DFX Intelligence
Signals
Dated events with a source
Every event names how it is dated: a filing date, a registration date or a roster snapshot. Facts are what a form says; derived events compare two filings; inferences (a control person absent from the next Schedule A) are labelled as such. None of these is a prediction.
325,240 events
- Renaissance Canadian Core Value Fund first reported on Schedule D 7.B.(1), gross assets $65.7M
- 5 advisors left Commonwealth Financial Network (Fairbanks, AK) for &Partners on the same day
- 2 advisors left Osaic Advisory Services, LLC (Meridian, ID) for Osaic Institutions, Inc. on the same day
- 3 advisors left Commonwealth Financial Network (Lansing, MI) for Cetera Investment Advisers LLC on the same day
- Chari Elizabeth Rigby left Raymond James & Associates, Inc. for Level Four Advisory Services (registered 2026-09-21)
- Erick Eduardo Barrera Castillo left Northern Trust Securities, Inc for J.P. Morgan Securities LLC (registered 2026-09-18)
- Dawna Westberg-Welch left Stratos Wealth Partners, LTD for Convergence Financial (registered 2026-09-18)
- Matthew Fielding Marsh left Summit Trail Advisors, LLC for Beacon Pointe Advisors, LLC (registered 2026-09-21)
- Jason Adam Yorgensen left Wells Fargo Advisors for Gateway Wealth Partners, LLC (registered 2026-09-15)
- Malachi Cattanach left Blackridge Asset Management, LLC for Thurston Springer Advisors (registered 2026-09-21)
- Joseph David Smalley left Commonwealth Financial Network for Cetera Investment Advisers LLC (registered 2026-09-16)
- Charles Edward Patterson left Commonwealth Financial Network for Bartholomew & Company Wealth Management, LLC (registered 2026-07-27)
- Richard Omar Wilson left Osaic Advisory Services, LLC for Osaic Institutions, Inc. (registered 2025-11-14)
- Shawn Patrick Wiegand left Commonwealth Financial Network for &Partners (registered 2026-08-31)
- Michael Suruda Parker left Wells Fargo Advisors for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2026-09-14)
- Jordan Charles Hendry left Commonwealth Financial Network for &Partners (registered 2026-08-31)
- Ethan William Daniels left Commonwealth Financial Network for &Partners (registered 2026-08-31)
- Ryan John Balks left Commonwealth Financial Network for Cetera Investment Advisers LLC (registered 2026-09-16)
- William Jameson Mcfadden left Capital Management Associates Inc for Wellington Shields Capital Management, LLC (registered 2021-08-18)
- Michelle Lee Kreda left Wells Fargo Advisors for Concurrent Investment Advisors, LLC (registered 2026-09-08)
- Marques J Dickson left Ameriprise Financial Services, LLC for Fifth Third Securities, Inc. (registered 2026-07-16)
- Tyler Sheridan Franks left Wells Fargo Advisors for Raymond James Financial Services Advisors, Inc (registered 2026-09-10)
- Charles Christopher Castro left Spirit OF America Management Corp for Ameriprise Financial Services, LLC (registered 2026-09-18)
- Richard Paul Matthews left Osaic Advisory Services, LLC for Arkadios Wealth Advisors (registered 2026-09-14)
- Bryan M Rigg left Founders Financial Securities, LLC for LPL Financial LLC (registered 2026-09-21)
- Cesar Aran left Wells Fargo Advisors for Morgan Stanley (registered 2026-09-14)
- Robert George Wilson left Osaic Advisory Services, LLC for Osaic Institutions, Inc. (registered 2025-11-14)
- Benjamin Eugene Roth left Commonwealth Financial Network for &Partners (registered 2026-08-31)
- Kory Robert Johnson left Hornor, Townsend & Kent, LLC for LPL Financial LLC (registered 2026-09-21)
- Penny A Mody left Wells Fargo Advisors for Prospera Financial Services, Inc. (registered 2026-09-18)
- Brian Patrick Hackmeister left Wells Fargo Advisors for J.P. Morgan Securities LLC (registered 2026-09-04)
- Brian Paul Cuttic left Janney Montgomery Scott LLC for Raymond James Financial Services Advisors, Inc (registered 2026-09-15)
- Jonathan Lee Groberg left Northwestern Mutual Investment Services,Llc for LPL Financial LLC (registered 2026-09-14)
- Shannon Lee Staiger left Commonwealth Financial Network for &Partners (registered 2026-08-31)
- Alan Dale Hendrickson left Ameritas Advisory Services, LLC for Ameriprise Financial Services, LLC (registered 2026-09-14)
- Kendra Osowski left Commonwealth Financial Network for Cetera Investment Advisers LLC (registered 2026-09-16)
- Sara Shahine Bassiouny left Wells Fargo Advisors for Citigroup Global Markets Inc. (registered 2026-09-16)
- James M Ling left Wells Fargo Advisors for PNC Wealth Management (registered 2026-09-16)
- Matthew Charles Kazmierz Kaszel added a FL registration at Castle Wealth Management
- Justus Ryan Benson added a AZ registration at Florida Financial Advisors, Llc
- Robert Edwards added a MD registration at State Farm Investment Management Corp.
- Sarah Elizabeth Kern added a FL registration at Fisher Investments
- Joshua Kinker added a FL registration at Fisher Investments
- Andrew Mohamed added a FL registration at Fisher Investments
- Moises David Segebre Tcherassi added a FL registration at Ubs Financial Services Inc.
- Chase Peterson added a TX registration at Thrivent Investment Management Inc.
- Carson S Goodrich added a TX registration at Thrivent Investment Management Inc.
- Adam G Burrow added a TX registration at Thrivent Investment Management Inc.
- Micah Hoagland added a TX registration at Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Chase Peterson added a OK registration at Thrivent Investment Management Inc.
- Jordan R Parks added a GA registration at Edward Jones
- Carson S Goodrich added a OK registration at Thrivent Investment Management Inc.
- Adam G Burrow added a OK registration at Thrivent Investment Management Inc.
- Nehemiah Joseph Auble added a TX registration at Thrivent Investment Management Inc.
- Rebekah F Thompson added a WI registration at Robert W. Baird & Co. Incorporated
- Eli Gardine added a TX registration at Thrivent Investment Management Inc.
- Destinee K Morales added a TX registration at Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Jacob Llewellyn added a FL registration at Fisher Investments
- John Purtill added a DC registration at Steward Partners Investment Advisory, Llc
- Eli Gardine added a OK registration at Thrivent Investment Management Inc.