DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R••••••• F•••••••• A•••••••• L••
Latest filing Jul 20, 2026
First filing on the tape Feb 16, 2012 · 54 filings
SEC status approved since Apr 17, 2015
RAUM
$488M
reported, Item 5.F
Discretionary
81%
of RAUM
Private clients
97%
$473M individuals and HNW
Advisors
15
registered through the firm on IAPD
RAUM per advisor
$32.6M
derived; firm RAUM over IAPD count
Employees
15
12 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
54 filings and snapshots on the tape
RAUM$488M as of Jul 20, 2026
Feb 16, 2012$93.8M then
HNW client RAUM$342M as of Jul 20, 2026
Mar 7, 2018$54.2M then
State-registered IARs (5.B.3)5 as of Jul 20, 2026
Feb 16, 20120 then
Employees (5.A)15 as of Jul 20, 2026
Feb 19, 201622 then
Private funds: no history
RAUM +23% over the last fiscal year+32% a year over threeIARs 13 to 5
Practice profile
derived from the filing of Jul 20, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $32.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 29derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $574,652derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 81%derivedof RAUM
- Institutional
- 1.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 15.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- -62%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- $2.0MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$342M70%
- Individuals$131M27%
- Pension and profit-sharing plans$7.8M1.6%
- Corporations and businesses$7.4M1.5%
- Individual clients
- 297reported
- HNW clients
- 136reported
- Pension plan clients
- n/areported
- Charitable clients
- 0reported
- Accounts
- 850reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.02 related_bd=true related_bank=false bd_reps=14.0derived
Advisors registered through the firm
15 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•••• E••••• R••••••• | Atlanta, Ga | Dec 14, 2007 | 19 y | 0 |
| A••••• S•••• M••Certified Financial Planner | Atlanta, Ga | Feb 11, 2008 | 32 y | 1 |
| B•••• I•• R•••••••• | Atlanta, Ga | Jun 17, 2008 | 22 y | 1 |
| D•••• B•••• P•••••• | Atlanta, Ga | Nov 16, 2011 | 26 y | 4 |
| T••••• E••••• C••••••• | Alpharetta, Ga | Feb 7, 2012 | 44 y | 2 |
| G••••• R••••• R••••••• | Atlanta, Ga | Jul 9, 2012 | 47 y | 0 |
| C•••••• M• P••••• | Atlanta, Ga | Mar 18, 2016 | 46 y | 3 |
| H••••• S• F•••• | Atlanta, Ga | Nov 2, 2018 | 18 y | 2 |
| G•••••• H••••• B•••• | Atlanta, Ga | Jan 7, 2019 | 29 y | 1 |
| E••• L• T•••••Certified Financial Planner | Atlanta, Ga | Mar 16, 2020 | 11 y | 2 |
| R•••• M•••• L•••• | Atlanta, Ga | Oct 2, 2020 | 23 y | 1 |
| A•• R•••••• D••••• | Atlanta, Ga | Sep 18, 2023 | 28 y | 3 |
| E••••• J• W•••• | Atlanta, Ga | Dec 15, 2023 | 27 y | 2 |
| A••• R• W••••• | Atlanta, Ga | Mar 4, 2026 | 11 y | 1 |
| L•••• A•• G••••• | Atlanta, Ga | Apr 13, 2026 | 11 y | 1 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- J••••• C•••••••• to V•••• F•••••••• A•••••••• I•••Jan 17, 2025 · RIA to affiliated broker-dealer or bank
- H•••••• A••••• S••••••• to C•••••••• G••••• M•••••• I•••Aug 5, 2021 · RIA to affiliated broker-dealer or bank
- A•• K•••• W•••••• to F••••••• P••••••• A•• W•••••••• A•••••••Feb 11, 2021 · RIA to affiliated broker-dealer or bank
