What stands out against comparable advisers

Data quality rows (values that are likely filing errors) are kept apart and hidden unless asked for.

Search by name with RIA and Wealth Intelligence

Sort

8,320 anomalies

OSPREY PRIVATE WEALTH LLCindependent RIARAUM $448Mwealth to institutional shiftCombination
private-client share fell 15 points or more while institutional share rose 15 points or more. RAUM $162,119,890 to $448,377,625, advisors 1 to 2, private clients 37 to 56, offices 0 to 0 (2025-03-20 to 2026-04-16)
filing Apr 16, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.75
C2 PRIVATE WEALTHindependent RIARAUM $1.8BRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $1,181,835,232 to $1,816,297,187 (+54.0%) between the annual amendments of 2025-03-12 and 2026-04-16; the peer median change was +17.0% (1298 comparable advisers, 93.0th percentile of changes)
filing Apr 16, 2026peers: independent wealth managers, $1B to $5B (1,298)93% percentile3.8 robust deviationsconfidence 0.85
PRIVATE CLIENT ASSET MANAGEMENT, INC.independent RIARAUM $181Mclients down average size upCombination
private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $162,089,312 to $181,222,268, advisors 2 to 2, private clients 333 to 244, offices 0 to 0 (2025-01-03 to 2026-04-16)
filing Apr 16, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.75
L••••• E••• A•••••••independent RIARAUM $1.2Baccount count collapseChange between filings
accounts (Item 5.F.2.f) moved from 1,118.0 to 532.0 (-52.0%) between the annual amendments of 2025-03-28 and 2026-04-16; the peer median change was +6.0% (1206 comparable advisers, 2.0th percentile of changes)
filing Apr 16, 2026peers: independent wealth managers, $1B to $5B (1,206)1.6% percentile7.0 robust deviationsconfidence 0.85
R•••••• W••••• M••••••••• L••independent RIARAUM $134Mlow discretionary shareStatic outlier
discretionary share of RAUM of 0% against a peer median of 100% (5683 comparable advisers, 0.0th percentile, 33.7 robust deviations)
filing Apr 15, 2026peers: independent wealth managers, $100M to $500M (5,683)0.0% percentile33.7 robust deviationsconfidence 0.8
M• P•••••• W•••••• L••independent RIARAUM $686Maccount count surgeChange between filings
accounts (Item 5.F.2.f) moved from 352.0 to 1,019.0 (+189.0%) between the annual amendments of 2025-04-11 and 2026-04-15; the peer median change was +6.0% (1254 comparable advisers, 99.0th percentile of changes)
filing Apr 15, 2026peers: independent wealth managers, $500M to $1B (1,254)99% percentile22.6 robust deviationsconfidence 0.85
S••••independent RIARAUM $1.0Baccount count surgeChange between filings
accounts (Item 5.F.2.f) moved from 803.0 to 1,968.0 (+145.0%) between the annual amendments of 2025-03-28 and 2026-04-15; the peer median change was +6.0% (1206 comparable advisers, 97.0th percentile of changes)
filing Apr 15, 2026peers: independent wealth managers, $1B to $5B (1,206)97% percentile16.5 robust deviationsconfidence 0.85
G•••• P•••••• W•••••mixed wealthRAUM $239Minstitutional asset share shiftChange between filings
institutional share of RAUM moved from 7.0% to 79.0% between the annual amendments of 2025-03-20 and 2026-04-15
filing Apr 15, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
G•••• P•••••• W•••••mixed wealthRAUM $239Mhigh institutional concentrationStatic outlier
institutional share of RAUM of 79% against a peer median of 0% (5683 comparable advisers, 100.0th percentile, 26.5 robust deviations)
filing Apr 15, 2026peers: independent wealth managers, $100M to $500M (5,683)100% percentile26.5 robust deviationsconfidence 0.8
