DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Signals

Dated events with a source

Every event names how it is dated: a filing date, a registration date or a roster snapshot. Facts are what a form says; derived events compare two filings; inferences (a control person absent from the next Schedule A) are labelled as such. None of these is a prediction.

  • Bryce Dartagnan Klem no longer holds an investment adviser registration (last listed at Merrill Lynch, Pierce, Fenner & Smith Incorporated on the 2026-09-17 feed)
    Sep 17, 2026 (observed_only)Advisor registration endedderivedadvisor pagesource
  • Houlin Yun no longer holds an investment adviser registration (last listed at Merrill Lynch, Pierce, Fenner & Smith Incorporated on the 2026-09-17 feed)
    Sep 17, 2026 (observed_only)Advisor registration endedderivedadvisor pagesource
  • Angela Robinet no longer holds an investment adviser registration (last listed at Fisher Investments on the 2026-09-17 feed)
    Sep 17, 2026 (observed_only)Advisor registration endedderivedadvisor pagesource
  • Adrianna Koveck no longer holds an investment adviser registration (last listed at Morgan Stanley on the 2026-09-17 feed)
    Sep 17, 2026 (observed_only)Advisor registration endedderivedadvisor pagesource
  • David Lino Samalenge no longer holds an investment adviser registration (last listed at Mml Investors Services, Llc on the 2026-09-17 feed)
    Sep 17, 2026 (observed_only)Advisor registration endedderivedadvisor pagesource
  • James Patrick Haire no longer holds an investment adviser registration (last listed at Brave Family Advisors on the 2026-09-17 feed)
    Sep 17, 2026 (observed_only)Advisor registration endedderivedadvisor pagesource
  • Ryan Michael Filiaggi no longer holds an investment adviser registration (last listed at Turner Financial Group, Inc. on the 2026-09-17 feed)
    Sep 17, 2026 (observed_only)Advisor registration endedderivedadvisor pagesource
  • David Snyder no longer holds an investment adviser registration (last listed at Mml Investors Services, Llc on the 2026-09-17 feed)
    Sep 17, 2026 (observed_only)Advisor registration endedderivedadvisor pagesource
  • Blake Friedman no longer holds an investment adviser registration (last listed at Ameriprise Financial Services, Llc on the 2026-09-17 feed)
    Sep 17, 2026 (observed_only)Advisor registration endedderivedadvisor pagesource
  • Shamiah Michel no longer holds an investment adviser registration (last listed at Equitable Advisors, Llc on the 2026-09-17 feed)
    Sep 17, 2026 (observed_only)Advisor registration endedderivedadvisor pagesource
  • Nancy Pan no longer holds an investment adviser registration (last listed at Equitable Advisors, Llc on the 2026-09-17 feed)
    Sep 17, 2026 (observed_only)Advisor registration endedderivedadvisor pagesource
  • Stacie L Uren no longer holds an investment adviser registration (last listed at Edward Jones on the 2026-09-17 feed)
    Sep 17, 2026 (observed_only)Advisor registration endedderivedadvisor pagesource
  • Taft Rahaim no longer holds an investment adviser registration (last listed at Equitable Advisors, Llc on the 2026-09-17 feed)
    Sep 17, 2026 (observed_only)Advisor registration endedderivedadvisor pagesource
  • Carson Allen Purvis no longer holds an investment adviser registration (last listed at Elevate Financial Planning And Wealth Management on the 2026-09-17 feed)
    Sep 17, 2026 (observed_only)Advisor registration endedderivedadvisor pagesource
  • Ankur Reddy Vanteru no longer holds an investment adviser registration (last listed at Mml Investors Services, Llc on the 2026-09-17 feed)
    Sep 17, 2026 (observed_only)Advisor registration endedderivedadvisor pagesource
  • Kameron Roger Koehler no longer holds an investment adviser registration (last listed at 334470 on the 2026-09-17 feed)
    Sep 17, 2026 (observed_only)Advisor registration endedderivedadvisor pagesource
  • Brian Joseph Szuberla no longer holds an investment adviser registration (last listed at 326595 on the 2026-09-17 feed)
    Sep 17, 2026 (observed_only)Advisor registration endedderivedadvisor pagesource
  • Ronald Michael Starr no longer holds an investment adviser registration (last listed at 155507 on the 2026-09-17 feed)
    Sep 17, 2026 (observed_only)Advisor registration endedderivedadvisor pagesource
  • Clement Peter Ballas no longer holds an investment adviser registration (last listed at 155507 on the 2026-09-17 feed)
    Sep 17, 2026 (observed_only)Advisor registration endedderivedadvisor pagesource
  • Jack Murphy Plew registered as an investment adviser representative at J.P. Morgan Securities Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Daniel Sharif Zahzouhi registered as an investment adviser representative at Btg Pactual Asset Management Us , Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Rafael Miguel Balanquet registered as an investment adviser representative at Ubs Financial Services Inc.
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Shane Philip Learn registered as an investment adviser representative at Lpl Financial Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Larry Neil Litt registered as an investment adviser representative at Ameriprise Financial Services, Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Martin P Oneill registered as an investment adviser representative at State Farm Investment Management Corp.
