this office left in the last 180 days (22%)
      2026-07-16 (2 months ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
      B•••••• S•••••• to P••••••••• S••••••••• C•••••••••; M••••• R••• to D••• D••••••• • C••
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable; portable at most $500M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Professional
    professional profile page
  40. A•••••• S•••••• P••••••••• F•••••••• A•• I••••••••• I•••, W••••••• H••••• C•
    Call-readyindependent RIA
    • passed the Series 63 on 2026-07-16 after 20 years in the industry
      2026-07-16 (2 months ago). At I•••••••••, 12.4% with this moved within a year against 5.4% without it (2.3x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable; portable at most $250M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Professional
    L••••••• profile; professional profile page

    Who else to call: 6 related advisors, 6 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

1 to 40 of 616Next

The advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.