S•••••• P•••••••••independent RIARAUM $1.6Bclient count surgeChange between filings
individual and HNW clients (Item 5.D) moved from 1,533.0 to 6,652.0 (+334.0%) between the annual amendments of 2025-03-25 and 2026-04-15; the peer median change was +5.0% (1132 comparable advisers, 100.0th percentile of changes)
filing Apr 15, 2026peers: independent wealth managers, $1B to $5B (1,132)100% percentile45.8 robust deviationsconfidence 0.85
M•• C•••••• M••••••••• L••otherRAUM $95.0Mclient mix shiftChange between filings
private-client share of RAUM moved from 84.0% to 20.0% between the annual amendments of 2025-04-08 and 2026-04-15
filing Apr 15, 2026peers: other advisers, under $100M (660)confidence 0.85
G•••• P•••••• W•••••mixed wealthRAUM $239MHNW share shiftChange between filings
HNW share of RAUM moved from 87.0% to 21.0% between the annual amendments of 2025-03-20 and 2026-04-15
filing Apr 15, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
M•• C•••••• M••••••••• L••otherRAUM $95.0MHNW share shiftChange between filings
HNW share of RAUM moved from 84.0% to 20.0% between the annual amendments of 2025-04-08 and 2026-04-15
filing Apr 15, 2026peers: other advisers, under $100M (660)confidence 0.85
1•• V••••••• M••••••••• L••asset managerRAUM $12BRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $5,630,576,103 to $11,805,284,922 (+110.0%) between the annual amendments of 2025-03-21 and 2026-04-15; the peer median change was +13.0% (632 comparable advisers, 97.0th percentile of changes)
filing Apr 15, 2026peers: asset managers, $5B to $20B (632)97% percentile4.6 robust deviationsconfidence 0.85
S••••independent RIARAUM $1.0BRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $485,628,448 to $1,001,233,189 (+106.0%) between the annual amendments of 2025-03-28 and 2026-04-15; the peer median change was +17.0% (1298 comparable advisers, 98.0th percentile of changes)
filing Apr 15, 2026peers: independent wealth managers, $1B to $5B (1,298)98% percentile9.2 robust deviationsconfidence 0.85
S•••••• P•••••••••independent RIARAUM $1.6BRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $581,584,938 to $1,558,055,845 (+168.0%) between the annual amendments of 2025-03-25 and 2026-04-15; the peer median change was +17.0% (1298 comparable advisers, 99.0th percentile of changes)
filing Apr 15, 2026peers: independent wealth managers, $1B to $5B (1,298)99% percentile15.5 robust deviationsconfidence 0.85
G•••• P•••••• W•••••mixed wealthRAUM $239Mclient mix shiftChange between filings
private-client share of RAUM moved from 93.0% to 21.0% between the annual amendments of 2025-03-20 and 2026-04-15
filing Apr 15, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
M•• C•••••• M••••••••• L••otherRAUM $95.0Minstitutional asset share shiftChange between filings
institutional share of RAUM moved from 16.0% to 80.0% between the annual amendments of 2025-04-08 and 2026-04-15
filing Apr 15, 2026peers: other advisers, under $100M (660)confidence 0.85
E•••• B•• F••••• O•••••independent RIARAUM $681Munusually large average HNW clientStatic outlier
HNW RAUM per HNW client of $18,248,652 against a peer median of $3,136,122 (1403 comparable advisers, 100.0th percentile, 10.0 robust deviations)
filing Apr 15, 2026peers: independent wealth managers, $500M to $1B (1,403)100% percentile10.0 robust deviationsconfidence 0.8
A•••• W••••• A•••••••independent RIARAUM $566Maccount count surgeChange between filings
accounts (Item 5.F.2.f) moved from 717.0 to 2,506.0 (+250.0%) between the annual amendments of 2025-04-30 and 2026-04-15; the peer median change was +6.0% (1254 comparable advisers, 99.0th percentile of changes)