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Richard Steve Letchworth registered as an investment adviser representative at Empower Advisory Group, Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Elyse Josephine Wegmann registered as an investment adviser representative at Friday Financial
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Christiana Marie Dirks registered as an investment adviser representative at Provise Management Group, Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Michael Emil Cear registered as an investment adviser representative at Farther
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Steven Michael Reynolds registered as an investment adviser representative at Cetera Investment Advisers Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Corey Daniel Frost registered as an investment adviser representative at A Better Way Financial, Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Leonardo Aurelio Vittini registered as an investment adviser representative at Capital Client Group, Inc.
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Michael Irion registered as an investment adviser representative at Missionsquare Retirement
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Suresh K Somisetty registered as an investment adviser representative at Hornor, Townsend & Kent, Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Thaddeus H. Roberts registered as an investment adviser representative at Federated Investment Counseling
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Heather D Vetter registered as an investment adviser representative at Friday Financial
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Aaron P Cullen registered as an investment adviser representative at Friday Financial
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Michael Peter Welbes registered as an investment adviser representative at Friday Financial
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Vineet Kalra registered as an investment adviser representative at Creative Planning
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Ethan Grindle registered as an investment adviser representative at Morgan Stanley
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Kyle Steven Kunz registered as an investment adviser representative at Friday Financial
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Jay Robert Harris registered as an investment adviser representative at Friday Financial
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Anthony Joseph Martinez registered as an investment adviser representative at J.P. Morgan Securities Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Kevin Coronado registered as an investment adviser representative at Mml Investors Services, Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Noah Bernstein registered as an investment adviser representative at Citigroup Global Markets Inc.
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Ryan Watson registered as an investment adviser representative at Willis Towers Watson Securities, Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Hugo Roman Jr registered as an investment adviser representative at Charles Schwab & Co., Inc.
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Stacey Lee Bendfelt registered as an investment adviser representative at Stratos Wealth Partners, Ltd
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Stephen William Watson registered as an investment adviser representative at Advice And Planning Services
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • James W Bullock registered as an investment adviser representative at Snowden Capital Advisors Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • James Samuel Werner registered as an investment adviser representative at Ubs Financial Services Inc.
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Kyle Crews registered as an investment adviser representative at Park Avenue Securities Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Devon Sheets registered as an investment adviser representative at Fisher Investments
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Emmanuel W. Spencer registered as an investment adviser representative at T. Rowe Price Advisory Services, Inc.
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Max Gerard Bursk registered as an investment adviser representative at Empower Advisory Group, Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Daniel Sauceda registered as an investment adviser representative at Pacer Advisors, Inc.
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Keith James Habel registered as an investment adviser representative at Friday Financial
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Grant Listern Robinson registered as an investment adviser representative at Wells Fargo Advisors
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Adam Robert Reisch registered as an investment adviser representative at Friday Financial
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • James Christopher Brandon registered as an investment adviser representative at Exemplar Wealth Advisors, Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
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217,387 events match.