DFX Intelligence
RIA Intelligence
Advisor teams
Teams that left Osaic Wealth, Inc.
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 2 | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Rye, Ny | Affiliated broker-dealer or bank to another | Sep 16, 2026 |
| 4 | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Calabasas, Ca | Affiliated broker-dealer or bank to another | Sep 2, 2026 over 6 d |
| 3 | Osaic Wealth, Inc. BD affiliated | The Ameriflex Group BD affiliated | Bloomington, Il | Affiliated broker-dealer or bank to another | Sep 2, 2026 over 2 d |
| 2 | O•••• W•••••• I••• BD affiliated | C••••• I••••••••• A••••••• L•• BD affiliated | Rainbow City, Al | Affiliated broker-dealer or bank to another | Sep 2, 2026 |
| 6 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Portland, Me +1 | Affiliated broker-dealer or bank to another | Aug 14, 2026 |
| 2 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Scottsdale, Az | Affiliated broker-dealer or bank to another | Aug 14, 2026 |
| 2 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Lodi, Wi +1 | Affiliated broker-dealer or bank to another | Aug 13, 2026 over 4 d |
| 2 | O•••• W•••••• I••• BD affiliated | C••••• B•••• F•••••••• G••••• L•• independent RIA | Moorestown, Nj | Affiliated broker-dealer or bank to independent RIA | Aug 4, 2026 |
| 15 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Raleigh, Nc +1 | Affiliated broker-dealer or bank to another | Jul 31, 2026 |
| 2 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Towson, Md | Affiliated broker-dealer or bank to another | Jul 30, 2026 |
| 3 | O•••• W•••••• I••• BD affiliated | A••••••••• F•••••••• S•••••••• L•• national BD | Irvine, Ca +1 | Affiliated broker-dealer or bank to another | Jul 29, 2026 over 13 d |
| 5 | O•••• W•••••• I••• BD affiliated | C••••• I••••••••• A••••••• L•• BD affiliated | San Ramon, Ca | Affiliated broker-dealer or bank to another | Jul 27, 2026 over 3 d |
| 2 | O•••• W•••••• I••• BD affiliated | S•••••• P•••••••• L•• independent RIA | Franklin, Tn | Affiliated broker-dealer or bank to independent RIA | Jul 23, 2026 |
| 4 | O•••• W•••••• I••• BD affiliated | S•••••• W••••• P•••••••• L•• BD affiliated | Naperville, Il | Affiliated broker-dealer or bank to another | Jul 6, 2026 |
| 3 | O•••• W•••••• I••• BD affiliated | T•• A•••••••• G•••• BD affiliated | Rochester, Ny +1 | Affiliated broker-dealer or bank to another | Jul 1, 2026 over 8 d |
| 3 | O•••• W•••••• I••• BD affiliated | B••• H•••••• E•••••• I••• no RAUM | Ponte Vedra Beach, Fl | Affiliated broker-dealer or bank to a newly registered adviser | Jun 25, 2026 over 6 d |
| 3 | O•••• W•••••• I••• BD affiliated | B••• H•••••• E•••••• I••• no RAUM | Scottsdale, Az | Affiliated broker-dealer or bank to a newly registered adviser | Jun 24, 2026 over 7 d |
| 2 | O•••• W•••••• I••• BD affiliated | K••••• A••••••• S•••••••• L•• BD affiliated | Huntingdon Valley, Pa | Affiliated broker-dealer or bank to another | Jun 17, 2026 |
| 3 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Webster City, Ia | Affiliated broker-dealer or bank to another | Jun 3, 2026 over 6 d |
| 3 | O•••• W•••••• I••• BD affiliated | A••••••••• F•••••••• S•••••••• L•• national BD | Wichita, Ks | Affiliated broker-dealer or bank to another | Jun 2, 2026 |
| 4 | O•••• W•••••• I••• BD affiliated | T•• A•••••••• G•••• BD affiliated | Lubbock, Tx +2 | Affiliated broker-dealer or bank to another | May 29, 2026 over 18 d |
| 3 | O•••• W•••••• I••• BD affiliated | I•••••••• W••••• S••••••••• no RAUM | Hamilton, Nj | Affiliated broker-dealer or bank to a newly registered adviser | May 28, 2026 |
| 2 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Northville, Mi | Affiliated broker-dealer or bank to another | May 28, 2026 |
| 5 | O•••• W•••••• I••• BD affiliated | B••• H•••••• E•••••• I••• no RAUM | Scottsdale, Az | Affiliated broker-dealer or bank to a newly registered adviser | May 21, 2026 |
| 5 | O•••• W•••••• I••• BD affiliated | B••• H•••••• E•••••• I••• no RAUM | Ponte Vedra Beach, Fl | Affiliated broker-dealer or bank to a newly registered adviser | May 21, 2026 over 1 d |
| 2 | O•••• W•••••• I••• BD affiliated | B••• H•••••• E•••••• I••• no RAUM | Pittsford, Ny | Affiliated broker-dealer or bank to a newly registered adviser | May 21, 2026 |
| 3 | O•••• W•••••• I••• BD affiliated | T•• A•••••••• G•••• BD affiliated | Boca Raton, Fl | Affiliated broker-dealer or bank to another | May 6, 2026 |
| 3 | O•••• W•••••• I••• BD affiliated | C••••• I••••••••• A••••••• L•• BD affiliated | Burnsville, Mn | Affiliated broker-dealer or bank to another | Apr 29, 2026 |
| 2 | O•••• W•••••• I••• BD affiliated | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | New City, Ny | Affiliated broker-dealer or bank to another | Apr 28, 2026 |
| 2 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | St Petersburg, Fl +1 | Affiliated broker-dealer or bank to another | Apr 27, 2026 over 1 d |
