RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Teams that left Svb Wealth
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 3 | Svb Wealth independent RIA | First Citizens Investor Services, Inc. BD affiliated | San Francisco, Ca +1 | RIA to affiliated broker-dealer or bank | Oct 21, 2025 over 9 d |
| 2 | Svb Wealth independent RIA | Ashton Thomas Private Wealth independent RIA | San Francisco, Ca | RIA to RIA | Jun 10, 2025 |
| 2 | Svb Wealth independent RIA | Farther independent RIA | San Francisco, Ca +1 | RIA to RIA | Apr 10, 2025 |
| 3 | Svb Wealth BD affiliated | Cibc Private Wealth Advisors, Inc. BD affiliated | Boston, Ma | Affiliated broker-dealer or bank to another | Sep 15, 2023 over 7 d |
| 2 | Svb Wealth BD affiliated | Cibc Private Wealth Advisors, Inc. BD affiliated | Boston, Ma | Affiliated broker-dealer or bank to another | Aug 28, 2023 |
| 2 | Svb Wealth BD affiliated | F L Putnam Investment Management Co. independent RIA | Boston, Ma | Affiliated broker-dealer or bank to independent RIA | May 19, 2023 |
| 3 | Svb Wealth BD affiliated | Cynosure Group, LLC asset manager | New York, Ny | Other | Apr 25, 2023 over 6 d |
| 7 | Svb Wealth independent RIA | Cerity Partners LLC independent RIA | New York, Ny | RIA to RIA | Mar 15, 2023 over 2 d |
| 2 | Svb Wealth independent RIA | Cerity Partners LLC independent RIA | Beverly Hills, Ca | RIA to RIA | Mar 15, 2023 over 2 d |
| 3 | Svb Wealth independent RIA | Lido independent RIA | Palm Beach Gardens, Fl | RIA to RIA | Jan 26, 2021 over 13 d |
| 2 | Svb Wealth independent RIA | Morgan Stanley wirehouse | Boston, Ma | RIA to wirehouse | Mar 12, 2019 |
| 2 | Svb Wealth other | Morgan Stanley wirehouse | Boston, Ma | Other | Jun 4, 2015 |