filing Apr 15, 2026peers: independent wealth managers, $500M to $1B (1,254)99% percentile30.0 robust deviationsconfidence 0.85
P••••••••• B•••••••• S•••••••• I•••independent RIARAUM $1.4BHNW share shiftChange between filings
HNW share of RAUM moved from 16.0% to 36.0% between the annual amendments of 2025-03-27 and 2026-04-15
filing Apr 15, 2026peers: independent wealth managers, $1B to $5B (1,363)confidence 0.85
M• A••••••• G••••• L••independent RIARAUM $342Minstitutional asset share shiftChange between filings
institutional share of RAUM moved from 26.0% to 11.0% between the annual amendments of 2025-01-30 and 2026-04-15
filing Apr 15, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
H•••••••• C••••••• L••independent RIARAUM $769Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 82.0% to 100.0% between the annual amendments of 2025-03-25 and 2026-04-15
filing Apr 15, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.85
N•••••• C•••••• L•asset managerRAUM $168MRAUM down 25 %Change between filings
RAUM (Item 5.F) moved from $288,446,569 to $167,523,413 (-42.0%) between the annual amendments of 2025-03-21 and 2026-04-15; the peer median change was +4.0% (1140 comparable advisers, 5.0th percentile of changes)
filing Apr 15, 2026peers: asset managers, $100M to $500M (1,140)5.2% percentile1.9 robust deviationsconfidence 0.85
E•••• B•• F••••• O•••••independent RIARAUM $681MRAUM down 25 %Change between filings
RAUM (Item 5.F) moved from $948,458,594 to $680,792,794 (-28.0%) between the annual amendments of 2025-03-26 and 2026-04-15; the peer median change was +16.0% (1382 comparable advisers, 1.0th percentile of changes)
filing Apr 15, 2026peers: independent wealth managers, $500M to $1B (1,382)0.6% percentile4.8 robust deviationsconfidence 0.85
S••••••••• W••••• M••••••••• L••independent RIARAUM $849MRAUM up 25 %Change between filings
RAUM (Item 5.F) moved from $572,662,800 to $849,074,948 (+48.0%) between the annual amendments of 2025-03-13 and 2026-04-15; the peer median change was +16.0% (1382 comparable advisers, 94.0th percentile of changes)
filing Apr 15, 2026peers: independent wealth managers, $500M to $1B (1,382)94% percentile3.4 robust deviationsconfidence 0.85
W••• W••••• G••••• L••independent RIARAUM $617MHNW share shiftChange between filings
HNW share of RAUM moved from 54.0% to 30.0% between the annual amendments of 2025-04-22 and 2026-04-15
filing Apr 15, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.85
S•••••• P•••••••••independent RIARAUM $1.6Baccount count collapseChange between filings
accounts (Item 5.F.2.f) moved from 10,387.0 to 6,652.0 (-36.0%) between the annual amendments of 2025-03-25 and 2026-04-15; the peer median change was +6.0% (1206 comparable advisers, 2.0th percentile of changes)
filing Apr 15, 2026peers: independent wealth managers, $1B to $5B (1,206)2.4% percentile5.0 robust deviationsconfidence 0.85
A••••• G••••••• I•••independent RIARAUM $521Mclient mix shiftChange between filings
private-client share of RAUM moved from 100.0% to 84.0% between the annual amendments of 2025-03-31 and 2026-04-15
filing Apr 15, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.85
I•••••••• E••• C•••••• M••••••••• L••asset managerRAUM $772MRAUM down 25 %Change between filings
RAUM (Item 5.F) moved from $1,249,446,254 to $771,828,290 (-38.0%) between the annual amendments of 2025-04-09 and 2026-04-15; the peer median change was +8.0% (671 comparable advisers, 3.0th percentile of changes)
filing Apr 15, 2026peers: asset managers, $500M to $1B (671)3.1% percentile2.0 robust deviationsconfidence 0.85
