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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

ALEGRIA ENERGY, LLC

CRD 281531

KANSAS CITY, MO

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Search this name across graphsid dfx:ria:fbe84afe-5d9d-00eb-1033-ab09d099d935

Data as of Sep 16, 2022 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 45
Dated events: 4
On other graphs: 0
Observed: Sep 23, 2015 to Sep 16, 2022
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $177MItem 5.F on the latest filing (2022-09-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $177M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 3
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 1
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $177Mgross asset value as reported per fund; never fund size
Custody, client assets: $177M
SEC number: 801-106712
CRD: 281531
Filings on the tape: 14
First filed: Sep 23, 2015
Latest filed: Sep 16, 2022
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
ALEGRIA FUND, LP	Hedge Fund	$177M	Sep 16, 2022	207	Mar 30, 2016	reported	021-255594

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
1248 HOLDINGS, LLC	Member	E	yes	03/2018	Mar 30, 2021	Sep 16, 2022
BICKNELL, MARTIN, CHRISTOPHER	ELECTED MANAGER	F	yes	07/2007	Sep 23, 2015	Sep 16, 2022
BICKNELL, MARTIN, CHRISTOPHER	ELECTED MANAGER	Na	yes	11/2015	Sep 23, 2015	Sep 16, 2022
GREEN, ROBERT, KENT	ELECTED MANAGER	F	yes	05/2014	Dec 1, 2015	Sep 16, 2022
HANDKE, AARON, MATTHEW	ELECTED MANAGER	F	yes	05/2014	Dec 1, 2015	Sep 16, 2022
HERRMAN, ADAM, DEAN	ELECTED MANAGER	F	yes	05/2015	Dec 1, 2015	Sep 16, 2022
LOEFFLER, JOSEF, CAROZZA	ELECTED MANAGER	F	yes	05/2014	Dec 1, 2015	Sep 16, 2022
MONTAGE INVESTMENTS, LLC	Member	D	yes	11/2015	Dec 1, 2015	Sep 16, 2022
MORRIS, PAUL, KING	ELECTED MANAGER	F	yes	05/2014	Dec 1, 2015	Sep 16, 2022
MORRIS, PAUL, KING	ELECTED MANAGER	Na	yes	11/2015	Dec 1, 2015	Sep 16, 2022
ROLF, DEVON, A	ELECTED MANAGER	F	yes	12/2021	Mar 30, 2022	Sep 16, 2022
Scharosch, Mark, Christian	ELECTED MANAGER	Na	yes	03/2019	Mar 27, 2019	Sep 16, 2022
SMITH, LAWRENCE, RUSSELL	ELECTED MANAGER	Na	yes	11/2015	Dec 1, 2015	Sep 16, 2022
SMITH, LAWRENCE, RUSSELL	ELECTED MANAGER	F	yes	05/2014	Dec 1, 2015	Sep 16, 2022
SOLEA ENERGY, LLC	Member	D	yes	11/2015	Dec 1, 2015	Sep 16, 2022
GLAWSON, BETHANIE, J	CHIEF COMPLIANCE OFFICER	Na	no	03/2021	Mar 30, 2021	Sep 16, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MARINER, LLC	n/a	Bd affiliated wealth	$125B	N	yes	n/a
MARINER PLATFORM SOLUTIONS, LLC	n/a	Independent wealth	$7.3B	N	yes	n/a
FLYOVER CAPITAL PARTNERS, LLC	n/a	Asset manager	$148M	N	yes	n/a
MARINER WEALTH ADVISORS-IC, LLC	n/a	No RAUM reported	$0	N	yes	n/a
MARINER INSURANCE RESOURCES, LLC	n/a	n/a	n/a	N	yes	n/a
MARINER TRUST COMPANY LLC	n/a	n/a	n/a	N	yes	n/a
MONTAGE FUND ADVISORS, LLC	n/a	n/a	n/a	N	yes	n/a
MSEC, LLC	n/a	n/a	n/a	N	yes	n/a
UBIQUITY MANAGEMENT, LP	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Katy	TX	United States	2	no
OVERLAND PARK	Ks	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 30, 2022	$177M	$177M	4	3	2	1	$177M
2020	Mar 30, 2021	$161M	$161M	6	4	2	1	$161M
2019	Mar 30, 2020	$128M	$128M	8	5	2	1	$128M
2018	Mar 27, 2019	$117M	$117M	8	7	2	1	$117M
2017	Mar 29, 2018	$90.7M	$90.7M	10	7	2	1	$90.7M
2016	Mar 30, 2017	$73.5M	$73.5M	9	6	n/a	1	$73.5M
2015	Mar 30, 2016	$2.5M	$2.5M	2	2	n/a	1	$2.5M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$177M	$161M	9.7%	$117M	14.8%	4	6	2	2