- D•••• T• W•••• to A•• W••••• I•••Oct 1, 2018 · RIA to RIA
- J••••• G••••••• to M••••• O• O•••• I••••••• S•••••••• I•••Jul 10, 2018 · Other
- B•••• J••••• S••••••• to M••••• G••••• A••••••• I•••Mar 15, 2016 · Other
- H••••• C••• A••••••• to T•••••• C•••••• M••••••••• L••Oct 12, 2015 · Other
- R••••• N••••• N•• to L•• F•••••••• L••Oct 18, 2012 · Other
Joined, latest
- L•••• A•• G••••• from F•••••• F•••••••• A•••••••• L••Apr 13, 2026 · Affiliated broker-dealer or bank to independent RIA
- A••• R• W••••• from E••••• J••••Mar 4, 2026 · Affiliated broker-dealer or bank to independent RIA
- J••••• C•••••••• from T••••• A••••••• S•••••••• I•••Mar 8, 2024 · Affiliated broker-dealer or bank to independent RIA
- E••••• J• W•••• from W•••• F•••• A•••••••Dec 15, 2023 · Wirehouse to independent RIA
- A•• R•••••• D••••• from M••••• S••••••Sep 18, 2023 · Wirehouse to independent RIA
- R•••• M•••• L•••• from M••••• S••••••Oct 2, 2020 · Wirehouse to independent RIA
- A•• K•••• W•••••• from W•••• F•••• A•••••••Sep 9, 2020 · Wirehouse to independent RIA
- E••• L• T••••• from P••••••••• C•••••• A•••••••• L••Mar 16, 2020 · RIA to RIA
- H••••• S• F•••• from R•••••• J•••• • A••••••••• I•••Nov 2, 2018 · Affiliated broker-dealer or bank to independent RIA
- H•••••• A••••• S••••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Jun 7, 2018 · Wirehouse to independent RIA
- J••••• G••••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Jun 21, 2017 · Other
- C•••••• M• P••••• from M••••• S••••••Mar 18, 2016 · Other
- T••••• E••••• C••••••• from J••• M••••• S••••••••• L••Feb 7, 2012 · Other
- D•••• B•••• P•••••• from M••••• S••••••Nov 16, 2011 · Other
- B•••• J••••• S••••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Jun 15, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- R•••••••• G•••••• R••••• · Owner/Ceocontrolsince 04/2007 · owns 50% to 75%
- R•••••••• S••••• E••••• · Chief Compliance Officer, Presidentcontrolsince 06/2022 · owns 10% to 25%
Related persons
Schedule D 7.A
- R••••••• F•••••••• A••••••••• I•••broker-dealern
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Atlanta, Ga · principal | 14 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- advisor count dropChange between filings · filing Apr 6, 2026advisory representatives (Item 5.B.3) moved from 13.0 to 5.0 (-62.0%) between the annual amendments of 2025-02-13 and 2026-04-06; the peer median change was 0.0% (965 comparable advisers, 1.0th percentile of changes)peers: independent wealth managers, $100M to $500M (965) · 1.2% percentile
What changed
consecutive filings, newest first
- Accounts · 835 to 850Feb 13, 2025 to Feb 12, 2026
- Advisory employees · 13 to 12Feb 13, 2025 to Feb 12, 2026
- BD registered reps · 12 to 14Feb 13, 2025 to Feb 12, 2026
- Corporate clients · 4.0 to unsetFeb 13, 2025 to Feb 12, 2026
- HNW clients · 115 to 136Feb 13, 2025 to Feb 12, 2026
- Individual clients · 284 to 297Feb 13, 2025 to Feb 12, 2026
- Pension plan clients · 3.0 to unsetFeb 13, 2025 to Feb 12, 2026
- Employees · 19 to 15Feb 13, 2025 to Feb 12, 2026
- State-registered IARs · 13 to 5Feb 13, 2025 to Feb 12, 2026
- Discretionary RAUM · $313M to $395MFeb 13, 2025 to Feb 12, 2026