H•••••••• C••••••• L••independent RIARAUM $769Maccount count collapseChange between filings
accounts (Item 5.F.2.f) moved from 383.0 to 245.0 (-36.0%) between the annual amendments of 2025-03-25 and 2026-04-15; the peer median change was +6.0% (1254 comparable advisers, 2.0th percentile of changes)
filing Apr 15, 2026peers: independent wealth managers, $500M to $1B (1,254)2.4% percentile5.2 robust deviationsconfidence 0.85
C••••••••asset managerRAUM $547Memployee count dropChange between filings
employees (Item 5.A) moved from 10.0 to 7.0 (-30.0%) between the annual amendments of 2025-03-31 and 2026-04-15; the peer median change was 0.0% (393 comparable advisers, 4.0th percentile of changes)
filing Apr 15, 2026peers: asset managers, $500M to $1B (393)3.6% percentile2.4 robust deviationsconfidence 0.85
P•••• O• M••• W••••• M•••••••••independent RIARAUM $283MHNW share shiftChange between filings
HNW share of RAUM moved from 41.0% to 62.0% between the annual amendments of 2025-02-19 and 2026-04-15
filing Apr 15, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
M• A••••••• G••••• L••independent RIARAUM $342Mclient mix shiftChange between filings
private-client share of RAUM moved from 74.0% to 89.0% between the annual amendments of 2025-01-30 and 2026-04-15
filing Apr 15, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
D••••• A•••• M••••••••• L••independent RIARAUM $231Memployee count dropChange between filings
employees (Item 5.A) moved from 15.0 to 9.0 (-40.0%) between the annual amendments of 2025-03-26 and 2026-04-15; the peer median change was 0.0% (505 comparable advisers, 4.0th percentile of changes)
filing Apr 15, 2026peers: independent wealth managers, $100M to $500M (505)3.6% percentile3.0 robust deviationsconfidence 0.85
P••••••••• B•••••••• S•••••••• I•••independent RIARAUM $1.4BRAUM up 25 %Change between filings
RAUM (Item 5.F) moved from $909,478,703 to $1,358,224,265 (+49.0%) between the annual amendments of 2025-03-27 and 2026-04-15; the peer median change was +17.0% (1298 comparable advisers, 93.0th percentile of changes)
filing Apr 15, 2026peers: independent wealth managers, $1B to $5B (1,298)93% percentile3.3 robust deviationsconfidence 0.85
A•••• W••••• A•••••••independent RIARAUM $566Memployee count dropChange between filings
employees (Item 5.A) moved from 26.0 to 18.0 (-31.0%) between the annual amendments of 2025-04-30 and 2026-04-15; the peer median change was 0.0% (593 comparable advisers, 1.0th percentile of changes)
filing Apr 15, 2026peers: independent wealth managers, $500M to $1B (593)1.4% percentile2.7 robust deviationsconfidence 0.85
A••••• C•••••• M••••••••• L••independent RIARAUM $61.2MHNW share shiftChange between filings
HNW share of RAUM moved from 77.0% to 62.0% between the annual amendments of 2025-02-11 and 2026-04-15
filing Apr 15, 2026peers: independent wealth managers, under $100M (707)confidence 0.85
P••• F•••••••• A•••••••independent RIARAUM $362MHNW share shiftChange between filings
HNW share of RAUM moved from 14.0% to 38.0% between the annual amendments of 2025-04-07 and 2026-04-15
filing Apr 15, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
S•••••• P•••••••••independent RIARAUM $1.6BHNW share shiftChange between filings
HNW share of RAUM moved from 45.0% to 27.0% between the annual amendments of 2025-03-25 and 2026-04-15
filing Apr 15, 2026peers: independent wealth managers, $1B to $5B (1,363)confidence 0.85
G•••• P•••••• W•••••mixed wealthRAUM $239Madvisor count dropChange between filings