| 2 | O•••• W•••••• I••• BD affiliated | W•••• F•••• A••••••• wirehouse | Brooklyn, Ny | Affiliated broker-dealer or bank to wirehouse | Apr 22, 2026 |
| 4 | O•••• W•••••• I••• BD affiliated | T•• A•••••••• G•••• BD affiliated | Dubois, Pa +1 | Affiliated broker-dealer or bank to another | Apr 21, 2026 over 8 d |
| 2 | O•••• W•••••• I••• BD affiliated | P•• C•••••• L•• state registered | Southlake, Tx | Affiliated broker-dealer or bank to a state-registered adviser | Apr 8, 2026 |
| 5 | O•••• W•••••• I••• BD affiliated | I••••••••• F•••••••• G••••• L•• BD affiliated | St Louis, Mo | Affiliated broker-dealer or bank to another | Apr 6, 2026 |
| 2 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Scottsdale, Az | Affiliated broker-dealer or bank to another | Apr 6, 2026 over 9 d |
| 2 | O•••• W•••••• I••• BD affiliated | W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated | Ann Arbor, Mi | Affiliated broker-dealer or bank to another | Apr 2, 2026 over 1 d |
| 2 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Andover, Ma | Affiliated broker-dealer or bank to another | Apr 2, 2026 |
| 2 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Concord, Nh +1 | Affiliated broker-dealer or bank to another | Apr 2, 2026 |
| 2 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Roseville, Mn | Affiliated broker-dealer or bank to another | Mar 25, 2026 |
| 2 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Topeka, Ks | Affiliated broker-dealer or bank to another | Mar 16, 2026 over 11 d |
| 2 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Diamond Bar, Ca | Affiliated broker-dealer or bank to another | Mar 10, 2026 over 8 d |
| 2 | O•••• W•••••• I••• BD affiliated | C••••• I••••••••• A••••••• L•• BD affiliated | Valencia, Ca | Affiliated broker-dealer or bank to another | Mar 5, 2026 |
| 4 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Austin, Tx | Affiliated broker-dealer or bank to another | Feb 24, 2026 |
| 2 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Scottsdale, Az | Affiliated broker-dealer or bank to another | Feb 11, 2026 |
| 4 | O•••• W•••••• I••• BD affiliated | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Fond Du Lac, Wi | Affiliated broker-dealer or bank to another | Feb 4, 2026 over 1 d |
| 2 | O•••• W•••••• I••• BD affiliated | Y•• W••••• M••••••••• state registered | Gahanna, Oh | Affiliated broker-dealer or bank to a state-registered adviser | Feb 4, 2026 |
| 2 | O•••• W•••••• I••• BD affiliated | C••••• I••••••••• A••••••• L•• BD affiliated | Scottsdale, Az | Affiliated broker-dealer or bank to another | Jan 29, 2026 over 4 d |
| 2 | O•••• W•••••• I••• BD affiliated | R•••••• W••••• P•••••••• L•• state registered | Baton Rouge, La | Affiliated broker-dealer or bank to a state-registered adviser | Jan 28, 2026 |
| 2 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Ft Worth, Tx +1 | Affiliated broker-dealer or bank to another | Jan 26, 2026 over 4 d |
| 2 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Indianapolis, In | Affiliated broker-dealer or bank to another | Jan 14, 2026 |
| 6 | O•••• W•••••• I••• BD affiliated | C••••• I••••••••• A••••••• L•• BD affiliated | Medford, Wi +2 | Affiliated broker-dealer or bank to another | Jan 12, 2026 |
| 2 | O•••• W•••••• I••• BD affiliated | E•••••••• A•••••••• L•• national BD | Tully, Ny | Affiliated broker-dealer or bank to another | Jan 8, 2026 over 1 d |
| 2 | O•••• W•••••• I••• BD affiliated | C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Springfield, Il +1 | Affiliated broker-dealer or bank to another | Jan 6, 2026 |
| 2 | O•••• W•••••• I••• BD affiliated | I••••••••• W••••• C••••••• L•• independent RIA | East Lansing, Mi | Affiliated broker-dealer or bank to independent RIA | Dec 15, 2025 |
| 3 | O•••• W•••••• I••• BD affiliated | A••••• A••••••• no RAUM | Mankato, Mn +1 | Affiliated broker-dealer or bank to a newly registered adviser | Dec 12, 2025 |
| 2 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Loveland, Oh | Affiliated broker-dealer or bank to another | Dec 12, 2025 |
| 3 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Rochester, Ny | Affiliated broker-dealer or bank to another | Dec 9, 2025 |
| 2 | O•••• W•••••• I••• BD affiliated | T••••••••• W••••• M••••••••• independent RIA | Miami, Fl | Affiliated broker-dealer or bank to independent RIA | Dec 8, 2025 over 14 d |
| 2 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Challis, Id | Affiliated broker-dealer or bank to another | Dec 4, 2025 over 4 d |
| 4 | O•••• W•••••• I••• BD affiliated | W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated | Carmel, In +1 | Affiliated broker-dealer or bank to another | Dec 3, 2025 over 6 d |
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262 teams match.derived from registration dates
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.