Relationships

Affiliated with (28)

→ MARINERRegistered adviserother investment adviser, insurance company, pooled vehicle sponsor, LP sponsor, common control
factForm ADV
→ FLYOVER CAPITAL PARTNERS, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ MARINER WEALTHRegistered adviserother investment adviser, common control
factForm ADV
→ MARINER INDEPENDENTRegistered adviserother investment adviser, common control
factForm ADV
← ADVICEPERIOD, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← MARINER WEALTH ADVISORSRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← MARINER WEALTH ADVISORSRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← MARINER WEALTH ADVISORSRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← ASCENT INVESTMENT PARTNERS, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← MARINER WEALTH ADVISORSRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← MARINER WEALTH ADVISORSRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← MARINER RETIREMENT ADVISORS, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← MARINER INSTITUTIONAL CONSULTING, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← MARINER WEALTH ADVISORSRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← KUMMER FINANCIAL STRATEGIES, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← MARINER WEALTH ADVISORSRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← MARINER WEALTH ADVISORSRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← MARINER WEALTH ADVISORSRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← 440 INVESTMENT GROUP, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← MARINER WEALTH ADVISORSRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← SILVERWEST HOTELS LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← MARINER WEALTH ADVISORSRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← REALTYCLUB INVESTMENT ADVISORS LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← GIRALDA ADVISORS, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← MONTAGE INVESTMENTS, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, control, common control
factForm ADV
← RB INVESTMENTS, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← FIRSTPOINT FINANCIAL, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← TORRAYRESOLUTE, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Advises (1)

→ ALEGRIA FUND, LPPrivate fundHedge Fund, IA
Mar 30, 2016 to presentfactForm ADV

Controls (12)

← MORRIS, PAUL, KINGOwnerELECTED MANAGER, ownership code F, individual
Dec 1, 2015 to presentfactForm ADV
← MONTAGE INVESTMENTS, LLCOwnerMEMBER, ownership code D, domestic entity
Dec 1, 2015 to presentfactForm ADV
← BICKNELL, MARTIN, CHRISTOPHEROwnerELECTED MANAGER, ownership code F, individual
Sep 23, 2015 to presentfactForm ADV
← SMITH, LAWRENCE, RUSSELLOwnerELECTED MANAGER, ownership code F, individual
Dec 1, 2015 to presentfactForm ADV
← HANDKE, AARON, MATTHEWOwnerELECTED MANAGER, ownership code F, individual
Dec 1, 2015 to presentfactForm ADV
← GREEN, ROBERT, KENTOwnerELECTED MANAGER, ownership code F, individual
Dec 1, 2015 to presentfactForm ADV
← HERRMAN, ADAM, DEANOwnerELECTED MANAGER, ownership code F, individual
Dec 1, 2015 to presentfactForm ADV
← LOEFFLER, JOSEF, CAROZZAOwnerELECTED MANAGER, ownership code F, individual
Dec 1, 2015 to presentfactForm ADV
← Scharosch, Mark, ChristianOwnerELECTED MANAGER, ownership code NA, individual
Mar 27, 2019 to presentfactForm ADV
← ROLF, DEVON, AOwnerELECTED MANAGER, ownership code F, individual
Mar 30, 2022 to presentfactForm ADV
← 1248 HOLDINGS, LLCOwnerMEMBER, ownership code E, domestic entity
Mar 30, 2021 to presentfactForm ADV
← SOLEA ENERGY, LLCOwnerMEMBER, ownership code D, domestic entity
Dec 1, 2015 to presentfactForm ADV

Owns (1)

← GLAWSON, BETHANIE, JOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2021 to presentfactForm ADV