advisory representatives (Item 5.B.3) moved from 6.0 to 4.0 (-33.0%) between the annual amendments of 2025-03-20 and 2026-04-15; the peer median change was 0.0% (965 comparable advisers, 4.0th percentile of changes); IAPD lists 5 advisers registered here today
filing Apr 15, 2026peers: independent wealth managers, $100M to $500M (965)4.1% percentile2.0 robust deviationsconfidence 0.85
V•••••• C•••••• P••••••• L••asset managerRAUM $172MRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $114,231,279 to $172,466,704 (+51.0%) between the annual amendments of 2025-03-31 and 2026-04-15; the peer median change was +4.0% (1140 comparable advisers, 91.0th percentile of changes)
filing Apr 15, 2026peers: asset managers, $100M to $500M (1,140)91% percentile2.0 robust deviationsconfidence 0.85
A••••• G••••••• I•••independent RIARAUM $521Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 51.0% to 26.0% between the annual amendments of 2025-03-31 and 2026-04-15
filing Apr 15, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.85
M• A••••••• G••••• L••independent RIARAUM $342MHNW share shiftChange between filings
HNW share of RAUM moved from 60.0% to 87.0% between the annual amendments of 2025-01-30 and 2026-04-15
filing Apr 15, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
W•••• A•••• M•••••••••independent RIARAUM $288MHNW share shiftChange between filings
HNW share of RAUM moved from 7.0% to 36.0% between the annual amendments of 2025-02-12 and 2026-04-15
filing Apr 15, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
A•• W••••• A•••••••• L••independent RIARAUM $1.2Bemployee count surgeChange between filings
employees (Item 5.A) moved from 11.0 to 18.0 (+64.0%) between the annual amendments of 2025-03-27 and 2026-04-15; the peer median change was +4.0% (1050 comparable advisers, 97.0th percentile of changes)
filing Apr 15, 2026peers: independent wealth managers, $1B to $5B (1,050)97% percentile6.0 robust deviationsconfidence 0.85
S•••••• W••••• M••••••••• L••independent RIARAUM $110MRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $66,000,000 to $110,470,000 (+67.0%) between the annual amendments of 2025-04-10 and 2026-04-15; the peer median change was +15.0% (4546 comparable advisers, 98.0th percentile of changes)
filing Apr 15, 2026peers: independent wealth managers, $100M to $500M (4,546)98% percentile5.1 robust deviationsconfidence 0.85
A•• W••••• A•••••••• L••independent RIARAUM $1.2BRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $582,070,638 to $1,109,267,076 (+91.0%) between the annual amendments of 2025-03-27 and 2026-04-15; the peer median change was +17.0% (1298 comparable advisers, 97.0th percentile of changes)
filing Apr 15, 2026peers: independent wealth managers, $1B to $5B (1,298)97% percentile7.6 robust deviationsconfidence 0.85
G•••• P•••••• W•••••mixed wealthRAUM $239Mwealth to institutional shiftCombination
private-client share fell 15 points or more while institutional share rose 15 points or more. RAUM $261,980,766 to $238,639,022, advisors 6 to 4, private clients 78 to 50, offices 0 to 0 (2025-03-20 to 2026-04-15)
filing Apr 15, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.75
E•••• B•• F••••• O•••••independent RIARAUM $681Mclients down average size upCombination
private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $948,458,594 to $680,792,794, advisors 11 to 10, private clients 103 to 50, offices 1 to 1 (2025-03-26 to 2026-04-15)
filing Apr 15, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.75
H••• S••••••••• •••• I•••BD affiliatedRAUM $3.8Badvisor count surgeChange between filings
