DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisors

Advisors registered through Savvy

Every person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations. Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.

AdvisorFirmBranchHere sinceIn industryPrior firmsStates
Gregory Wayne Allen
Savvy independent RIAGreenwood, In Jun 2, 202611 y31
Erik Joseph Allison
Savvy independent RIALas Vegas, Nv Aug 21, 202517 y62
Cynthia Diane Alvarez
Savvy independent RIANew York, Ny Dec 12, 202414 y42
C•••••• E•••• A•••••••
S•••• independent RIAOld Greenwich, Ct Sep 11, 202627 y51
B•••••• R• A••••••
Certified Financial Planner · dual registrant
S•••• independent RIAHouston, Tx Oct 14, 202525 y82
C•••• A••• A•••••
Certified Financial Planner
S•••• independent RIADenver, Co Sep 17, 202423 y31
N••••••• C• A•••••
S•••• independent RIANew York, Ny Apr 16, 202412 y21
A•••••••• N••••• A••••
Certified Financial Planner
S•••• independent RIANew York, Ny Oct 16, 202512 y22
B•••••• J•••• B•••••
S•••• independent RIANew York, Ny Apr 8, 202514 y01
A•••••••• B••••••••• B•••••
Certified Financial Planner
S•••• independent RIAFort Mill, Sc Jan 28, 202614 y31
C••••••••• M•••••• B••••
S•••• independent RIADes Moines, Ia Jan 28, 202619 y52
J••••• N••••• B••••••
Chartered Financial Analyst
S•••• independent RIANew York, Ny Apr 4, 202510 y01
K•••• D•••••• B•••••
S•••• independent RIAAlbany, Ny Aug 29, 202514 y22
K•••••• D• B••••••••
S•••• independent RIAPalm Desert, Ca Sep 8, 202526 y32
R••• A•••••••• B•••
Certified Financial Planner
S•••• independent RIANew York, Ny Aug 2, 202312 y31
B•••• T••••• B••••••
Certified Financial Planner
S•••• independent RIAGeorgetown, Tx Jul 18, 202419 y61
D••••• M• B••••
S•••• independent RIANew York, NySep 27, 202234 y21
J••• R•• B••••••
S•••• independent RIANew York, Ny Jan 15, 202616 y12
A••••• W•••••• B••••••
S•••• independent RIANew York, Ny Feb 9, 202620 y11
H••••• B•••• B•••••
Certified Financial Planner
S•••• independent RIAChicago, Il Jul 15, 202611 y21
A••••• A•••• B••••••
Certified Financial Planner
S•••• independent RIAFranklin, Tn May 8, 202620 y42
N••••• E•••• B••••••
S•••• independent RIABellingham, Wa Sep 1, 202612 y22
J•••••• R••••• C••••••
S•••• independent RIAFranklin, Tn Aug 10, 202614 y01
R••••• C••••••••• C•••••••
Certified Financial Planner
S•••• independent RIANew York, Ny Aug 10, 202620 y72
J••• N••• C••••••••
S•••• independent RIANew York, Ny Sep 1, 202612 y21
J•••• H••••• C••••
Certified Financial Planner
S•••• independent RIANew York, Ny Mar 2, 202610 y12
J•••• C••••••••
S•••• independent RIANew York, Ny Oct 6, 202512 y12
M•••••• J• C•••••
S•••• independent RIADenver, Co Nov 7, 202512 y31
P•••••• D••••• C•••••
S•••• independent RIANew York, Ny Mar 5, 202631 y21
J•••• W••••• C•••••
Certified Financial Planner
S•••• independent RIANew York, Ny Dec 16, 202414 y61
A••••• W•••• C••••
S•••• independent RIANew York, Ny Jul 31, 202617 y21
P••• B••••• C•••••••••
S•••• independent RIANew York, NyJul 16, 202511 y01
G•••• E••••• C•••••••
S•••• independent RIALake In The Hills, Il May 19, 202622 y12
B•••• C••••••••• D•••
S•••• independent RIAOrland Park, Il Jun 2, 202612 y11
T•••••• D•••
S•••• independent RIANaperville, Il Jun 3, 202613 y21
A•••••••• D•••••
S•••• independent RIAArvada, Co Sep 14, 202610 y12
B•••• S•••• D•••••••
Certified Financial Planner
S•••• independent RIAWarwick, Ri Jul 31, 202620 y52
K•••••• V• D••••••
S•••• independent RIALouisville, Ky Jul 3, 202529 y41
J••••• L••••• D•••
Certified Financial Planner
S•••• independent RIAFort Collins, Co Jul 7, 202646 y51
T••• R••••• D•••
Certified Financial Planner
S•••• independent RIANew York, Ny Jul 7, 202626 y61
S•••• G•••• E••••••
S•••• independent RIANew York, Ny Apr 8, 202418 y52
J•••• J•••••• E••••
S•••• independent RIANew York, NyJan 12, 202610 y01
C•••• D• F•••
Certified Financial Planner
S•••• independent RIANew York, Ny Jul 24, 202416 y11
K••• T•••• F•••••
dual registrant
S•••• independent RIANew York, Ny Aug 16, 202118 y11
K•••••••• A• F••••••
Certified Financial Planner
S•••• independent RIAWestport, Ct Apr 23, 202623 y41
M•••••• J•• F•••••
Certified Financial Planner
S•••• independent RIANew York, Ny Jul 17, 202517 y31
J••• B•••••• F•••••••••
S•••• independent RIAScottsdale, Az Jan 16, 202516 y22
D•••• G••
S•••• independent RIANew York, NyJan 26, 202414 y11
R••• W• G••••••
Certified Financial Planner
S•••• independent RIAWashington Court House, Oh Dec 5, 202515 y41
M•••••• C• G•••••
S•••• independent RIAColorado Springs, Co Oct 6, 202512 y11

The rest of the advisor and firm names are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Page 1 of 4Next
175 advisors match.