DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisors

Advisors registered through Corient

Every person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations. Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.

AdvisorFirmBranchHere sinceIn industryPrior firmsStates
Adem Abate
Corient independent RIASan Diego, CaSep 16, 202412 y01
Nichole Hurst Adams
Corient independent RIASt. Petersburg, FlJun 15, 202412 y11
Matthew Ross Adams
Certified Financial Planner
Corient independent RIASan Diego, CaSep 15, 202213 y32
M•••••• C• A•••••
C•••••• independent RIANew York, NyJan 27, 202315 y11
M••••••• B••••• A••••••••
C•••••• independent RIANashville, TnJul 28, 202518 y01
N•• A••••••• A•••••••••
C•••••• independent RIAAustin, TxJul 8, 202611 y11
T••••• J••••• A••••••
Certified Financial Planner
C•••••• independent RIAShaker Heights, OhFeb 11, 202612 y02
M•••••• J•••••• A••••
Certified Financial Planner
C•••••• independent RIACharlotte, NcJul 14, 202513 y11
A••••• T••••• A••••
Certified Financial Planner
C•••••• independent RIANewport Beach, CaDec 13, 202311 y12
J••••••• D••• A••••••
C•••••• independent RIATulsa, OkJul 6, 202618 y22
T••• R•••••• A••••••
Certified Financial Planner
C•••••• independent RIADallas, TxNov 19, 202222 y11
S••••• G••••• A•••••••
Certified Financial Planner
C•••••• independent RIASan Francisco, CaNov 8, 202412 y41
B•••• A••••• A•••••••
Chartered Financial Analyst
C•••••• independent RIADallas, TxNov 18, 202218 y11
A•••• T•••••• A••••••••
Certified Financial Planner, Chartered Financial Analyst
C•••••• independent RIAColumbus, OhNov 23, 202225 y11
I•••• O•••••• B•••••••
Certified Financial Planner
C•••••• independent RIADallas, TxSep 9, 202412 y01
K••• R•• B••••••
C•••••• independent RIABirmingham, MiDec 5, 202218 y11
M•••••• J•••• B•••
Certified Financial Planner
C•••••• independent RIAFrisco, TxJul 6, 202610 y42
J••••••• S•••••• B••••
Chartered Financial Analyst
C•••••• independent RIAItasca, IlDec 14, 202210 y11
M••• J•••••• B••••••••
Certified Financial Planner
C•••••• independent RIAFt. Lauderdale, FlJun 18, 202422 y22
D•••• P•••••• B•••••
C•••••• independent RIABirmingham, AlJul 14, 202628 y22
C•••••• P••• B•••••
C•••••• independent RIAChicago, IlMar 21, 202311 y22
J••••• H••••• B•••••••
C•••••• independent RIAMiami, FlJul 29, 202611 y21
T••••• A••••• B••••••
C•••••• independent RIAIndianapolis, InJun 22, 202623 y32
C•••••••• A•• B••••
Certified Financial Planner
C•••••• independent RIAJulian, PaFeb 16, 202331 y13
E•••• W•••• B•••
C•••••• independent RIANew York, NyFeb 16, 202325 y22
T••••••• W•••••• B••••
C•••••• independent RIASan Francisco, CaMar 7, 202310 y22
J•••• B•••• B••••
Certified Financial Planner
C•••••• independent RIAMorristown, NjDec 5, 202223 y13
J••• S•••••• B•••••••
Certified Financial Planner, Chartered Financial Analyst
C•••••• independent RIAPortland, MeAug 14, 202630 y11
K••• P•••••• B•••••
Certified Financial Planner
C•••••• independent RIASan Francisco, CaNov 6, 202412 y11
M•••••• A• B•••••
Chartered Financial Analyst
C•••••• independent RIAChicago, IlDec 22, 202223 y21
J•••• T••• B•••••••
Chartered Financial Analyst
C•••••• independent RIANew York, NyMar 22, 202326 y11
S•••• M••• B••••••••
Certified Financial Planner
C•••••• independent RIAFrisco, TxJul 7, 202618 y42
K•••• S••• B••••
C•••••• independent RIABellevue, WaOct 7, 202529 y32
C••••• M••••••• B••••••
C•••••• independent RIASan Francisco, CaMar 7, 202330 y32
R••••• A• B••••••
C•••••• independent RIABoston, MaSep 30, 202510 y21
P•••••• B••••
Certified Financial Planner
C•••••• independent RIASeattle, WaJan 29, 202512 y11
B•••••• J••••• B••••
Certified Financial Planner
C•••••• independent RIADenver, CoApr 11, 202415 y11
D••••• J•••• B•••••
C•••••• independent RIANewport Beach, CaJun 16, 202311 y02
B•••••• C•••••••• B••••••
C•••••• independent RIAMiami, FlDec 6, 202227 y24
L••• M•••• B••••••
C•••••• independent RIASt. Petersburg, FlJul 21, 202329 y01
B•••• B••••••••
Certified Financial Planner
C•••••• independent RIASeattle, WaFeb 20, 202313 y11
B•••• R••••• B•••••
Certified Financial Planner
C•••••• independent RIAWayne, PaNov 3, 202222 y12
N••••• T••••• B••••
C•••••• independent RIAMenlo Park, CaJan 21, 202627 y12
J•••••• N••• B••••••••
C•••••• independent RIANew York, NyDec 2, 202222 y13
R••••• H•••• B••••••••
C•••••• independent RIABirmingham, MiDec 2, 202242 y12
B••••••• B•••••
Certified Financial Planner
C•••••• independent RIAChicago, IlJun 23, 202612 y11
B•••• T••••• B••••
Certified Financial Planner, Chartered Financial Consultant
C•••••• independent RIACincinnati, OhAug 21, 202518 y61
R••••• D••• B•••••
C•••••• independent RIALos Angeles, CaJul 22, 202410 y11
E••• S•••• B•••••
C•••••• independent RIAMiami, Fl Dec 13, 202240 y33
J•••••• L•••••• B••••••••
Certified Financial Planner
C•••••• independent RIADallas, TxNov 18, 202213 y11

The rest of the advisor and firm names are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

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652 advisors match.