DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Shorepoint Capital Partners LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Laura Lincoln GustafsonSk Wealth Management, LLC independent RIAShorepoint Capital Partners LLC independent RIARIA to RIAFeb 6, 2023Mar 13, 2023 (35 d)
Christopher Roger StuartCommonwealth Financial Network national BDShorepoint Capital Partners LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 21, 2022Jul 11, 2022
Raymond Andrew ChildsAble Capital Management, LLC unclassifiedShorepoint Capital Partners LLC otherOtherDec 31, 2016Sep 2, 2016
Luis M RaposoChoate Investment Advisors otherShorepoint Capital Partners LLC otherOtherMar 28, 2013Nov 18, 2009
Timothy George VanechSagepoint Financial, Inc. otherShorepoint Capital Partners LLC otherOtherJan 7, 2010Nov 18, 2009
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5 moves match.