DFX Intelligence
Advisors
Advisors registered through Cwm, LLCAbout this listEvery person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations.Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.
616 advisors
| Advisor | Firm | Branch | Here since | In industry | Prior firms | States |
|---|---|---|---|---|---|---|
| John Joseph Fitzsimons | Cwm, LLC BD affiliated | Omaha, Ne | Mar 17, 2025 | 23 y | 0 | 1 |
| Adam Jeffrey Flagg Certified Financial Planner | Cwm, LLC BD affiliated | Omaha, Ne | Oct 27, 2020 | 19 y | 4 | 2 |
| Douglas Scott Fluke Certified Financial Planner | Cwm, LLC BD affiliated | Atlanta, Ga | May 11, 2016 | 28 y | 3 | 2 |
| S•••• D•••••• F••• | C••• L•• BD affiliated | Hagerstown, Md | Jul 30, 2012 | 30 y | 2 | 4 |
| P•••••• B••• F••••••••• Certified Financial Planner | C••• L•• BD affiliated | Reno, Nv | Feb 29, 2024 | 13 y | 0 | 1 |
| S•••••••• L•••• F••••••• | C••• L•• BD affiliated | Omaha, Ne | Oct 30, 2023 | 14 y | 1 | 1 |
| L•• A•• F•••••• Certified Financial Planner | C••• L•• BD affiliated | Omaha, Ne | Sep 24, 2024 | 18 y | 2 | 1 |
| T•••••• N•••••• F••••• dual registrant | C••• L•• BD affiliated | Omaha, Ne | Oct 7, 2025 | 14 y | 5 | 1 |
| A•• M•••• F•••••••• | C••• L•• BD affiliated | Omaha, Ne | Jul 24, 2026 | 23 y | 0 | 1 |
| J•• S•••• F•••••• | C••• L•• BD affiliated | Seneca, Sc | Jul 17, 2025 | 41 y | 4 | 1 |
| T••••• J••••• F••••••• Chartered Financial Consultant | C••• L•• BD affiliated | Omaha, Ne | Jun 15, 2022 | 25 y | 0 | 1 |
| M•••••• D•••• F••••••••• | C••• L•• BD affiliated | West Des Moines, Ia | Jan 4, 2019 | 26 y | 5 | 2 |
| R••••• L••••• F•••• Certified Financial Planner | C••• L•• BD affiliated | Bentonville, Ar | May 18, 2026 | 25 y | 3 | 3 |
| M••••••• A•• F•••••••• Certified Financial Planner | C••• L•• BD affiliated | Covington, Ky | Aug 23, 2018 | 21 y | 1 | 2 |
| R••••• C•••• F••• Certified Financial Planner · dual registrant | C••• L•• BD affiliated | Roseville, Ca | Jan 21, 2025 | 28 y | 6 | 2 |
| D•••• I•••• F•••• Certified Financial Planner | C••• L•• BD affiliated | Omaha, Ne | Apr 6, 2026 | 10 y | 1 | 1 |
| G•••• L•• F•••• | C••• L•• BD affiliated | Little Falls, Mn | Oct 17, 2023 | 13 y | 0 | 1 |
| A•••••• R•••••• F••• | C••• L•• BD affiliated | Jackson, Mi | Jun 10, 2024 | 10 y | 1 | 1 |
| R••• D•••• F•••••••• | C••• L•• BD affiliated | Omaha, Ne | Mar 9, 2026 | 23 y | 1 | 2 |
| H••••• A••• G••• Certified Financial Planner | C••• L•• BD affiliated | Cupertino, Ca | Jan 3, 2024 | 10 y | 3 | 2 |
| Z••••• M•••••• G••••• Certified Financial Planner · dual registrant | C••• L•• BD affiliated | Katy, Tx | Mar 13, 2023 | 18 y | 1 | 3 |
| R•••••• M• G•••• | C••• L•• BD affiliated | Omaha, Ne | Apr 8, 2020 | 20 y | 3 | 1 |
| M•••••• D•••••• G•••••• dual registrant | C••• L•• BD affiliated | Omaha, Ne | Feb 4, 2019 | 18 y | 1 | 3 |
| P••••••• R••• G••••• Certified Financial Planner | C••• L•• BD affiliated | Westborough, Ma | Mar 2, 2021 | 20 y | 2 | 3 |
