DFX Intelligence

A•••••• I••••••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 10b 100b

A•••••• I••••••••• M••••••••• L••

CRD 112551

LONDON

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Search this name across graphsid dfx:ria:0f6d0f21-c52d-37f2-076b-8df1ae004993

Data as of Aug 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 48
Dated events: 5
On other graphs: 1
Observed: Mar 30, 2012 to Aug 19, 2026
79 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

A•••••• I••••••••• M••••••••• L••

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.11 institutional_share=0.66 related_bd=true related_bank=true bd_reps=1.0
Regulatory AUM: $41B••• Locked
Discretionary RAUM: $41B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 151

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A•••••• S•••• E••••••• M•••••• D••• F•••	Other Private Fund	$1.0B	Aug 27, 2012	130	Mar 30, 2012	dropped	n/a
A•••••• S•••• E••••••• M•••••• C•••••••• D••• F•••	Other Private Fund	$916M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••• I••••••••• ••• L••••••	PARENT COMPANY	E	yes	02/1999	Mar 30, 2012	Nov 19, 2024
C•••••• M•••• L•••••••	SHAREH•••••	C	yes	02/1999	Mar 30, 2012	Nov 19, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•••••• I••••••••• A••••••• L••••••	n/a	Asset manager	$1.9B	N	yes	n/a
A•••••• • C•• • A• M••••••••• C••••••• S••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$41B	$43B	-4.0%	$55B	-9.2%	151	151	0	0

Relationships

Affiliated with (3)

→ A•••••• I••••••••• A••••••• L••••••Registered adviserother investment adviser, common control
factForm ADV
← A•••••• I••••••••• A••••••• L••••••Registered adviserother investment adviser, common control
factForm ADV
← A•••••• E••••••• I••••••••• M••••••••• ••• L••Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV

Advises (35)

→ A•••••• G••••• S•••••• S••••••••• F••• 4• L•••••• P•••••••••

Dated events

Occurred
Aug 19, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$56.6M
Occurred
Aug 19, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$11.2M
Occurred
Aug 19, 2026
Private fund gav change
••• Locked
Form ADVobserved today
$482M
Occurred
Sep 28, 2022

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0f6d0f21-c52d-37f2-076b-8df1ae004993
First observed: Mar 30, 2012
Last observed: Aug 19, 2026 35 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.