DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor teams

Teams that left T. Rowe Price Advisory Services, Inc.

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

Advisors	From	To	Branch	Type	Left
2	T. Rowe Price Advisory Services, Inc. BD affiliated	Empower Advisory Group, LLC BD affiliated	Colorado Springs, Co	Affiliated broker-dealer or bank to another	Feb 4, 2026 over 13 d
2	T. Rowe Price Advisory Services, Inc. BD affiliated	Morgan Stanley wirehouse	Owings Mills, Md	Affiliated broker-dealer or bank to wirehouse	Nov 3, 2025 over 11 d
2	T. Rowe Price Advisory Services, Inc. BD affiliated	Empower Advisory Group, LLC BD affiliated	Owings Mills, Md	Affiliated broker-dealer or bank to another	Aug 8, 2025
4	T. Rowe Price Advisory Services, Inc. BD affiliated	Empower Advisory Group, LLC BD affiliated	Colorado Springs, Co	Affiliated broker-dealer or bank to another	Mar 18, 2025 over 27 d
2	T. Rowe Price Advisory Services, Inc. BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Owings Mills, Md	Affiliated broker-dealer or bank to wirehouse	Dec 10, 2024 over 6 d
2	T. Rowe Price Advisory Services, Inc. BD affiliated	Empower Advisory Group, LLC BD affiliated	Owings Mills, Md	Affiliated broker-dealer or bank to another	May 10, 2024
2	T. Rowe Price Advisory Services, Inc. independent RIA	Northwestern Mutual Investment Services,LLC no RAUM	Parker, Co +1	Other	Jul 12, 2023
8	T. Rowe Price Advisory Services, Inc. independent RIA	Empower Advisory Group, LLC other	Colorado Springs, Co	Other	Mar 17, 2022 over 21 d
8	T. Rowe Price Advisory Services, Inc. independent RIA	Empower Advisory Group, LLC other	Colorado Springs, Co	Other	Jan 25, 2022
4	T. Rowe Price Advisory Services, Inc. independent RIA	Empower Advisory Group, LLC other	Colorado Springs, Co	Other	Jan 10, 2022
2	T. Rowe Price Advisory Services, Inc. independent RIA	Empower Advisory Group, LLC other	Colorado Springs, Co	Other	Nov 10, 2021
2	T. Rowe Price Advisory Services, Inc. independent RIA	Empower Advisory Group, LLC other	Colorado Springs, Co	Other	Sep 24, 2021
2	T. Rowe Price Advisory Services, Inc. independent RIA	Fidelity Personal And Workplace Advisors BD affiliated	Owings Mills, Md	RIA to affiliated broker-dealer or bank	Jul 19, 2021
2	T. Rowe Price Advisory Services, Inc. independent RIA	Transamerica Retirement Advisors, LLC BD affiliated	Tampa, Fl	RIA to affiliated broker-dealer or bank	Jul 12, 2019 over 6 d
2	T. Rowe Price Advisory Services, Inc. independent RIA	Raymond James Financial Services Advisors, Inc BD affiliated	Tampa, Fl	RIA to affiliated broker-dealer or bank	Jul 11, 2019 over 7 d
2	T. Rowe Price Advisory Services, Inc. independent RIA	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Tampa, Fl	RIA to wirehouse	Jul 11, 2019 over 7 d
6	T. Rowe Price Advisory Services, Inc. independent RIA	Morgan Stanley wirehouse	Tampa, Fl	RIA to wirehouse	Jul 9, 2019 over 6 d
12	T. Rowe Price Advisory Services, Inc. independent RIA	Raymond James & Associates, Inc. national BD	Tampa, Fl +1	RIA to affiliated broker-dealer or bank	Jul 2, 2019 over 16 d
2	T. Rowe Price Advisory Services, Inc. independent RIA	Fidelity Personal And Workplace Advisors BD affiliated	Tampa, Fl	RIA to affiliated broker-dealer or bank	Jul 2, 2019 over 7 d
2	T. Rowe Price Advisory Services, Inc. independent RIA	Pruco Securities, LLC BD affiliated	Tampa, Fl	RIA to affiliated broker-dealer or bank	Jul 2, 2019 over 9 d
2	T. Rowe Price Advisory Services, Inc. independent RIA	Morgan Stanley wirehouse	Tampa, Fl	RIA to wirehouse	Mar 4, 2019 over 7 d
4	T. Rowe Price Advisory Services, Inc. independent RIA	T. Rowe Price Associates, Inc. asset manager	Owings Mills, Md +1	Other	Feb 14, 2019
2	T. Rowe Price Advisory Services, Inc. independent RIA	T. Rowe Price Associates, Inc. asset manager	Colorado Springs, Co	Other	Feb 14, 2019
2	T. Rowe Price Advisory Services, Inc. independent RIA	E*Trade Capital Management, LLC independent RIA	Tampa, Fl	RIA to RIA	Jan 28, 2019 over 7 d
4	T. Rowe Price Advisory Services, Inc. independent RIA	Raymond James & Associates, Inc. national BD	Tampa, Fl	RIA to affiliated broker-dealer or bank	Aug 27, 2018 over 14 d
2	T. Rowe Price Advisory Services, Inc. independent RIA	Morgan Stanley wirehouse	Tampa, Fl	RIA to wirehouse	Jul 27, 2018
2	T. Rowe Price Advisory Services, Inc. independent RIA	Raymond James & Associates, Inc. national BD	Tampa, Fl	RIA to affiliated broker-dealer or bank	Jul 16, 2018 over 11 d
2	T. Rowe Price Advisory Services, Inc. no RAUM	Usaa Financial Planning Services no RAUM	Colorado Springs, Co	Other	Apr 19, 2016 over 6 d

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28 teams match.derived from registration dates