RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Teams that left Alphastar Capital Management
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 2 | Alphastar Capital Management independent RIA | Integrative Planning, Inc. no RAUM | Cornelius, Nc | RIA to a newly registered adviser | Aug 5, 2025 |
| 2 | Alphastar Capital Management independent RIA | Integrity Advisory Solutions independent RIA | Cornelius, Nc | RIA to RIA | Jan 31, 2025 over 13 d |
| 2 | Alphastar Capital Management independent RIA | Everstar Asset Management, LLC independent RIA | Cornelius, Nc | RIA to RIA | Oct 31, 2023 |
| 2 | Alphastar Capital Management independent RIA | Hornor, Townsend & Kent, LLC BD affiliated | Franklin, Tn | RIA to affiliated broker-dealer or bank | Aug 2, 2023 over 1 d |
| 2 | Alphastar Capital Management independent RIA | Everstar Asset Management, LLC independent RIA | Charlotte, Nc +1 | RIA to RIA | Jul 24, 2023 over 3 d |
| 5 | Alphastar Capital Management independent RIA | Sageguard Financial Group, LLC independent RIA | Cornelius, Nc | RIA to RIA | Apr 20, 2023 |
| 2 | Alphastar Capital Management independent RIA | Sageguard Financial Group, LLC independent RIA | Goodlettsville, Tn | RIA to RIA | Apr 19, 2023 over 1 d |
| 2 | Alphastar Capital Management independent RIA | Paradigm Wealth Management independent RIA | Cornelius, Nc | RIA to RIA | Jun 30, 2022 over 7 d |
| 2 | Alphastar Capital Management independent RIA | Foundations Investment Advisors LLC independent RIA | West Hartford, Ct | RIA to RIA | May 4, 2022 |
| 3 | Alphastar Capital Management independent RIA | Tfp Management, LLC independent RIA | Cornelius, Nc | RIA to RIA | Oct 25, 2021 |
| 2 | Alphastar Capital Management independent RIA | Portfolio Medics, LLC independent RIA | Winstonsalem, Nc +1 | RIA to RIA | May 13, 2021 |
| 2 | Alphastar Capital Management independent RIA | Milestone Asset Management, LLC independent RIA | Cornelius, Nc | RIA to RIA | Apr 14, 2021 |
| 2 | Alphastar Capital Management independent RIA | Independence Wealth Advisors, LLC independent RIA | Cornelius, Nc | RIA to RIA | Apr 9, 2020 |
| 2 | Alphastar Capital Management independent RIA | Planners Alliance no RAUM | Cornelius, Nc | RIA to a newly registered adviser | Mar 16, 2018 |
| 2 | Alphastar Capital Management independent RIA | Planners Alliance no RAUM | Fort Mill, Sc | RIA to a newly registered adviser | Feb 22, 2018 |
| 8 | Alphastar Capital Management independent RIA | Planners Alliance no RAUM | Cornelius, Nc | RIA to a newly registered adviser | Feb 15, 2018 over 12 d |
| 2 | Alphastar Capital Management other | Corecap Advisors other | Cornelius, Nc | Other | Sep 7, 2016 over 6 d |
| 2 | Alphastar Capital Management other | Center Street Advisors, Inc. no RAUM | Cornelius, Nc | Other | Apr 2, 2015 |