RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Teams that left Grove Point Advisors, LLC
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 4 | Grove Point Advisors, LLC BD affiliated | Flfs Advisory LLC no RAUM | Rockville, Md | Affiliated broker-dealer or bank to a newly registered adviser | May 1, 2025 |
| 2 | Grove Point Advisors, LLC BD affiliated | Catoctin Ridge Wealth Partner independent RIA | Rockville, Md +1 | Affiliated broker-dealer or bank to independent RIA | May 1, 2025 |
| 2 | Grove Point Advisors, LLC BD affiliated | Mfg Private Wealth no RAUM | Canonsburg, Pa | Affiliated broker-dealer or bank to a newly registered adviser | May 1, 2025 |
| 2 | Grove Point Advisors, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Rockville, Md | Affiliated broker-dealer or bank to another | Nov 6, 2024 |
| 2 | Grove Point Advisors, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Rockville, Md | Affiliated broker-dealer or bank to another | Sep 12, 2024 |
| 2 | Grove Point Advisors, LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Rockville, Md | Affiliated broker-dealer or bank to another | Aug 29, 2024 |
| 2 | Grove Point Advisors, LLC BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Rockville, Md | Affiliated broker-dealer or bank to independent RIA | Aug 21, 2024 |
| 2 | Grove Point Advisors, LLC BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | St Louis Park, Mn | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2024 over 11 d |
| 2 | Grove Point Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Rockville, Md | Affiliated broker-dealer or bank to another | Jun 11, 2024 |
| 2 | Grove Point Advisors, LLC BD affiliated | Independent Financial Partners BD affiliated | Rockville, Md | Affiliated broker-dealer or bank to another | May 3, 2024 |
| 2 | Grove Point Advisors, LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Rockville, Md | Affiliated broker-dealer or bank to another | Aug 1, 2023 |
| 2 | Grove Point Advisors, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Rockville, Md | Affiliated broker-dealer or bank to another | May 6, 2022 |
| 2 | Grove Point Advisors, LLC BD affiliated | Integrated Wealth Concepts LLC independent RIA | Rockville, Md | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2021 |
| 2 | Grove Point Advisors, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Saraota, Fl +1 | Affiliated broker-dealer or bank to another | Dec 15, 2021 |
| 3 | Grove Point Advisors, LLC BD affiliated | Commonwealth Financial Network national BD | Rockville, Md | Affiliated broker-dealer or bank to another | Sep 9, 2021 |