advisory representatives (Item 5.B.3) moved from 108.0 to 199.0 (+84.0%) between the annual amendments of 2025-04-21 and 2026-04-15; the peer median change was 0.0% (49 comparable advisers, 98.0th percentile of changes)
filing Apr 15, 2026peers: affiliated wealth managers, $1B to $5B (49)98% percentile11.6 robust deviationsconfidence 0.85
W••• W••••• G••••• L••independent RIARAUM $617Mgrowth on all axesCombination
RAUM, offices and advisors all grew 25 percent or more in one year: a platform in expansion or an acquisition. RAUM $472,091,300 to $616,733,224, advisors 10 to 14, private clients 2249 to 2736, offices 3 to 4 (2025-04-22 to 2026-04-15)
filing Apr 15, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.75
M• A••••••• G••••• L••independent RIARAUM $342Minstitutional to wealth shiftCombination
institutional share fell 15 points or more while private-client share rose 15 points or more. RAUM $310,000,000 to $342,000,000, advisors 3 to 4, private clients 272 to 341, offices 1 to 2 (2025-01-30 to 2026-04-15)
filing Apr 15, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.75
H•••••• K••••••• A•••• M••••••••• L••mixed wealthRAUM $9.6Badvisors down RAUM stableCombination
filing Apr 15, 2026peers: independent wealth managers, $5B to $20B (289)confidence 0.75
M•• C•••••• M••••••••• L••otherRAUM $95.0Mwealth to institutional shiftCombination
filing Apr 15, 2026peers: other advisers, under $100M (660)confidence 0.75
A•• W••••• A•••••••• L••independent RIARAUM $1.2Baccount count surgeChange between filings
accounts (Item 5.F.2.f) moved from 1,339.0 to 2,148.0 (+60.0%) between the annual amendments of 2025-03-27 and 2026-04-15; the peer median change was +6.0% (1206 comparable advisers, 94.0th percentile of changes)
filing Apr 15, 2026peers: independent wealth managers, $1B to $5B (1,206)94% percentile6.4 robust deviationsconfidence 0.85
P••••••••• B•••••••• S•••••••• I•••independent RIARAUM $1.4Baccount count surgeChange between filings
accounts (Item 5.F.2.f) moved from 4,245.0 to 6,993.0 (+65.0%) between the annual amendments of 2025-03-27 and 2026-04-15; the peer median change was +6.0% (1206 comparable advisers, 94.0th percentile of changes)
filing Apr 15, 2026peers: independent wealth managers, $1B to $5B (1,206)94% percentile6.9 robust deviationsconfidence 0.85
H•••••• K••••••• A•••• M••••••••• L••mixed wealthRAUM $9.6Badvisor count dropChange between filings
advisory representatives (Item 5.B.3) moved from 16.0 to 6.0 (-63.0%) between the annual amendments of 2025-03-28 and 2026-04-15; the peer median change was +6.0% (220 comparable advisers, 2.0th percentile of changes); IAPD lists 1 advisers registered here today
filing Apr 15, 2026peers: independent wealth managers, $5B to $20B (220)2.3% percentile5.7 robust deviationsconfidence 0.85
A•• W••••• A•••••••• L••independent RIARAUM $1.2Badvisor count surgeChange between filings
advisory representatives (Item 5.B.3) moved from 8.0 to 14.0 (+75.0%) between the annual amendments of 2025-03-27 and 2026-04-15; the peer median change was 0.0% (999 comparable advisers, 98.0th percentile of changes)
filing Apr 15, 2026peers: independent wealth managers, $1B to $5B (999)98% percentile6.1 robust deviationsconfidence 0.85
E•••• B•• F••••• O•••••independent RIARAUM $681Mclient count collapseChange between filings
individual and HNW clients (Item 5.D) moved from 103.0 to 50.0 (-51.0%) between the annual amendments of 2025-03-26 and 2026-04-15; the peer median change was +5.0% (1214 comparable advisers, 1.0th percentile of changes)
filing Apr 15, 2026peers: independent wealth managers, $500M to $1B (1,214)1.3% percentile7.6 robust deviationsconfidence 0.85

The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.