| M•••••• M••••••• G•••• | C••• L•• BD affiliated | Omaha, Ne | Oct 4, 2024 | 26 y | 3 | 1 |
| G•••••• A•••• G•••••• | C••• L•• BD affiliated | Omaha, Ne | Oct 30, 2020 | 44 y | 8 | 1 |
| N••••• M•••• G••••• | C••• L•• BD affiliated | Hastings, Ne | Nov 1, 2023 | 12 y | 1 | 1 |
| J•••• J• G••••• dual registrant | C••• L•• BD affiliated | Decatur, In | Jan 9, 2026 | 24 y | 0 | 1 |
| N••••••• J••• G••••••• | C••• L•• BD affiliated | Omaha, Ne | Oct 26, 2018 | 13 y | 1 | 2 |
| M•••••• J••• G•••• | C••• L•• BD affiliated | Centerville, Ut | Jan 2, 2024 | 37 y | 2 | 1 |
| K••••••• A•• G••••••• Certified Financial Planner · dual registrant | C••• L•• BD affiliated | Engelwood, Co | Oct 24, 2018 | 23 y | 2 | 2 |
| B•••• S••• G•••••• dual registrant | C••• L•• BD affiliated | Watertown, Ma | Aug 31, 2023 | 13 y | 1 | 1 |
| B•••• T••••• G•••••• Certified Financial Planner | C••• L•• BD affiliated | Westborough, Ma | Jun 28, 2022 | 10 y | 0 | 2 |
| D•••••• M• G••••• Certified Financial Planner | C••• L•• BD affiliated | Green Bay, Wi | Nov 6, 2018 | 20 y | 3 | 2 |
| M•••••• G••• Certified Financial Planner | C••• L•• BD affiliated | Westport, Ct | Jul 20, 2020 | 25 y | 6 | 2 |
| J•••••• L••• G••••• dual registrant | C••• L•• BD affiliated | Omaha, Ne | Aug 24, 2017 | 19 y | 2 | 1 |
| S••••• M•••• G••••• dual registrant | C••• L•• BD affiliated | Omaha, Ne | Mar 13, 2023 | 23 y | 5 | 2 |
| K•••••• L•••••• G•••• | C••• L•• BD affiliated | Cedar Rapids, Ia | May 4, 2018 | 23 y | 3 | 2 |
| J••• E•••••••• G••• Certified Financial Planner | C••• L•• BD affiliated | Valparaiso, In | Jun 28, 2019 | 21 y | 2 | 3 |
| L•••• R••• G••• | C••• L•• BD affiliated | Omaha, Ne | Oct 2, 2023 | 38 y | 2 | 1 |
| K•••• A••••••• G•••••• Certified Financial Planner | C••• L•• BD affiliated | Sarasota, Fl | Jul 19, 2019 | 24 y | 2 | 2 |
| C•••••••• J• G••••••••• Certified Financial Planner | C••• L•• BD affiliated | Anchorage, Ak | Sep 23, 2025 | 11 y | 1 | 2 |
| A••••• J••• G••••• | C••• L•• BD affiliated | Torrance, Ca | Oct 19, 2020 | 25 y | 4 | 2 |
| K•••••• D•• G•••• dual registrant | C••• L•• BD affiliated | Tulsa, Ok | Aug 22, 2016 | 21 y | 1 | 2 |
| J••• M••••••• G••••• Certified Financial Planner | C••• L•• BD affiliated | North Canton, Oh | Jan 24, 2024 | 13 y | 1 | 2 |
| L•••••• N••••• G••••• | C••• L•• BD affiliated | Omaha, Ne | Oct 16, 2025 | 13 y | 0 | 1 |
| C••••••••• M• G••• Certified Financial Planner | C••• L•• BD affiliated | Cedar Rapids, Ia | Feb 27, 2020 | 23 y | 4 | 4 |
| C••••• G••••••••• | C••• L•• BD affiliated | Amarillo, Tx | May 26, 2023 | 13 y | 0 | 1 |
| Z•••••• P••••• G•••• | C••• L•• BD affiliated | Omaha, Ne | May 18, 2023 | 12 y | 3 | 2 |
| M••••• A•••••• G••••••••• Certified Financial Planner · dual registrant | C••• L•• BD affiliated | Lake Oswego, Or | Mar 1, 2023 | 24 y | 3 | 1 |
The advisor and firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.