Dated events

Occurred
Mar 30, 2022
Control person joined
A Devon Rolf (Elected Manager) appeared on Schedule A of Alegria Energy, Llc
Form ADVobserved 5 days ago
Occurred
Mar 27, 2019
Control person left
Paul Gary Henson (Elected Manager) no longer on Schedule A of Alegria Energy, Llc (listed 2018-03-29, absent 2019-03-27)
Form ADVobserved 5 days ago
Occurred
Mar 27, 2019
Control person joined
Christian Mark Scharosch (Elected Manager) appeared on Schedule A of Alegria Energy, Llc
Form ADVobserved 5 days ago
Occurred
Sep 23, 2015
First Form ADV filing
Mariner Wealth Advisors filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fbe84afe-5d9d-00eb-1033-ab09d099d935
First observed: Sep 23, 2015
Last observed: Sep 16, 2022 48 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ALEGRIA ENERGY, LLC

CRD 281531

KANSAS CITY, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fbe84afe-5d9d-00eb-1033-ab09d099d935

Data as of Sep 16, 2022 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:01 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

ALEGRIA FUND, LP

Hedge Fund

$177M

Sep 16, 2022

207

Mar 30, 2016

reported

021-255594

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

1248 HOLDINGS, LLC

Member

yes

03/2018

Mar 30, 2021

Sep 16, 2022

BICKNELL, MARTIN, CHRISTOPHER

ELECTED MANAGER

yes

07/2007

Sep 23, 2015

Sep 16, 2022

BICKNELL, MARTIN, CHRISTOPHER

ELECTED MANAGER

yes

11/2015

Sep 23, 2015

Sep 16, 2022

GREEN, ROBERT, KENT

ELECTED MANAGER

yes

05/2014

Dec 1, 2015

Sep 16, 2022

HANDKE, AARON, MATTHEW

ELECTED MANAGER

yes

05/2014

Dec 1, 2015

Sep 16, 2022

HERRMAN, ADAM, DEAN

ELECTED MANAGER

yes

05/2015

Dec 1, 2015

Sep 16, 2022

LOEFFLER, JOSEF, CAROZZA

ELECTED MANAGER

yes

05/2014

Dec 1, 2015

Sep 16, 2022

MONTAGE INVESTMENTS, LLC

Member

yes

11/2015

Dec 1, 2015

Sep 16, 2022

MORRIS, PAUL, KING

ELECTED MANAGER

yes

05/2014

Dec 1, 2015

Sep 16, 2022

MORRIS, PAUL, KING

ELECTED MANAGER

yes

11/2015

Dec 1, 2015

Sep 16, 2022

ROLF, DEVON, A

ELECTED MANAGER

yes

12/2021

Mar 30, 2022

Sep 16, 2022

Scharosch, Mark, Christian

ELECTED MANAGER

yes

03/2019

Mar 27, 2019

Sep 16, 2022

SMITH, LAWRENCE, RUSSELL

ELECTED MANAGER

yes

11/2015

Dec 1, 2015

Sep 16, 2022

SMITH, LAWRENCE, RUSSELL

ELECTED MANAGER

yes

05/2014

Dec 1, 2015

Sep 16, 2022

SOLEA ENERGY, LLC

Member

yes

11/2015

Dec 1, 2015

Sep 16, 2022

GLAWSON, BETHANIE, J

CHIEF COMPLIANCE OFFICER

03/2021

Mar 30, 2021

Sep 16, 2022

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MARINER, LLC

n/a

Bd affiliated wealth

$125B

yes

n/a

MARINER PLATFORM SOLUTIONS, LLC

n/a

Independent wealth

$7.3B

yes

n/a

FLYOVER CAPITAL PARTNERS, LLC

n/a

Asset manager

$148M

yes

n/a

MARINER WEALTH ADVISORS-IC, LLC

n/a

No RAUM reported

yes

n/a

MARINER INSURANCE RESOURCES, LLC

n/a

yes

n/a

MARINER TRUST COMPANY LLC

n/a

yes

n/a

MONTAGE FUND ADVISORS, LLC

n/a

yes

n/a

MSEC, LLC

n/a

yes

n/a

UBIQUITY MANAGEMENT, LP

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Katy

United States

OVERLAND PARK

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 30, 2022

$177M

2020

Mar 30, 2021

$161M

2019

Mar 30, 2020

$128M

2018

Mar 27, 2019

$117M

2017

Mar 29, 2018

$90.7M

2016

Mar 30, 2017

$73.5M

n/a

$73.5M

2015

Mar 30, 2016

$2.5M

n/a

$2.5M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$177M

$161M

9.7%

$117M

14.8%