- HNW RAUM · $269M to $342MFeb 13, 2025 to Feb 12, 2026
- Individual RAUM · $119M to $131MFeb 13, 2025 to Feb 12, 2026
- Non-discretionary RAUM · $83.8M to $93.8MFeb 13, 2025 to Feb 12, 2026
- Pension RAUM · $7.4M to $7.8MFeb 13, 2025 to Feb 12, 2026
- RAUM · $397M to $488MFeb 13, 2025 to Feb 12, 2026
- Wrap assets (sponsor) · $74.2M to $0Feb 13, 2025 to Feb 12, 2026
- Accounts · 726 to 835Jan 2, 2025 to Feb 13, 2025
- Advisory employees · 14 to 13Jan 2, 2025 to Feb 13, 2025
- BD registered reps · 13 to 12Jan 2, 2025 to Feb 13, 2025
- Corporate clients · 6 to 4Jan 2, 2025 to Feb 13, 2025
- HNW clients · 81 to 115Jan 2, 2025 to Feb 13, 2025
- Individual clients · 271 to 284Jan 2, 2025 to Feb 13, 2025
- Pension plan clients · 2 to 3Jan 2, 2025 to Feb 13, 2025
- Employees · 14 to 19Jan 2, 2025 to Feb 13, 2025
- Financial planning clients · 1-10 to 1-10Jan 2, 2025 to Feb 13, 2025
- State-registered IARs · 14 to 13Jan 2, 2025 to Feb 13, 2025
- Discretionary RAUM · $248M to $313MJan 2, 2025 to Feb 13, 2025
- HNW RAUM · $172M to $269MJan 2, 2025 to Feb 13, 2025
- Individual RAUM · $115M to $119MJan 2, 2025 to Feb 13, 2025
- Non-discretionary RAUM · $47.9M to $83.8MJan 2, 2025 to Feb 13, 2025
- Pension RAUM · $5.9M to $7.4MJan 2, 2025 to Feb 13, 2025
- RAUM · $296M to $397MJan 2, 2025 to Feb 13, 2025
- Wrap assets (sponsor) · $5.5M to $74.2MJan 2, 2025 to Feb 13, 2025
- Accounts · 594 to 726Jan 9, 2024 to Feb 1, 2024
- Advisory employees · 13 to 14Jan 9, 2024 to Feb 1, 2024
- BD registered reps · 12 to 13Jan 9, 2024 to Feb 1, 2024
- Charity clients · 4 to 0Jan 9, 2024 to Feb 1, 2024
- Corporate clients · 3 to 6Jan 9, 2024 to Feb 1, 2024
- HNW clients · 60 to 81Jan 9, 2024 to Feb 1, 2024
- Individual clients · 265 to 271Jan 9, 2024 to Feb 1, 2024
Signals
6 dated events
- R••••••• F•••••••• A•••••••• L•• reported RAUM $396.9M, up 34% from $296.1M (2025-01-02 to 2025-02-13)Feb 13, 2025 · RAUM change · derived
- J••••• C•••••••• left R••••••• F•••••••• A•••••••• L•• for V•••• F•••••••• A•••••••• I••• (registered 2025-02-06)Jan 17, 2025 · Advisor changed firm · fact
- R••••••• F•••••••• A•••••••• L•• reported 17 state-registered advisory representatives, up from 5 (2021-01-04 to 2021-02-19)Feb 19, 2021 · Advisor headcount change · derived
- R••••••• F•••••••• A•••••••• L•• reported 3 state-registered advisory representatives, down from 17 (2018-12-06 to 2019-03-04)Mar 4, 2019 · Advisor headcount change · derived
- R••••••• F•••••••• A•••••••• L•• reported 17 state-registered advisory representatives, up from 4 (2017-12-22 to 2018-03-07)Mar 7, 2018 · Advisor headcount change · derived
- R••••••• F•••••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Mar 19, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 404-364-2180reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 404-694-4421reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- tathamwealthstrategies.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 404-364-2180reportedpublic record, Form ADV, Jul 20, 2026
- Contact form
- tathamwealthstrategies.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $32.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026