DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor teams

Teams that joined Insigneo Advisory Services, LLC

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

AdvisorsFromToBranchTypeLeft
2Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseInsigneo Advisory Services, LLC mixed wealthMiami, FlWirehouse to independent RIAJun 10, 2026
2Btg Pactual Asset Management US , LLC asset managerInsigneo Advisory Services, LLC BD affiliatedKissimmee, Fl +1OtherJan 20, 2026
3Raymond James & Associates, Inc. national BDInsigneo Advisory Services, LLC BD affiliatedPalmetto Bay, Fl +1Affiliated broker-dealer or bank to anotherNov 20, 2025
4Stonex International Advisors Inc independent RIAInsigneo Advisory Services, LLC BD affiliatedMiami, FlRIA to affiliated broker-dealer or bankAug 1, 2025
2Sanctuary Advisors, LLC BD affiliatedInsigneo Advisory Services, LLC BD affiliatedMiami, FlAffiliated broker-dealer or bank to anotherJun 4, 2025
2Advisory Investor Services LLC independent RIAInsigneo Advisory Services, LLC mixed wealthMiami, FlRIA to RIAMar 8, 2024
over 7 d
2Morgan Stanley wirehouseInsigneo Advisory Services, LLC mixed wealthMiami, FlWirehouse to independent RIAFeb 22, 2024
2Pnc Wealth Management BD affiliatedInsigneo Advisory Services, LLC mixed wealthHouston, TxAffiliated broker-dealer or bank to independent RIANov 30, 2023
2J.P. Morgan Securities LLC wirehouseInsigneo Advisory Services, LLC mixed wealthAventura, FlWirehouse to independent RIAOct 14, 2023
6Morgan Stanley wirehouseInsigneo Advisory Services, LLC mixed wealthAventura, Fl +2Wirehouse to independent RIAFeb 8, 2023
over 19 d
2Galliott Capital Advisors, LLC independent RIAInsigneo Advisory Services, LLC mixed wealthBeverly Hills, CaRIA to RIAJul 6, 2022
2Wells Fargo Advisors wirehouseInsigneo Advisory Services, LLC mixed wealthPalm Beach Gardens, Fl +1Wirehouse to independent RIAOct 26, 2021
over 8 d
2Amerant Investments, Inc. mixed wealthInsigneo Advisory Services, LLC mixed wealthCoral Gables, FlRIA to RIASep 7, 2021
over 6 d
2Wells Fargo Advisors wirehouseInsigneo Advisory Services, LLC mixed wealthCoral Gables, Fl +1Wirehouse to independent RIAJul 29, 2021
over 14 d
3Wells Fargo Advisors wirehouseInsigneo Advisory Services, LLC mixed wealthMiami, Fl +1Wirehouse to independent RIAJul 6, 2021
over 3 d
2Morgan Stanley wirehouseInsigneo Advisory Services, LLC mixed wealthBoca Raton, FlWirehouse to independent RIAMay 12, 2021
over 6 d
6Wells Fargo Advisors wirehouseInsigneo Advisory Services, LLC mixed wealthMiami, FlWirehouse to independent RIAMay 10, 2021
over 29 d
2Wells Fargo Advisors wirehouseInsigneo Advisory Services, LLC mixed wealthMiami, FlWirehouse to independent RIAApr 21, 2021
over 1 d
8Wells Fargo Advisors wirehouseInsigneo Advisory Services, LLC mixed wealthMiami, Fl +2Wirehouse to independent RIAFeb 24, 2021
over 40 d
2Wells Fargo Advisors wirehouseInsigneo Advisory Services, LLC mixed wealthCoral Gables, FlWirehouse to independent RIAOct 26, 2020
2UBS Financial Services Inc. wirehouseInsigneo Advisory Services, LLC mixed wealthCoral Gables, FlWirehouse to independent RIAOct 2, 2020
2UBS Financial Services Inc. wirehouseInsigneo Advisory Services, LLC mixed wealthMiami, FlWirehouse to independent RIAAug 14, 2020
3Morgan Stanley wirehouseInsigneo Advisory Services, LLC mixed wealthLos Angeles, CaWirehouse to independent RIAJul 2, 2020
2Citigroup Global Markets Inc. BD affiliatedInsigneo Advisory Services, LLC mixed wealthMiami, Fl +1Affiliated broker-dealer or bank to independent RIAApr 1, 2019
2Insigneo Wealth Advisors, LLC otherInsigneo Advisory Services, LLC BD affiliatedMiami, FlOtherFeb 19, 2019
2Insigneo Wealth Advisors, LLC otherInsigneo Advisory Services, LLC BD affiliatedMiami, FlOtherDec 14, 2018
over 6 d
4Wells Fargo Advisors wirehouseInsigneo Advisory Services, LLC BD affiliatedMiami, FlWirehouse to affiliated broker-dealer or bankJul 6, 2018
2Capital Guardian Wealth Management, LLC otherInsigneo Advisory Services, LLC otherMiami, FlOtherFeb 12, 2018
4Northeast Asset Management LLC otherInsigneo Advisory Services, LLC otherMontevideo +2OtherJul 31, 2017
4Northeast Asset Management LLC otherInsigneo Advisory Services, LLC otherMiami, FlOtherJul 31, 2017
2Insigneo Wealth Advisors, LLC otherInsigneo Advisory Services, LLC otherMiami, FlOtherNov 18, 2016
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31 teams match.derived from registration dates